Data / Investment advisers / North Carolina / Fund Direct Advisors Inc.
Fund Direct Advisors Inc., Greensboro, NC: $593 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fund Direct Advisors Inc. is an SEC registered investment adviser with its main office in Greensboro, North Carolina and reports $593 million in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Fund Direct Advisors Inc. (CRD number 155363): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 155363
- SEC file number
- 801-77794
- SEC status
- Approved, effective April 5, 2013
- Main office
- 201 State Street, Greensboro, NC 27408
- Phone
- (336) 271-4450
- Website
- funddirectadvisors.com
- Regulatory AUM
- $593,000,000 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $50,000,000
- Non discretionary AUM
- $543,000,000
- Accounts
- 156
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 65 | $510 million |
| High net worth individuals | 25 | $33 million |
| Individuals (other than high net worth individuals) | 65 | $25 million |
| Corporations or other businesses | Fewer than 5 | $25 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $593 million | March 5, 2026 |
| December 1, 2025 | $605 million | April 1, 2025 |
Other advisers in Greensboro
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Smith Salley Wealth Management | Greensboro | $2.89 billion | Not listed | adviserinfo.sec.gov |
| Blueprint Investment Partners LLC | Greensboro | $1.78 billion | Not listed | adviserinfo.sec.gov |
| Granville Capital, Inc. | Greensboro | $1.37 billion | 7 | adviserinfo.sec.gov |
| Holderness Investments Co | Greensboro | $660.7 million | Not listed | adviserinfo.sec.gov |
| 1808 Capital Partners | Greensboro | $644.6 million | Not listed | adviserinfo.sec.gov |
| Zuraw Financial Advisors, LLC | Greensboro | $519.9 million | Not listed | adviserinfo.sec.gov |
| Spartan Planning Group | Greensboro | $383.7 million | Not listed | adviserinfo.sec.gov |
| Cascades Capital Asset Management, LLC | Greensboro | $383.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greensboro, NC
- Investment advisers in North Carolina
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Fund Direct Advisors Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.