Data / Investment advisers / North Carolina / Cascades Capital Asset Management, LLC
Cascades Capital Asset Management, LLC, Greensboro, NC: $383 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cascades Capital Asset Management, LLC is an SEC registered investment adviser with its main office in Greensboro, North Carolina and reports $383 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Cascades Capital Asset Management, LLC (CRD number 167102): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 167102
- SEC file number
- 801-113166
- SEC status
- Approved, effective May 7, 2018
- Main office
- 1840 Pembroke Road Suite 1, Greensboro, NC 27408
- Phone
- (336) 404-4746
- Website
- cascadescapital.com
- Regulatory AUM
- $383,331,712 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $346,297,718
- Non discretionary AUM
- $37,033,994
- Accounts
- 733
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 84 | $276.6 million |
| Individuals (other than high net worth individuals) | 245 | $64.1 million |
| Pension and profit sharing plans | 15 | $37 million |
| Corporations or other businesses | 8 | $4.5 million |
| Charitable organizations | 6 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $383.3 million | March 26, 2026 |
| December 1, 2025 | $322 million | November 20, 2025 |
Other advisers in Greensboro
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Holderness Investments Co | Greensboro | $660.7 million | Not listed | adviserinfo.sec.gov |
| 1808 Capital Partners | Greensboro | $644.6 million | Not listed | adviserinfo.sec.gov |
| Fund Direct Advisors Inc. | Greensboro | $593 million | Not listed | adviserinfo.sec.gov |
| Zuraw Financial Advisors, LLC | Greensboro | $519.9 million | Not listed | adviserinfo.sec.gov |
| Spartan Planning Group | Greensboro | $383.7 million | Not listed | adviserinfo.sec.gov |
| Capital Management LLC | Greensboro | $383 million | Not listed | adviserinfo.sec.gov |
| Blueprint Fund Management | Greensboro | $340.5 million | Not listed | adviserinfo.sec.gov |
| Carolina Financial Advisors, Inc. | Greensboro | $240.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greensboro, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Cascades Capital Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.