Data / Investment advisers / North Carolina / Spartan Planning Group
Spartan Planning Group, Greensboro, NC: $384 million AUM, SEC registered investment adviser
Spartan Planning Group is an SEC registered investment adviser with its main office in Greensboro, North Carolina and reports $384 million in regulatory assets under management in its Form ADV filed March 2, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 166599
- SEC file number
- 801-118622
- SEC status
- Approved, effective April 30, 2020
- Legal name
- Spartan Planning & Wealth Management, LLC
- Main office
- 1931 New Garden Rd, Ste 220, Greensboro, NC 27410
- Phone
- (800) 371-1292
- Website
- spartanplanninggroup.com
- Regulatory AUM
- $383,681,575 in the Form ADV filed March 2, 2026
- Discretionary AUM
- $198,729,544
- Non discretionary AUM
- $184,952,031
- Accounts
- 1,006
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 88 | $313 million |
| Individuals (other than high net worth individuals) | 108 | $46.8 million |
| Pension and profit sharing plans | 14 | $23.2 million |
| Corporations or other businesses | 3 | $660,938 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $383.7 million | March 2, 2026 |
| December 1, 2025 | $345.1 million | November 17, 2025 |
Other advisers in Greensboro
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Granville Capital, Inc. | Greensboro | $1.37 billion | 7 | adviserinfo.sec.gov |
| Holderness Investments Co | Greensboro | $660.7 million | Not listed | adviserinfo.sec.gov |
| 1808 Capital Partners | Greensboro | $644.6 million | Not listed | adviserinfo.sec.gov |
| Fund Direct Advisors Inc. | Greensboro | $593 million | Not listed | adviserinfo.sec.gov |
| Zuraw Financial Advisors, LLC | Greensboro | $519.9 million | Not listed | adviserinfo.sec.gov |
| Cascades Capital Asset Management, LLC | Greensboro | $383.3 million | Not listed | adviserinfo.sec.gov |
| Capital Management LLC | Greensboro | $383 million | Not listed | adviserinfo.sec.gov |
| Blueprint Fund Management | Greensboro | $340.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greensboro, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Spartan Planning Group on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.