Data / Investment advisers / North Carolina
Investment advisers in North Carolina: 325 firms, $3 trillion in AUM
325 investment advisers have their main office in North Carolina: 288 SEC registered and 37 exempt reporting. The registered advisers report $3 trillion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Captrust with $1.2 trillion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
Get advisers in North Carolina over $100 millionWatch new advisers in North CarolinaGet private fund advisers in North Carolina
- 325Advisers
- 288SEC registered
- 37Exempt reporting
- $3 trillionTotal AUM
- 274Advisers over $100 million
- 93Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. The first 300 of 325 are shown. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Captrust | Raleigh | $1.24 trillion | 146,777 | 1,841 | 17 | (919) 870-6822 | captrust.com | adviserinfo.sec.gov |
| Allspring Global Investments, LLC | Charlotte | $475.78 billion | 11,055 | 956 | 14 | (833) 289-5038 | open.spotify.com | adviserinfo.sec.gov |
| Barings LLC | Charlotte | $392.75 billion | 417 | 1,101 | 91 | (704) 805-7200 | adviserinfo.sec.gov | |
| Allspring Funds Management, LLC | Charlotte | $324.65 billion | 10,118 | 714 | Not listed | (833) 289-5038 | music.amazon.com | adviserinfo.sec.gov |
| Brighthouse Investment Advisers, LLC | Charlotte | $132.63 billion | 5,705 | 29 | Not listed | (980) 949-4641 | adviserinfo.sec.gov | |
| Sterling Capital Management LLC | Charlotte | $69.23 billion | 3,508 | 186 | Not listed | (704) 927-4175 | sterlingcapital.com | adviserinfo.sec.gov |
| Wells Fargo Investment Institute, Inc. | Charlotte | $43.00 billion | 12,213 | 225 | Not listed | (314) 354-5814 | adviserinfo.sec.gov | |
| Alight Financial Advisors, LLC | Charlotte | $35.05 billion | 195,957 | 70 | Not listed | (866) 560-7256 | alightfs.com | adviserinfo.sec.gov |
| Stepstone Private Wealth | Charlotte | $17.93 billion | 14 | 128 | 4 | (704) 215-4300 | adviserinfo.sec.gov | |
| Independent Advisor Alliance, LLC | Charlotte | $17.23 billion | 45,002 | 251 | Not listed | (888) 430-1555 | talluscapital.com | adviserinfo.sec.gov |
| Global Endowment Management, LP | Charlotte | $12.88 billion | 46 | 82 | 148 | (704) 333-8282 | adviserinfo.sec.gov | |
| Churchill Investment Management LLC | Charlotte | $12.14 billion | 8 | 101 | Not listed | (646) 517-5353 | adviserinfo.sec.gov | |
| Truebridge Capital Partners | Chapel Hill | $11.24 billion | 250 | 43 | 102 | (919) 442-5201 | truebridgecapital.com | adviserinfo.sec.gov |
| Adhesion Wealth Advisor Solutions | Charlotte | $11.05 billion | 31,684 | 60 | Not listed | (888) 295-8351 | adhesionwealth.com | adviserinfo.sec.gov |
| Ridgemont Partners Management, LLC | Charlotte | $10.26 billion | 33 | 61 | 32 | (704) 944-0914 | ridgemontep.com | adviserinfo.sec.gov |
| Horizon Investments LLC | Charlotte | $8.47 billion | 1,467 | 76 | Not listed | (704) 544-2399 | horizoninvestments.com | adviserinfo.sec.gov |
| Asana Partners, LP | Charlotte | $8.35 billion | 9 | 125 | 9 | (704) 423-1660 | adviserinfo.sec.gov | |
| Wedge Capital Management LLP | Charlotte | $8.13 billion | 185 | 24 | Not listed | (704) 334-6475 | adviserinfo.sec.gov | |
| Bell Partners | Greensboro | $6.12 billion | 30 | 69 | 26 | (336) 232-1900 | adviserinfo.sec.gov | |
| Veratis Advisors, Inc. | Cary | $5.99 billion | 582 | 8 | Not listed | (919) 460-8875 | veratisadvisors.com | adviserinfo.sec.gov |
| Pamlico Capital | Charlotte | $5.30 billion | 7 | 41 | 7 | (704) 414-7150 | adviserinfo.sec.gov | |
| Alumina Investment Management | Charlotte | $5.26 billion | 1 | 2 | Not listed | (980) 233-3000 | adviserinfo.sec.gov | |
| Bragg Financial Advisors Inc | Charlotte | $4.67 billion | 1,613 | 39 | Not listed | (704) 377-0261 | braggfinancial.com | adviserinfo.sec.gov |
| QHP Capital, L.P. | Raleigh | $4.57 billion | 15 | 25 | 15 | (919) 261-5250 | qhpcapital.com | adviserinfo.sec.gov |
| Franklin Street Advisors Inc. | Chapel Hill | $4.53 billion | 1,652 | 40 | 5 | (919) 489-2600 | franklin-street.com | adviserinfo.sec.gov |
| Salem Investment Counselors Inc | Winston Salem | $4.19 billion | 3,120 | 18 | Not listed | (336) 768-7230 | saleminvestment.com | adviserinfo.sec.gov |
| Plexus Capital | Raleigh | $3.77 billion | 17 | 50 | 17 | (919) 256-6340 | adviserinfo.sec.gov | |
| Falfurrias Management Partners LP | Charlotte | $3.71 billion | 7 | 55 | 6 | (704) 371-3220 | falfurrias.com | adviserinfo.sec.gov |
| Biltmore Family Office, LLC | Charlotte | $3.47 billion | 86 | 24 | Not listed | (704) 248-5230 | biltmorefamilyoffice.com | adviserinfo.sec.gov |
| Colony Family Offices, LLC | Charlotte | $3.36 billion | 1,048 | 16 | Not listed | (704) 285-7300 | colonyfamilyoffices.com | adviserinfo.sec.gov |
| Verger Capital Management | Winston-Salem | $3.28 billion | 11 | 18 | 1 | (336) 934-4101 | adviserinfo.sec.gov | |
| Cornerstone Advisors, LLC | Asheville | $3.04 billion | 2 | 7 | Not listed | (828) 210-8184 | adviserinfo.sec.gov | |
| New Republic Partners | Charlotte | $3.03 billion | 107 | 28 | 13 | (704) 626-1526 | newrepublicpartners.com | adviserinfo.sec.gov |
| Smith Salley Wealth Management | Greensboro | $2.89 billion | 3,203 | 18 | Not listed | (336) 379-7556 | smith-salley.com | adviserinfo.sec.gov |
| Guardian Wealth Advisors, LLC | Raleigh | $2.74 billion | 5,387 | 50 | Not listed | (919) 249-1810 | valleypeakfinancial.com | adviserinfo.sec.gov |
| First Citizens Investor Services, Inc. | Raleigh | $2.63 billion | 7,645 | 352 | Not listed | (800) 229-0205 | firstcitizens.com | adviserinfo.sec.gov |
| Alphastar Capital Management | Cornelius | $2.50 billion | 15,795 | 150 | Not listed | (855) 340-2514 | adviserinfo.sec.gov | |
| Cornerstone Wealth | Huntersville | $2.49 billion | 2,274 | 50 | Not listed | (704) 987-3410 | adviserinfo.sec.gov | |
| Capital Investment Advisory Services, LLC | Raleigh | $2.39 billion | 9,862 | 91 | Not listed | (919) 831-2370 | capital-invest.com | adviserinfo.sec.gov |
| Tiverton Advisors, LLC | Raleigh | $2.14 billion | 9 | 41 | 8 | (919) 307-4527 | tiverton.ag | adviserinfo.sec.gov |
| Comperio Retirement Consulting, Inc. | Cary | $1.99 billion | 32 | 4 | Not listed | (919) 401-3500 | adviserinfo.sec.gov | |
| Novare Capital Management | Charlotte | $1.92 billion | 2,075 | 23 | Not listed | (704) 334-3698 | novarecapital.com | adviserinfo.sec.gov |
| Carousel Capital Management Company, L.P. | Charlotte | $1.91 billion | 10 | 19 | 10 | (704) 372-2040 | carouselcapital.com | adviserinfo.sec.gov |
| Halifax Investment Management, L.L.C. | Raleigh | $1.90 billion | 8 | 18 | 8 | (919) 786-4420 | thehalifaxgroup.com | adviserinfo.sec.gov |
| Eton Advisors | Chapel Hill | $1.89 billion | 144 | 11 | 5 | (919) 442-1550 | focusfinancialpartners.com | adviserinfo.sec.gov |
| Morgan Creek Capital Management, LLC | Chapel Hill | $1.79 billion | 55 | 29 | 33 | (919) 933-4004 | morgancreekcap.com | adviserinfo.sec.gov |
| Blueprint Investment Partners LLC | Greensboro | $1.78 billion | 18 | 9 | Not listed | (800) 245-7339 | adviserinfo.sec.gov | |
| Linden Thomas Advisory Services, LLC | Charlotte | $1.77 billion | 7,111 | 14 | Not listed | (704) 554-8150 | lindenthomas.com | adviserinfo.sec.gov |
| Steele Creek Investment Management LLC | Charlotte | $1.74 billion | 11 | 12 | 9 | (704) 343-6011 | moelisassetmanagement.com | adviserinfo.sec.gov |
| Ally Invest Advisors | Charlotte | $1.73 billion | 79,536 | 8 | Not listed | (855) 880-2559 | ally.com | adviserinfo.sec.gov |
| Delegate Advisors, LLC | Chapel Hill | $1.71 billion | 1,331 | 13 | 1 | (919) 932-8400 | delegateadvisors.com | adviserinfo.sec.gov |
| FC Capital Management LLC | Charlotte | $1.61 billion | 7 | 19 | 7 | (704) 414-2880 | frontiergrowth.com | adviserinfo.sec.gov |
| Financial Symmetry Inc. | Raleigh | $1.54 billion | 5,370 | 35 | Not listed | (919) 851-8200 | financialsymmetry.com | adviserinfo.sec.gov |
| Mill Capital Management, LLC | Concord | $1.49 billion | 306 | 5 | Not listed | (980) 494-6455 | millcapitalmgmt.com | adviserinfo.sec.gov |
| Five Points Capital LLC | Winston-Salem | $1.45 billion | 14 | 26 | 14 | (336) 733-0350 | fivepointscapital.com | adviserinfo.sec.gov |
| Oak City Investment Consulting | Wake Forest | $1.43 billion | 336 | 6 | Not listed | (919) 844-6450 | oakcityinvestmentconsulting.com | adviserinfo.sec.gov |
| Ironsides Asset Advisors, LLC | Rocky Mount | $1.42 billion | 872 | 3 | Not listed | (252) 443-7041 | adviserinfo.sec.gov | |
| MBL Advisors | Charlotte | $1.42 billion | 1,156 | 14 | Not listed | (704) 333-8461 | mbl-advisors.com | adviserinfo.sec.gov |
| Blueprint Financial Advisors | Charlotte | $1.41 billion | 2,330 | 47 | Not listed | (844) 200-2568 | greenbeatfinancial.com | adviserinfo.sec.gov |
| Corrum Capital Management LLC | Charlotte | $1.39 billion | 26 | 17 | 15 | (704) 330-7300 | corrumcapital.com | adviserinfo.sec.gov |
| Granville Capital, Inc. | Greensboro | $1.37 billion | 106 | 9 | 7 | (336) 273-8544 | granvillecapitalinc.com | adviserinfo.sec.gov |
| Sheets Smith Wealth Management | Winston Salem | $1.37 billion | 1,070 | 15 | Not listed | (336) 765-2020 | sheetssmith.com | adviserinfo.sec.gov |
| Live Oak Private Wealth, LLC | Wilmington | $1.32 billion | 1,157 | 12 | Not listed | (844) 469-5679 | adviserinfo.sec.gov | |
| Topsail Wealth Management LLC | Charlotte | $1.31 billion | 729 | 5 | Not listed | (980) 308-9901 | topsailwealthmanagement.com | adviserinfo.sec.gov |
| Triangle Wealth Management | Raleigh | $1.29 billion | 1,170 | 14 | Not listed | (919) 838-3221 | adviserinfo.sec.gov | |
| Arbor Investment Advisors | Winston Salem | $1.29 billion | 1,457 | 8 | Not listed | (336) 777-1677 | arborinvest.com | adviserinfo.sec.gov |
| Absher Wealth Management, LLC | Chapel Hill | $1.26 billion | 2,468 | 9 | Not listed | (919) 283-2340 | absherwealth.com | adviserinfo.sec.gov |
| Hamilton Point Investment Advisors, LLC | Chapel Hill | $1.21 billion | 885 | 12 | Not listed | (919) 636-3765 | adviserinfo.sec.gov | |
| Silverback Asset Management, LLC | Durham | $1.19 billion | 8 | 12 | 2 | (919) 969-9300 | silverbackasset.com | adviserinfo.sec.gov |
| Founders Financial Alliance, LLC | Raleigh | $1.19 billion | 4,229 | 31 | Not listed | (855) 860-5940 | foundersfinancialalliance.com | adviserinfo.sec.gov |
| Woodard & Co Asset Management Group Inc | Bermuda Run | $1.17 billion | 1,832 | 5 | Not listed | (336) 998-7000 | adviserinfo.sec.gov | |
| Verity Asset Management | Durham | $1.15 billion | 7,603 | 77 | Not listed | (919) 490-6717 | adviserinfo.sec.gov | |
| Laurel Wealth Advisors, LLC | Charlotte | $1.11 billion | 1,429 | 9 | Not listed | (704) 927-4379 | adviserinfo.sec.gov | |
| Kian Capital Partners, LLC | Charlotte | $1.10 billion | 7 | 19 | 7 | (704) 943-2500 | kiancapital.com | adviserinfo.sec.gov |
| Providence Capital Advisors, LLC | Charlotte | $1.07 billion | 2,745 | 14 | Not listed | (704) 215-4420 | providencecapitaladvisors.com | adviserinfo.sec.gov |
| Cardinal Capital Management Inc | Raleigh | $1.03 billion | 1,498 | 4 | Not listed | (919) 532-7500 | adviserinfo.sec.gov | |
| Capital Investment Counsel Inc | Raleigh | $1.02 billion | 1,271 | 11 | Not listed | (919) 831-2370 | capital-invest.com | adviserinfo.sec.gov |
| Verum Partners LLC | Charlotte | $1.01 billion | 1,560 | 17 | Not listed | (980) 771-3999 | adviserinfo.sec.gov | |
| First Tryon Advisors | Charlotte | $1.01 billion | 16 | 13 | Not listed | (704) 926-2453 | firsttryon.com | adviserinfo.sec.gov |
| Bluesky Wealth Advisors, LLC | New Bern | $1.00 billion | 1,716 | 14 | Not listed | (252) 633-0107 | adviserinfo.sec.gov | |
| Fca Partners, LLC | Charlotte | $910.3 million | 1 | 11 | Not listed | (704) 972-2684 | fcapartners.com | adviserinfo.sec.gov |
| Atlantic Private Wealth, LLC | Chapel Hill | $894 million | 1,339 | 5 | Not listed | (919) 968-2977 | atlanticpwa.com | adviserinfo.sec.gov |
| Tannin Capital, LLC | Charlotte | $824.9 million | 532 | 7 | Not listed | (704) 552-1082 | adviserinfo.sec.gov | |
| Strathmore Capital Advisors | Charlotte | $805 million | 1,594 | 17 | Not listed | (704) 364-4241 | summitfinancialpartner.com | adviserinfo.sec.gov |
| Kuhn Advisors, Inc. | Durham | $800.8 million | 1,280 | 8 | Not listed | (919) 493-3233 | kuhnadvisors.com | adviserinfo.sec.gov |
| Carolina Wealth Management, Inc. | Greenville | $798.5 million | 1,494 | 10 | Not listed | (252) 439-1344 | mycarolinawealth.com | adviserinfo.sec.gov |
| Hale Partnership Capital Management, LLC | Charlotte | $788.3 million | 11 | 2 | 7 | (336) 552-6228 | adviserinfo.sec.gov | |
| Ifc Core Investment Management LLC | Raleigh | $742.4 million | 1 | 44 | Not listed | (252) 523-0800 | adviserinfo.sec.gov | |
| Cordgrass Capital Advisors, LLC | Raleigh | $729.9 million | 1,592 | 8 | Not listed | (919) 800-0705 | cordgrasscapital.com | adviserinfo.sec.gov |
| Colton Groome Financial Advisors, LLC | Asheville | $724.9 million | 1,096 | 16 | Not listed | (828) 252-1816 | coltongroome.com | adviserinfo.sec.gov |
| Old Peak Finance | Chapel Hill | $714.1 million | 674 | 10 | Not listed | (919) 459-8181 | oldpeakfinance.com | adviserinfo.sec.gov |
| Abs Legacy Partners, LLC | Hickory | $670.8 million | 60 | 3 | Not listed | (828) 325-0655 | abslegacypartners.com | adviserinfo.sec.gov |
| Allen Wealth Management, LLC | Boone | $664.3 million | 2,725 | 7 | Not listed | (828) 268-9693 | allenwealthmanagement.com | adviserinfo.sec.gov |
| Holderness Investments Co | Greensboro | $660.7 million | 778 | 8 | Not listed | (336) 574-1400 | holdernessinvestments.com | adviserinfo.sec.gov |
| Tradewinds, LLC | Raleigh | $659.4 million | 1,672 | 12 | Not listed | (984) 257-9091 | adviserinfo.sec.gov | |
| Collegiate Capital Management, Inc. | Raleigh | $653 million | 1,992 | 8 | Not listed | (919) 838-0101 | adviserinfo.sec.gov | |
| 1808 Capital Partners | Greensboro | $644.6 million | 1,103 | 5 | Not listed | (336) 814-9800 | 1808capital.com | adviserinfo.sec.gov |
| Woodward Financial Advisors, Inc. | Chapel Hill | $641.5 million | 1,084 | 10 | Not listed | (919) 929-2495 | woodwardadvisors.com | adviserinfo.sec.gov |
| Phoenix Wealth Advisors Inc. | Chapel Hill | $641.4 million | 1,593 | 8 | Not listed | (919) 929-4448 | pfinx.com | adviserinfo.sec.gov |
| Hilltop Wealth Advisors, LLC | Chapel Hill | $635.5 million | 1,968 | 18 | Not listed | (919) 401-1500 | adviserinfo.sec.gov | |
| SPP Management Services, LLC | Charlotte | $623.6 million | 29 | 23 | 29 | (704) 654-3400 | adviserinfo.sec.gov | |
| Capital Advisers, Inc. | Raleigh | $620 million | 1,505 | 5 | Not listed | (919) 865-1930 | capitaladvisersinc.com | adviserinfo.sec.gov |
| Alpha Financial Advisors, LLC | Charlotte | $619.3 million | 1,520 | 9 | Not listed | (704) 716-1100 | alphafa.com | adviserinfo.sec.gov |
| Safe Harbor Family Capital, LLC | Chapel Hill | $613.9 million | 235 | 3 | Not listed | (919) 537-7110 | adviserinfo.sec.gov | |
| Auctus Advisors LLC | Charlotte | $612.9 million | 731 | 3 | Not listed | (704) 533-9880 | adviserinfo.sec.gov | |
| Sapere Wealth Management, LLC | Matthews | $604.8 million | 240 | 7 | 6 | (704) 321-5244 | sapere.com | adviserinfo.sec.gov |
| Whitener Capital Management, Inc | Rocky Mount | $598.5 million | 1,628 | 9 | Not listed | (252) 972-8909 | adviserinfo.sec.gov | |
| Fund Direct Advisors Inc. | Greensboro | $593 million | 156 | 4 | Not listed | (336) 271-4450 | funddirectadvisors.com | adviserinfo.sec.gov |
| Fortress Private Ledger, LLC | Raleigh | $584 million | 1,528 | 22 | Not listed | (919) 322-2761 | myept.com | adviserinfo.sec.gov |
| Olde Raleigh Financial Group | Raleigh | $565.7 million | 1,322 | 7 | Not listed | (919) 861-8212 | adviserinfo.sec.gov | |
| Hobart Wealth | Charlotte | $558.2 million | 2,074 | 18 | Not listed | (888) 553-0122 | adviserinfo.sec.gov | |
| Zuraw Financial Advisors, LLC | Greensboro | $519.9 million | 756 | 3 | Not listed | adviserinfo.sec.gov | ||
| Defender Capital | Charlotte | $510 million | 189 | 3 | 1 | (704) 373-1716 | adviserinfo.sec.gov | |
| Aspire Private Capital | Cornelius | $509.7 million | 1,703 | 9 | Not listed | (704) 237-9927 | aspireadvisors.com | adviserinfo.sec.gov |
| Capitala Private Advisors, LLC | Charlotte | $505.1 million | 12 | 16 | 4 | (704) 376-5502 | capitalagroup.com | adviserinfo.sec.gov |
| Crown Wealth Group LLC | Charlotte | $502.4 million | 1,040 | 10 | Not listed | (704) 360-3995 | crownwealthgroup.com | adviserinfo.sec.gov |
| Quantitative Process, LLC | Charlotte | $502.1 million | 288 | 3 | Not listed | (888) 253-3292 | quantpro.com | adviserinfo.sec.gov |
| Act Advisors | Asheville | $498.9 million | 1,089 | 10 | Not listed | (828) 398-2802 | adviserinfo.sec.gov | |
| Piedmont Capital Management, LLC | Greenboro | $495.6 million | 223 | 24 | 1 | (336) 274-5471 | piedmonttrust.com | adviserinfo.sec.gov |
| Semmax Financial Advisors, Inc. | Winston-Salem | $495.4 million | 2,240 | 18 | Not listed | (336) 856-0080 | quieroretirarmidinero.com | adviserinfo.sec.gov |
| Graham Partners | Asheville | $492.7 million | 3 | 4 | 3 | (212) 808-7430 | grahampartners.com | adviserinfo.sec.gov |
| Three Magnolias Financial Advisors | Winston Salem | $487.1 million | 1,632 | 7 | Not listed | (336) 701-1600 | threemagnoliasfinancialadvisors.com | adviserinfo.sec.gov |
| Cornerstone Wealth Planning | Charlotte | $485.9 million | 1,273 | 13 | Not listed | (704) 849-0123 | rpblueprint.com | adviserinfo.sec.gov |
| The Pines Wealth Management, LLC | Southern Pines | $485.9 million | 957 | 4 | Not listed | (910) 475-8312 | thepineswealth.com | adviserinfo.sec.gov |
| Physicians Financial Services, Inc. | Raleigh | $482.3 million | 569 | 6 | Not listed | (919) 863-2355 | physiciansfs.com | adviserinfo.sec.gov |
| Ip Financial Advisory Services LLC | Charlotte | $481.4 million | 2,686 | 112 | Not listed | (980) 326-3335 | ipfinancialservicesllc.com | adviserinfo.sec.gov |
| Townsend Asset Management Corp. | Raleigh | $479.6 million | 1,130 | 7 | Not listed | (919) 782-9689 | northcarolinawealthmanagers.com | adviserinfo.sec.gov |
| Sharpvue Capital, LLC | Raleigh | $465.2 million | 12 | 9 | 12 | (984) 246-2040 | adviserinfo.sec.gov | |
| First Citizens Asset Management, Inc | Raleigh | $465.1 million | 1,274 | 58 | Not listed | (800) 229-0205 | firstcitizens.com | adviserinfo.sec.gov |
| Pursuit Wealth Strategies, LLC | Raleigh | $457.5 million | 2,121 | 7 | Not listed | (919) 847-7600 | pursuitwealthstrategies.com | adviserinfo.sec.gov |
| Old North State Wealth Management, LLC | Wilmington | $452.6 million | 1,124 | 6 | Not listed | (910) 509-3800 | adviserinfo.sec.gov | |
| Timonier | Winston Salem | $450.3 million | 707 | 8 | Not listed | (336) 725-5010 | timonier.com | adviserinfo.sec.gov |
| Collwick Funds GP, LLC | Charlotte | $439.6 million | 1 | 4 | 1 | (704) 243-9468 | adviserinfo.sec.gov | |
| Advisorstrust Partners LLC | Raleigh | $435.3 million | 523 | 6 | Not listed | (919) 298-2458 | jamesfinancialadvisors.com | adviserinfo.sec.gov |
| Mauney-Pitt Financial Management, Inc. | Shelby | $418 million | 1,479 | 6 | Not listed | (704) 481-0101 | mauney-pitt.com | adviserinfo.sec.gov |
| Altamont Capital Management | Asheville | $412.3 million | 387 | 2 | Not listed | (828) 236-0610 | adviserinfo.sec.gov | |
| Namcoa | Mooresville | $404.3 million | 584 | 11 | Not listed | (239) 593-5525 | infinitewealthadvisors.com | adviserinfo.sec.gov |
| Tilia Fiduciary Partners, Inc. | Wilmington | $403.7 million | 997 | 8 | Not listed | (910) 679-4093 | tiliapartners.com | adviserinfo.sec.gov |
| H. L. Ormond & Company, LLC | Greenville | $401.4 million | 1,199 | 7 | Not listed | (252) 756-4010 | hlormond.com | adviserinfo.sec.gov |
| Tar River Wealth Planning, LLC | Louisburg | $401.2 million | 1,283 | 9 | Not listed | (919) 496-1511 | tarriverwealthplanning.com | adviserinfo.sec.gov |
| Raleigh Capital Management Inc. | Cary | $397.8 million | 2,293 | 20 | Not listed | (919) 852-1215 | adviserinfo.sec.gov | |
| Family Wealth Partners, LLC | Matthews | $392.4 million | 1,020 | 12 | Not listed | (704) 321-0152 | fwpnc.com | adviserinfo.sec.gov |
| Eastover Capital Management | Charlotte | $392.3 million | 252 | 4 | Not listed | (704) 336-6818 | adviserinfo.sec.gov | |
| Davis Investment Partners, LLC | Charlotte | $390 million | 452 | 3 | Not listed | (704) 741-4200 | davisinvestmentpartners.com | adviserinfo.sec.gov |
| Spartan Planning Group | Greensboro | $383.7 million | 1,006 | 5 | Not listed | (800) 371-1292 | spartanplanninggroup.com | adviserinfo.sec.gov |
| Cascades Capital Asset Management, LLC | Greensboro | $383.3 million | 733 | 3 | Not listed | (336) 404-4746 | cascadescapital.com | adviserinfo.sec.gov |
| Capital Management LLC | Greensboro | $383 million | 516 | 3 | Not listed | (336) 856-2911 | capitalmgmtinc.com | adviserinfo.sec.gov |
| Tagstone Capital, Inc. | Charlotte | $368.9 million | 228 | 1 | Not listed | (704) 533-8900 | tagstonecapital.com | adviserinfo.sec.gov |
| Kanbrick LLC | Charlotte | $362.2 million | 1 | 8 | 2 | (872) 225-2249 | adviserinfo.sec.gov | |
| Armor Investment Advisors, LLC | Raleigh | $356 million | 206 | 6 | Not listed | (919) 571-4382 | adviserinfo.sec.gov | |
| HCG Fund Management LP | Raleigh | $347.3 million | 15 | 11 | 10 | (919) 300-7702 | hcgfunds.com | adviserinfo.sec.gov |
| Garden City Management, LLC | Charlotte | $343.8 million | 5 | 5 | 3 | (404) 383-9233 | gardencityequity.com | adviserinfo.sec.gov |
| Reichard Capital, LLC | Charlotte | $341 million | 219 | 4 | Not listed | (704) 312-2318 | adviserinfo.sec.gov | |
| Blueprint Fund Management | Greensboro | $340.5 million | 2 | 9 | Not listed | (800) 245-7339 | blueprintmutualfunds.com | adviserinfo.sec.gov |
| Lewis Financial Management, LLC | Raleigh | $338.7 million | 88 | 2 | Not listed | (919) 872-7000 | lfmadvisor.com | adviserinfo.sec.gov |
| Uwharrie Investment Advisors, Inc. | Albemarle | $337.8 million | 877 | 14 | Not listed | (704) 983-5959 | uwharrie.com | adviserinfo.sec.gov |
| Everstar Asset Management, LLC | Mooresville | $336.7 million | 1,132 | 13 | 5 | (440) 376-1629 | adviserinfo.sec.gov | |
| Insight Folios | Charlotte | $331.3 million | 2,223 | 15 | Not listed | (704) 529-9500 | dursocapital.com | adviserinfo.sec.gov |
| Advisorengine Portfolio Solutions Inc. | Raleigh | $331.3 million | 1,410 | 1 | Not listed | (888) 225-7216 | advisorengine-portfolio-solutions.com | adviserinfo.sec.gov |
| Lifeplan Group | Raleigh | $326 million | 1,083 | 9 | Not listed | (919) 858-6119 | lifeplangroup.com | adviserinfo.sec.gov |
| WSC & Company, LLC | Charlotte | $320.4 million | 4 | 6 | 4 | (704) 408-9943 | wscandcompany.com | adviserinfo.sec.gov |
| First Financial Group | Raleigh | $317 million | 1,026 | 4 | Not listed | (919) 876-4926 | adviserinfo.sec.gov | |
| First Oak Wealth Management, LLC | Raleigh | $316.2 million | 442 | 3 | Not listed | (919) 421-1555 | adviserinfo.sec.gov | |
| Gibert Wealth Management | Charlotte | $316 million | 274 | 2 | Not listed | (704) 575-5349 | gibertwealth.com | adviserinfo.sec.gov |
| Sparta Wealth Partners | Charlotte | $315.8 million | 696 | 8 | Not listed | (704) 575-1148 | adviserinfo.sec.gov | |
| Lyon Wealth Advisors | Charlotte | $311.4 million | 686 | 3 | Not listed | (704) 424-9780 | adviserinfo.sec.gov | |
| Beacon Financial Strategies Corp. | Raleigh | $309.4 million | 560 | 7 | Not listed | (919) 803-3801 | adviserinfo.sec.gov | |
| Beacon Wealthcare LLC | Raleigh | $308.3 million | 908 | 6 | Not listed | (919) 821-5225 | beaconwc.com | adviserinfo.sec.gov |
| Joel Adams and Associates Inc. | Asheville | $305.6 million | 1,452 | 3 | Not listed | (828) 251-9700 | joeladamsasheville.com | adviserinfo.sec.gov |
| Dovetail Financial Group LLC | Wilmington | $298.9 million | 891 | 6 | Not listed | (910) 395-1991 | dovetailfin.com | adviserinfo.sec.gov |
| Omnistar Financial Group, Inc. | Wilmington | $285.7 million | 1,077 | 7 | Not listed | (910) 319-7834 | adviserinfo.sec.gov | |
| Peace of Mind Wealth Management | Raleigh | $283.3 million | 877 | 18 | Not listed | (919) 787-8866 | pomwealth.net | adviserinfo.sec.gov |
| WMS Advisors, LLC | Charlotte | $280.9 million | 411 | 7 | Not listed | (301) 294-7804 | adviserinfo.sec.gov | |
| Worth Advisors | Charlotte | $280.7 million | 1,266 | 15 | Not listed | (704) 731-0121 | worthadvisors.com | adviserinfo.sec.gov |
| Milestone Investments, Inc. | Charlotte | $277.3 million | 138 | 2 | Not listed | (704) 716-2749 | milestoneinvestmentsinc.com | adviserinfo.sec.gov |
| Reliant Investment Partners, LLC | Pinehurst | $268.3 million | 1,101 | 6 | Not listed | (910) 363-1010 | greatfallswealth.com | adviserinfo.sec.gov |
| Tassel Capital Management, Inc | Matthews | $266 million | 850 | 5 | Not listed | (704) 814-6780 | tasselcapital.com | adviserinfo.sec.gov |
| Millbank Dartmoor Portsmouth LLC | Asheville | $263.2 million | 4 | 3 | Not listed | (828) 499-7222 | mdpvol.com | adviserinfo.sec.gov |
| Horizon Financial Services, LLC | Winston Salem | $262.4 million | 1,203 | 8 | Not listed | (336) 659-7060 | adviserinfo.sec.gov | |
| Horizons Wealth Management | Asheville | $258.2 million | 653 | 4 | Not listed | (828) 337-9395 | adviserinfo.sec.gov | |
| Muirfield Wealth Advisors LLC | Charlotte | $255.8 million | 484 | 3 | Not listed | (704) 442-0047 | muirfieldwealth.com | adviserinfo.sec.gov |
| Modern Capital Advisors, LLC | Raleigh | $254.8 million | 1,221 | 19 | Not listed | (800) 440-0442 | moderncap.com | adviserinfo.sec.gov |
| Cassia Capital Partners LLC | Winston Salem | $251.2 million | 573 | 5 | Not listed | (336) 723-4585 | cassiacapitalpartners.com | adviserinfo.sec.gov |
| Carolina Financial Advisors, Inc. | Greensboro | $240.9 million | 1,226 | 7 | Not listed | (336) 333-0176 | carolinafinancialadvisors.com | adviserinfo.sec.gov |
| Lumina Wealth Management, LLC | Wilmington | $240.2 million | 595 | 3 | Not listed | (910) 599-9409 | adviserinfo.sec.gov | |
| Westhampton Capital | Winston-Salem | $238.5 million | 256 | 4 | Not listed | (336) 725-5579 | westhamptoncapital.com | adviserinfo.sec.gov |
| Quest 10 Wealth Builders, Inc. | Fuquay-Varina | $237.7 million | 1,086 | 8 | Not listed | (919) 552-4286 | completefinancialsolutions.org | adviserinfo.sec.gov |
| Level Wealth Management LLC | Greensboro | $236.5 million | 432 | 3 | Not listed | (336) 355-1432 | adviserinfo.sec.gov | |
| Powell Wealth | Cornelius | $229.2 million | 272 | 3 | Not listed | (704) 439-0027 | adviserinfo.sec.gov | |
| BD Investment Partners, LLC | Raleigh | $223.7 million | 3 | 9 | 3 | (919) 609-7395 | bdipartners.com | adviserinfo.sec.gov |
| Beacon Capital Advisory Group | Charlotte | $223.5 million | 538 | 4 | Not listed | (877) 801-2322 | adviserinfo.sec.gov | |
| Crossgen Wealth LLC | Greenville | $222.8 million | 430 | 3 | Not listed | (252) 262-7301 | crossgenwealth.com | adviserinfo.sec.gov |
| Kerusso Capital Management, LLC | Winston-Salem | $222.4 million | 22 | 3 | Not listed | (404) 226-2537 | adviserinfo.sec.gov | |
| Octagon Asset Management, LLC | Charlotte | $221.2 million | 5 | 4 | 1 | (212) 683-8811 | octagonam.com | adviserinfo.sec.gov |
| Integrated Wealthcare, LLC | Durham | $218.2 million | 792 | 11 | Not listed | (866) 694-6292 | adviserinfo.sec.gov | |
| Gragg Financial | Shelby | $215.4 million | 475 | 12 | Not listed | (704) 482-2001 | graggfinancial.com | adviserinfo.sec.gov |
| A4 Wealth Advisors LLC | Huntersville | $213.7 million | 1,366 | 6 | Not listed | (704) 509-1141 | a4cfp.com | adviserinfo.sec.gov |
| Gouws Capital LLC | Charlotte | $209.9 million | 101 | 3 | Not listed | (704) 944-3233 | gouwscapital.com | adviserinfo.sec.gov |
| Counterweight Private Wealth | Wilmington | $207.2 million | 417 | 3 | Not listed | (919) 726-6124 | adviserinfo.sec.gov | |
| Kenneth Frenke & Co | Arden | $206.5 million | 734 | 3 | Not listed | (828) 654-9343 | frenke.com | adviserinfo.sec.gov |
| Masonboro Advisors | Wilmington | $206.5 million | 564 | 9 | Not listed | (910) 742-0509 | thecortrogersproject.com | adviserinfo.sec.gov |
| Broyhill Asset Management, LLC | Charlotte | $204.5 million | 91 | 6 | 3 | (828) 610-5360 | adviserinfo.sec.gov | |
| Portus Wealth Advisors, LLC | Charlotte | $204.1 million | 528 | 4 | 1 | (704) 936-0084 | adviserinfo.sec.gov | |
| IA Network, LLC | Charlotte | $199.5 million | 593 | 5 | Not listed | (704) 272-1211 | adviserinfo.sec.gov | |
| Accruent Wealth Advisors | Winston-Salem | $197.7 million | 636 | 3 | Not listed | (336) 760-4829 | adviserinfo.sec.gov | |
| Amphora Wealth Management, LLC | Chapel Hill | $196.2 million | 649 | 3 | Not listed | (919) 240-6111 | amphorawealth.com | adviserinfo.sec.gov |
| Smith Partners Wealth Management, LLC | Greensboro | $196.1 million | 416 | 4 | Not listed | (336) 272-9488 | smithpartnerswealth.com | adviserinfo.sec.gov |
| Frazier Financial Consultants, LLC | Chapel Hill | $196 million | 323 | 3 | Not listed | (919) 929-6940 | adviserinfo.sec.gov | |
| Charter Wealth Management | Raleigh | $195.6 million | 232 | 4 | Not listed | (919) 729-2100 | charterwm.com | adviserinfo.sec.gov |
| Independent Wealth Advisors, LLC | Cary | $195.3 million | 432 | 4 | Not listed | (919) 749-7596 | adviserinfo.sec.gov | |
| Strategic Advisory Partners | Greensboro | $191.4 million | 828 | 8 | Not listed | (336) 790-2560 | adviserinfo.sec.gov | |
| Ridgeline Wealth Advisors, LLC. | Raleigh | $189 million | 709 | 7 | Not listed | (919) 782-0494 | adviserinfo.sec.gov | |
| Greenway Wealth Advisors, LLC | Charlotte | $184.5 million | 1,086 | 4 | Not listed | (704) 981-1228 | greenwaywealth.com | adviserinfo.sec.gov |
| Sledge and Company Wealth Advisors | High Point | $183.4 million | 429 | 4 | Not listed | (336) 889-3013 | sledgeandcompany.com | adviserinfo.sec.gov |
| Clearview Wealth Management | Charlotte | $182.4 million | 510 | 4 | Not listed | (704) 837-4317 | clearviewwealthmgmt.com | adviserinfo.sec.gov |
| Cannon Advisors | Charlotte | $181.6 million | 230 | 5 | Not listed | (704) 820-8393 | adviserinfo.sec.gov | |
| Front Porch Financial Advisory | Charlotte | $181.3 million | 387 | 1 | Not listed | (704) 803-5585 | frontporchfa.com | adviserinfo.sec.gov |
| Broad Reach Capital LLC | Raleigh | $180.5 million | 25 | 4 | Not listed | (919) 309-9325 | broadreachpartnersllc.com | adviserinfo.sec.gov |
| Dolan Capital Advisors, LLC | Charlotte | $179.1 million | 354 | 4 | Not listed | (704) 887-4969 | adviserinfo.sec.gov | |
| Hollingsworth Avent Averre & Purvis, Pa | Raleigh | $177.4 million | 152 | 3 | Not listed | (919) 848-4100 | haacpa.com | adviserinfo.sec.gov |
| Family Legacy Financial Solutions, LLC | Cary | $174.5 million | 806 | 7 | Not listed | (919) 379-9000 | familylegacync.com | adviserinfo.sec.gov |
| Pinafore Wealth Counsel Inc. | Durham | $173.6 million | 325 | 2 | Not listed | (919) 213-0458 | pinaforewealth.com | adviserinfo.sec.gov |
| Investor Advisory Group | Charlotte | $172.1 million | 442 | 4 | Not listed | (704) 366-1120 | theiag.com | adviserinfo.sec.gov |
| Granada Wealth Management, LLC | Davidson | $171.4 million | 665 | 1 | Not listed | (888) 928-9728 | granadawm.com | adviserinfo.sec.gov |
| Hayden Harper Wealth Advisory, LLC | Charlotte | $171.1 million | 203 | 7 | 2 | (704) 343-2447 | adviserinfo.sec.gov | |
| Kensington Financial Group, Inc. | Winston-Salem | $169.5 million | 853 | 2 | Not listed | (336) 712-9743 | adviserinfo.sec.gov | |
| ARK Royal Wealth Management LLC | Raleigh | $169.3 million | 314 | 4 | Not listed | (919) 710-8665 | ark-wealth.com | adviserinfo.sec.gov |
| Obp Capital | Rocky Mount | $168.8 million | 5 | 2 | Not listed | (252) 984-3808 | adviserinfo.sec.gov | |
| Hunter Street Investment Advisors LLC | Apex | $166.4 million | 889 | 8 | Not listed | (919) 589-4040 | hsiadvisors.net | adviserinfo.sec.gov |
| Collie Financial Planning, Inc. | Black Mountain | $162.9 million | 732 | 2 | Not listed | (828) 654-8830 | colliefp.com | adviserinfo.sec.gov |
| Private Wealth Management of North Carolina LLC | Henderson | $162.8 million | 742 | 3 | Not listed | (252) 492-8694 | adviserinfo.sec.gov | |
| The Wealth Group, LTD | Raleigh | $160.2 million | 293 | 8 | Not listed | (919) 865-1924 | thewealthgrp.com | adviserinfo.sec.gov |
| Pendleton Financial Wealth Management | Raleigh | $160 million | 365 | 4 | Not listed | (919) 781-4167 | pendletonfinancial.com | adviserinfo.sec.gov |
| Blue Water Capital Management, LLC | Apex | $159.8 million | 385 | 2 | Not listed | (919) 589-2528 | bluewaterportfolios.com | adviserinfo.sec.gov |
| Aim Advisors, LLC | Raleigh | $158.2 million | 482 | 5 | Not listed | (919) 758-8911 | adviserinfo.sec.gov | |
| Holcombe & McGrath | Asheville | $155.9 million | 701 | 3 | Not listed | (828) 252-8228 | wealthminder.com | adviserinfo.sec.gov |
| BP Asset Management Inc. | Charlotte | $155.3 million | 3 | 3 | 2 | (980) 261-5233 | adviserinfo.sec.gov | |
| Shining Rock Advisors LLC | Asheville | $153.8 million | 93 | 2 | Not listed | (828) 380-0071 | shiningrockadvisors.com | adviserinfo.sec.gov |
| Terra Wealth | High Point | $152 million | 937 | 13 | Not listed | (305) 928-3772 | adviserinfo.sec.gov | |
| Twin City Private Wealth, LLC | Winston-Salem | $151.3 million | 538 | 10 | Not listed | (336) 930-9494 | twincitywealth.com | adviserinfo.sec.gov |
| Dreher Financial Partners | Southern Pines | $148.2 million | 496 | 2 | Not listed | (910) 692-4330 | adviserinfo.sec.gov | |
| Wealthpoint Advisors | Cramerton | $147.1 million | 979 | 7 | Not listed | (704) 675-5300 | wealthpointadvisorsnc.com | adviserinfo.sec.gov |
| Ascendor Wealth, LLC | Wilmington | $145.6 million | 402 | 6 | Not listed | (910) 790-0122 | adviserinfo.sec.gov | |
| Blue Financial | Charlotte | $145.1 million | 908 | 11 | Not listed | (704) 302-1141 | adviserinfo.sec.gov | |
| White Oak Financial Management, Inc | Asheville | $143.5 million | 905 | 3 | Not listed | (828) 274-7844 | adviserinfo.sec.gov | |
| Forest Capital | Charlotte | $143.2 million | 247 | 4 | Not listed | (704) 533-9876 | forestcapital.net | adviserinfo.sec.gov |
| Calamita Wealth Management | Charlotte | $138.2 million | 391 | 4 | Not listed | (704) 276-7325 | adviserinfo.sec.gov | |
| Tarheel Advisors, LLC | Chapel Hill | $137.8 million | 389 | 2 | Not listed | (984) 271-1993 | adviserinfo.sec.gov | |
| Professional Wealth Management Services LLC | Statesville | $136.2 million | 171 | 3 | Not listed | (704) 872-0022 | prowealthmgt.com | adviserinfo.sec.gov |
| BSG Advisers | Apex | $134.8 million | 676 | 9 | Not listed | (919) 267-4753 | adviserinfo.sec.gov | |
| Sound Financial Management, Inc. | Raleigh | $134.1 million | 440 | 2 | Not listed | (919) 845-6600 | adviserinfo.sec.gov | |
| Structural Solutions LLC | Chapel Hill | $133 million | 8 | 3 | 3 | (917) 836-0339 | adviserinfo.sec.gov | |
| Tricapital Wealth Management, Inc. | Charlotte | $132.7 million | 192 | 3 | Not listed | (704) 571-8778 | tricapitaladvisors.com | adviserinfo.sec.gov |
| Wells Financial Management, LLC | Asheville | $132.7 million | 98 | 2 | Not listed | (828) 252-4144 | wellsfm.com | adviserinfo.sec.gov |
| The Breit Group | Wrightsville Beach | $131.6 million | 146 | 3 | Not listed | (704) 502-6069 | thebreitgroup.com | adviserinfo.sec.gov |
| Saber Capital Management LLC | Fuquay Varina | $129.3 million | 123 | 2 | 2 | (919) 610-6809 | sabercapitalmgt.com | adviserinfo.sec.gov |
| Kucharo Wealth | Charlotte | $123.7 million | 258 | 2 | Not listed | (704) 251-9550 | kucharowealth.com | adviserinfo.sec.gov |
| Tolley Financial Group, LLC | Raleigh | $121.9 million | 448 | 1 | Not listed | (919) 747-9698 | tolleyfinancialgroup.com | adviserinfo.sec.gov |
| West Financial Strategies, Inc. | Sanford | $121 million | 318 | 3 | Not listed | (919) 774-8664 | westfinancialstrategies.com | adviserinfo.sec.gov |
| Emerald Asset Management, Inc. | Rocky Mount | $120.8 million | 424 | 2 | Not listed | (252) 443-7616 | emeraldam.com | adviserinfo.sec.gov |
| Hicks & Associates Wealth Management, LLC | Cary | $119.6 million | 570 | 4 | Not listed | (919) 851-5512 | adviserinfo.sec.gov | |
| TRG Capital Management, Inc. | Raleigh | $118.2 million | 388 | 5 | 1 | (919) 239-4163 | trgcap.com | adviserinfo.sec.gov |
| Passport Wealth Management | Cornelius | $115.3 million | 409 | 3 | Not listed | (704) 457-0060 | passportwm.com | adviserinfo.sec.gov |
| Hatteras Investment Partners, LP | Raleigh | $114.8 million | 7 | 9 | 4 | (919) 846-2324 | hatterasinvestmentpartners.com | adviserinfo.sec.gov |
| Evergreen Wealth Advisors | Raleigh | $112.5 million | 357 | 18 | Not listed | (888) 884-0557 | evergreenmoney.com | adviserinfo.sec.gov |
| Reh Wealth Advisors LLC | Raleigh | $110.5 million | 200 | 1 | Not listed | (909) 518-2134 | investwithsteve.com | adviserinfo.sec.gov |
| White Oak Wealth Partners | Raleigh | $110.5 million | 216 | 2 | Not listed | (919) 858-6490 | whiteoakwealthpartners.com | adviserinfo.sec.gov |
| The Financial Legacy Group | Charlotte | $107.3 million | 414 | 3 | Not listed | (704) 469-6614 | thefinanciallegacygroup.com | adviserinfo.sec.gov |
| Castle Wealth Group | Mooresville | $106.8 million | 486 | 3 | Not listed | (704) 594-8000 | adviserinfo.sec.gov | |
| Eqv Advisory, LLC | Raleigh | $106.8 million | 122 | 6 | Not listed | (919) 842-3000 | eqvadvisory.com | adviserinfo.sec.gov |
| Thayer Financial, L.L.C. | Hickory | $106.4 million | 493 | 2 | Not listed | (828) 569-2785 | adviserinfo.sec.gov | |
| Integrative Planning, Inc. | Cornelius | $101.4 million | 429 | 6 | Not listed | (704) 947-8444 | myintegrativeplanning.com | adviserinfo.sec.gov |
| Indexperts, LLC | Charlotte | $100.9 million | 3 | 4 | Not listed | (704) 554-8150 | indexperts.com | adviserinfo.sec.gov |
| Course Management Investment Advisors, LLC | Pinehurst | $100.3 million | 324 | 4 | Not listed | (910) 621-3371 | cmiallc.com | adviserinfo.sec.gov |
| Intercarolina Financial Services, Inc. | Greensboro | $85.4 million | 271 | 29 | Not listed | (336) 288-6890 | intercarolina.net | adviserinfo.sec.gov |
| SLP Wealth | Durham | $63.7 million | 1,895 | 21 | Not listed | (910) 315-0973 | slpwealth.com | adviserinfo.sec.gov |
| VN Capital Management, LLC | Greensboro | $63 million | 1 | 1 | 1 | (336) 897-1615 | adviserinfo.sec.gov | |
| Variant Perception | Charlotte | $31.9 million | 1 | 1 | Not listed | (704) 926-1116 | adviserinfo.sec.gov | |
| Innovation Partners LLC | Charlotte | $21.7 million | 36 | 305 | Not listed | (704) 708-5461 | innovationpartnersllc.com | adviserinfo.sec.gov |
| Kineticos Life Sciences Management LLC | Raleigh | Not listed | Not listed | Not listed | 14 | (215) 262-7645 | kineticos.com | adviserinfo.sec.gov |
| Oval Park Capital LLC | Raleigh | Not listed | Not listed | Not listed | 12 | (919) 451-1958 | ovalpark.com | adviserinfo.sec.gov |
| Idea Fund Partners, LLC | Chapel Hill | Not listed | Not listed | Not listed | 11 | (919) 869-9391 | ideafundpartners.com | adviserinfo.sec.gov |
| The Zabel Companies, LLC | Charlotte | Not listed | Not listed | Not listed | 10 | (704) 973-9934 | zabelcompanies.com | adviserinfo.sec.gov |
| Vested Finance | Durham | Not listed | 0 | 60 | 9 | (310) 895-3927 | vestedfinance.co | adviserinfo.sec.gov |
| Pappas Ventures | Durham | Not listed | Not listed | Not listed | 8 | (919) 998-3300 | adviserinfo.sec.gov | |
| SJF Management LLC | Durham | Not listed | Not listed | Not listed | 6 | (919) 530-1177 | adviserinfo.sec.gov | |
| Hargett Hunter Capital Management, LLC | Raleigh | Not listed | Not listed | Not listed | 5 | (919) 999-8488 | adviserinfo.sec.gov | |
| Broadtree Partners Management, LLC | Charlotte | Not listed | Not listed | Not listed | 4 | (704) 228-1262 | broadtreepartners.com | adviserinfo.sec.gov |
| Covenant Venture Capital, LLC | Wilmington | Not listed | Not listed | Not listed | 4 | (212) 220-5745 | covenantventurecapital.com | adviserinfo.sec.gov |
| Hatteras Venture Partners | Durham | Not listed | Not listed | Not listed | 4 | (919) 480-0730 | adviserinfo.sec.gov | |
| Old Well Partners, LLC | Charlotte | Not listed | Not listed | Not listed | 4 | (704) 248-0380 | adviserinfo.sec.gov | |
| Salem Investment Partners | Greensboro | Not listed | Not listed | Not listed | 4 | (336) 245-4747 | salemip.com | adviserinfo.sec.gov |
| Hatteras Venture Partners | Durham | Not listed | Not listed | Not listed | 3 | (919) 484-0730 | hatterasvp.com | adviserinfo.sec.gov |
| Black Owl Capital | Charlotte | Not listed | Not listed | Not listed | 2 | (415) 699-5601 | adviserinfo.sec.gov | |
| Echo Health Ventures LLC | Durham | Not listed | Not listed | Not listed | 2 | (919) 213-7138 | echohealthventures.com | adviserinfo.sec.gov |
| Excelerate Health Ventures LLC | Durham | Not listed | Not listed | Not listed | 2 | (919) 960-1540 | adviserinfo.sec.gov | |
| Hatteras Venture Partners | Durham | Not listed | Not listed | Not listed | 2 | (919) 480-0730 | hatterasvp.com | adviserinfo.sec.gov |
| Hatteras Venture Partners | Durham | Not listed | Not listed | Not listed | 2 | (919) 484-0730 | hatterasvp.com | adviserinfo.sec.gov |
| Intersouth Advisors, Inc. | Durham | Not listed | Not listed | Not listed | 2 | (919) 460-8203 | intersouth.com | adviserinfo.sec.gov |
| Linville Capital | Charlotte | Not listed | Not listed | Not listed | 2 | (704) 368-2259 | linvillecapital.com | adviserinfo.sec.gov |
Advisers in North Carolina that manage private funds
93 advisers report private funds. The 40 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Global Endowment Management, LP | Charlotte | NC | 148 | 140 | 5 | Not listed | 1 | $25.75 billion | $12.88 billion | adviserinfo.sec.gov |
| Truebridge Capital Partners | Chapel Hill | NC | 102 | Not listed | 92 | 10 | Not listed | $13.81 billion | $11.24 billion | adviserinfo.sec.gov |
| Barings LLC | Charlotte | NC | 91 | 4 | 13 | Not listed | 6 | $30.20 billion | $392.75 billion | adviserinfo.sec.gov |
| Morgan Creek Capital Management, LLC | Chapel Hill | NC | 33 | 5 | 28 | Not listed | Not listed | $1.39 billion | $1.79 billion | adviserinfo.sec.gov |
| Ridgemont Partners Management, LLC | Charlotte | NC | 32 | Not listed | 32 | Not listed | Not listed | $10.25 billion | $10.26 billion | adviserinfo.sec.gov |
| SPP Management Services, LLC | Charlotte | NC | 29 | Not listed | 5 | Not listed | Not listed | $623.6 million | $623.6 million | adviserinfo.sec.gov |
| Bell Partners | Greensboro | NC | 26 | Not listed | Not listed | Not listed | 26 | $5.76 billion | $6.12 billion | adviserinfo.sec.gov |
| Captrust | Raleigh | NC | 17 | Not listed | 2 | Not listed | 12 | $223 million | $1.24 trillion | adviserinfo.sec.gov |
| Plexus Capital | Raleigh | NC | 17 | Not listed | 17 | Not listed | Not listed | $3.85 billion | $3.77 billion | adviserinfo.sec.gov |
| QHP Capital, L.P. | Raleigh | NC | 15 | Not listed | 15 | Not listed | Not listed | $4.72 billion | $4.57 billion | adviserinfo.sec.gov |
| Corrum Capital Management LLC | Charlotte | NC | 15 | 2 | 13 | Not listed | Not listed | $707.3 million | $1.39 billion | adviserinfo.sec.gov |
| Allspring Global Investments, LLC | Charlotte | NC | 14 | Not listed | Not listed | Not listed | Not listed | $5.84 billion | $475.78 billion | adviserinfo.sec.gov |
| Five Points Capital LLC | Winston-Salem | NC | 14 | Not listed | 9 | Not listed | Not listed | $1.45 billion | $1.45 billion | adviserinfo.sec.gov |
| Kineticos Life Sciences Management LLC | Raleigh | NC | 14 | Not listed | Not listed | 14 | Not listed | $140 million | Not listed | adviserinfo.sec.gov |
| New Republic Partners | Charlotte | NC | 13 | Not listed | 10 | Not listed | Not listed | $721.7 million | $3.03 billion | adviserinfo.sec.gov |
| Sharpvue Capital, LLC | Raleigh | NC | 12 | Not listed | 4 | Not listed | 8 | $465.2 million | $465.2 million | adviserinfo.sec.gov |
| Oval Park Capital LLC | Raleigh | NC | 12 | Not listed | Not listed | 2 | Not listed | $97.3 million | Not listed | adviserinfo.sec.gov |
| Idea Fund Partners, LLC | Chapel Hill | NC | 11 | Not listed | Not listed | 11 | Not listed | $77.4 million | Not listed | adviserinfo.sec.gov |
| Carousel Capital Management Company, L.P. | Charlotte | NC | 10 | Not listed | 10 | Not listed | Not listed | $1.91 billion | $1.91 billion | adviserinfo.sec.gov |
| HCG Fund Management LP | Raleigh | NC | 10 | 1 | Not listed | 5 | Not listed | $347.3 million | $347.3 million | adviserinfo.sec.gov |
| The Zabel Companies, LLC | Charlotte | NC | 10 | Not listed | 10 | Not listed | Not listed | $67.7 million | Not listed | adviserinfo.sec.gov |
| Asana Partners, LP | Charlotte | NC | 9 | Not listed | Not listed | Not listed | 9 | $8.18 billion | $8.35 billion | adviserinfo.sec.gov |
| Steele Creek Investment Management LLC | Charlotte | NC | 9 | Not listed | 1 | Not listed | Not listed | $1.54 billion | $1.74 billion | adviserinfo.sec.gov |
| Vested Finance | Durham | NC | 9 | Not listed | 9 | Not listed | Not listed | $9.9 million | Not listed | adviserinfo.sec.gov |
| Tiverton Advisors, LLC | Raleigh | NC | 8 | Not listed | 8 | Not listed | Not listed | $2.14 billion | $2.14 billion | adviserinfo.sec.gov |
| Halifax Investment Management, L.L.C. | Raleigh | NC | 8 | Not listed | 8 | Not listed | Not listed | $1.90 billion | $1.90 billion | adviserinfo.sec.gov |
| Pappas Ventures | Durham | NC | 8 | Not listed | Not listed | 8 | Not listed | $165.3 million | Not listed | adviserinfo.sec.gov |
| Pamlico Capital | Charlotte | NC | 7 | Not listed | 7 | Not listed | Not listed | $5.30 billion | $5.30 billion | adviserinfo.sec.gov |
| FC Capital Management LLC | Charlotte | NC | 7 | Not listed | 7 | Not listed | Not listed | $1.36 billion | $1.61 billion | adviserinfo.sec.gov |
| Granville Capital, Inc. | Greensboro | NC | 7 | 7 | Not listed | Not listed | Not listed | $803.3 million | $1.37 billion | adviserinfo.sec.gov |
| Kian Capital Partners, LLC | Charlotte | NC | 7 | Not listed | 7 | Not listed | Not listed | $1.10 billion | $1.10 billion | adviserinfo.sec.gov |
| Hale Partnership Capital Management, LLC | Charlotte | NC | 7 | 5 | Not listed | Not listed | 2 | $250.3 million | $788.3 million | adviserinfo.sec.gov |
| Falfurrias Management Partners LP | Charlotte | NC | 6 | Not listed | 6 | Not listed | Not listed | $3.71 billion | $3.71 billion | adviserinfo.sec.gov |
| Sapere Wealth Management, LLC | Matthews | NC | 6 | 6 | Not listed | Not listed | Not listed | $210.5 million | $604.8 million | adviserinfo.sec.gov |
| SJF Management LLC | Durham | NC | 6 | Not listed | Not listed | 6 | Not listed | $377.4 million | Not listed | adviserinfo.sec.gov |
| Franklin Street Advisors Inc. | Chapel Hill | NC | 5 | Not listed | Not listed | Not listed | Not listed | $154.3 million | $4.53 billion | adviserinfo.sec.gov |
| Eton Advisors | Chapel Hill | NC | 5 | 5 | Not listed | Not listed | Not listed | $155.7 million | $1.89 billion | adviserinfo.sec.gov |
| Everstar Asset Management, LLC | Mooresville | NC | 5 | 4 | 1 | Not listed | Not listed | $111.7 million | $336.7 million | adviserinfo.sec.gov |
| Hargett Hunter Capital Management, LLC | Raleigh | NC | 5 | Not listed | 5 | Not listed | Not listed | $70.2 million | Not listed | adviserinfo.sec.gov |
| Stepstone Private Wealth | Charlotte | NC | 4 | Not listed | Not listed | 1 | Not listed | $2.39 billion | $17.93 billion | adviserinfo.sec.gov |
Newest SEC registrations in North Carolina
6 advisers with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Crescent Advisory Solutions, LLC | Cary | NC | October 23, 2026 | Not listed | adviserinfo.sec.gov | |
| Yellowwood Wealth Solutions, LLC | Charlotte | NC | October 13, 2026 | Not listed | yellowwoodwealth.com | adviserinfo.sec.gov |
| East Franklin Capital | Wilmington | NC | October 1, 2026 | Not listed | adviserinfo.sec.gov | |
| Cameron Signature Wealth Advisors LLC | Charlotte | NC | September 10, 2026 | Not listed | adviserinfo.sec.gov | |
| Corrum Capital Management LLC | Charlotte | NC | August 20, 2026 | $1.39 billion | corrumcapital.com | adviserinfo.sec.gov |
| Silvercap Partners | Charlotte | NC | August 6, 2026 | Not listed | silvercappartners.com | adviserinfo.sec.gov |
Cities in North Carolina
| City | Advisers | AUM |
|---|---|---|
| Charlotte | 105 | $1.65 trillion |
| Raleigh | 61 | $1.28 trillion |
| Greensboro | 19 | $17.08 billion |
| Chapel Hill | 19 | $28.43 billion |
| Durham | 18 | $3.60 billion |
| Winston-Salem | 17 | $14.50 billion |
| Asheville | 13 | $6.58 billion |
| Wilmington | 11 | $3.56 billion |
More ways to read North Carolina
- Advisers in North Carolina with $10 billion to $100 billion in AUM
- Advisers in North Carolina with $1 billion to $10 billion in AUM
- Advisers in North Carolina with $500 million to $1 billion in AUM
- Advisers in North Carolina with $100 million to $500 million in AUM
- Advisers in North Carolina serving individuals
- Advisers in North Carolina serving high net worth individuals
- Advisers in North Carolina serving investment companies
- Advisers in North Carolina serving pooled investment vehicles
- Advisers in North Carolina serving pension and profit sharing plans
- Advisers in North Carolina serving charitable organizations
- Advisers in North Carolina serving state and municipal governments
- Advisers in North Carolina serving other investment advisers
- Advisers in North Carolina serving insurance companies
- Advisers in North Carolina serving corporations and other businesses
- Private fund advisers in North Carolina
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.