Data / Investment advisers / Serving pension and profit sharing plans

Investment advisers serving pension and profit sharing plans: 5,252 firms and $8.5 trillion in AUM

Name: Investment advisers serving pension and profit sharing plans: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

5,252 SEC registered investment advisers report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $8.5 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Captrust.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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5,252Advisers
$8.5 trillionAUM from this client type
5,082Advisers over $100 million
November 2, 2026File date

Advisers serving pension and profit sharing plans

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 5,252 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
Captrust	Raleigh	NC	3,523	$1.07 trillion	$1.24 trillion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	220	$268.98 billion	$2.65 trillion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	NY	892	$198.04 billion	$3.52 trillion	adviserinfo.sec.gov
Pacific Investment Management Company LLC	Newport Beach	CA	436	$193.20 billion	$3.67 trillion	adviserinfo.sec.gov
Nisa Investment Advisors, LLC	St. Louis	MO	255	$177.34 billion	$343.89 billion	adviserinfo.sec.gov
Gallagher Fiduciary Advisors, LLC	Rolling Meadows	IL	2,099	$170.55 billion	$194.82 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	NY	154	$163.89 billion	$1.60 trillion	adviserinfo.sec.gov
Strategic Advisers LLC	Boston	MA	10,164	$161.53 billion	$1.37 trillion	adviserinfo.sec.gov
Global Retirement Partners LLC	San Rafael	CA	11,120	$158.64 billion	$169.58 billion	adviserinfo.sec.gov
Marsh Investments US LLC	Boston	MA	312	$139.87 billion	$226.04 billion	adviserinfo.sec.gov
Onedigital	Overland Park	KS	5,160	$139.26 billion	$155.41 billion	adviserinfo.sec.gov
Pgim, Inc.	Newark	NJ	111	$122.40 billion	$1.13 trillion	adviserinfo.sec.gov
Aon Investments USA Inc.	Chicago	IL	272	$112.66 billion	$150.99 billion	adviserinfo.sec.gov
Northern Trust Investments, Incorporated	Chicago	IL	330	$110.58 billion	$1.25 trillion	adviserinfo.sec.gov
Parametric Portfolio Associates	Seattle	WA	559	$107.89 billion	$684.78 billion	adviserinfo.sec.gov
Nepc, LLC	Boston	MA	165	$98.08 billion	$152.72 billion	adviserinfo.sec.gov
Creative Planning	Overland Park	KS	10,861	$96.02 billion	$295.57 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management International	London	United Kingdom	36	$82.72 billion	$621.02 billion	adviserinfo.sec.gov
Morgan Stanley	Purchase	NY	10,466	$74.86 billion	$1.96 trillion	adviserinfo.sec.gov
Ifm Investors Pty LTD	Melbourne	Australia	31	$74.32 billion	$202.97 billion	adviserinfo.sec.gov
Dodge & Cox	San Francisco	CA	225	$73.27 billion	$466.56 billion	adviserinfo.sec.gov
T. Rowe Price Associates, Inc.	Baltimore	MD	214	$68.53 billion	$2.20 trillion	adviserinfo.sec.gov
Loomis, Sayles & Company, L.P.	Boston	MA	385	$68.00 billion	$386.88 billion	adviserinfo.sec.gov
Wellington Management Company LLP	Boston	MA	172	$65.67 billion	$1.43 trillion	adviserinfo.sec.gov
Towers Watson Investment Services, Inc.	Chicago	IL	106	$61.80 billion	$62.67 billion	adviserinfo.sec.gov
Insight Investment	New York	NY	138	$61.72 billion	$171.09 billion	adviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	17,422	$58.95 billion	$1.78 trillion	adviserinfo.sec.gov
Mellon Investments Corporation	Pittsburgh	PA	106	$57.61 billion	$873.87 billion	adviserinfo.sec.gov
Alan Biller and Associates	Menlo Park	CA	25	$56.79 billion	$65.07 billion	adviserinfo.sec.gov
Asset Management One Co., LTD.	Tokyo	Japan	321	$56.18 billion	$470.54 billion	adviserinfo.sec.gov
World Investment Advisors, LLC	Lincroft	NJ	3,742	$56.04 billion	$71.64 billion	adviserinfo.sec.gov
Apg Asset Management US, Inc	New York	NY	Fewer than 5	$54.37 billion	$141.33 billion	adviserinfo.sec.gov
Northern Trust Global Investments LTD	London	United Kingdom	33	$50.88 billion	$208.39 billion	adviserinfo.sec.gov
Wealthspire Institutional, LLC	Chicago	IL	205	$46.80 billion	$97.54 billion	adviserinfo.sec.gov
Raymond James & Associates, Inc.	St. Petersburg	FL	9,726	$46.10 billion	$500.96 billion	adviserinfo.sec.gov
Segal Marco Advisors	New York	NY	74	$43.44 billion	$50.15 billion	adviserinfo.sec.gov
Jpmorgan Asset Management (UK) Limited	London	United Kingdom	57	$43.33 billion	$484.10 billion	adviserinfo.sec.gov
Mitsubishi Ufj Trust and Banking Corporation	Tokyo	Japan	120	$42.46 billion	$406.96 billion	adviserinfo.sec.gov
Record Currency Management Limited	London	United Kingdom	16	$42.28 billion	$114.16 billion	adviserinfo.sec.gov
Invesco Advisers, Inc.	Atlanta	GA	86	$41.88 billion	$749.52 billion	adviserinfo.sec.gov
Sanders Capital, LLC	West Palm Beach	FL	43	$41.42 billion	$122.18 billion	adviserinfo.sec.gov
Principal Asset Management	Des Moines	IA	578	$41.04 billion	$427.71 billion	adviserinfo.sec.gov
L&G, Asset Management, America	Chicago	IL	98	$39.94 billion	$267.16 billion	adviserinfo.sec.gov
Usi Advisors	Glastonbury	CT	845	$37.93 billion	$56.28 billion	adviserinfo.sec.gov
Sbi Funds Management Limited	Mumbai	India	23	$37.59 billion	$219.93 billion	adviserinfo.sec.gov
Wealthspire Retirement Advisory	Aliso Viejo	CA	1,395	$36.15 billion	$38.61 billion	adviserinfo.sec.gov
Jennison Associates	New York	NY	95	$35.96 billion	$214.84 billion	adviserinfo.sec.gov
Creative Planning Institutional Advisors, LLC	Newport Beach	CA	668	$35.63 billion	$37.50 billion	adviserinfo.sec.gov
Sumitomo Mitsui DS Asset Management Company, Limited	Minato-Ku, Tokyo	Japan	370	$35.10 billion	$177.71 billion	adviserinfo.sec.gov
Mesirow Financial Investment Management, Inc.	Chicago	IL	76,209	$34.40 billion	$50.44 billion	adviserinfo.sec.gov
Galliard Capital Management	Minneapolis	MN	104	$34.08 billion	$80.27 billion	adviserinfo.sec.gov
Cambridge Associates, LLC	Boston	MA	34	$34.06 billion	$326.70 billion	adviserinfo.sec.gov
Callan	San Francisco	CA	250	$32.44 billion	$41.94 billion	adviserinfo.sec.gov
Adp Strategic Plan Services, LLC	Roseland	NJ	110,773	$32.40 billion	$32.40 billion	adviserinfo.sec.gov
Cerity Partners Retirement Plan Consultants	New York	NY	821	$31.93 billion	$40.25 billion	adviserinfo.sec.gov
Hamilton Lane	Conshohocken	PA	56	$30.84 billion	$141.83 billion	adviserinfo.sec.gov
Metlife Investment Management, LLC	Whippany	NJ	87	$30.69 billion	$563.78 billion	adviserinfo.sec.gov
Pictet Asset Management SA	Geneva	Switzerland	74	$29.50 billion	$330.70 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	710	$28.49 billion	$398.65 billion	adviserinfo.sec.gov
Arrowstreet Capital, Limited Partnership	Boston	MA	27	$27.88 billion	$351.32 billion	adviserinfo.sec.gov
Stancorp Investment Advisers, Inc.	Portland	OR	2,580	$27.54 billion	$34.50 billion	adviserinfo.sec.gov
Numeric Investors LLC	Boston	MA	25	$27.53 billion	$94.40 billion	adviserinfo.sec.gov
Raymond James Financial Services Advisors, Inc	Saint Petersburg	FL	8,500	$26.97 billion	$390.04 billion	adviserinfo.sec.gov
UBS Financial Services Inc.	Weehawken	NJ	9,843	$26.43 billion	$915.79 billion	adviserinfo.sec.gov
Payden & Rygel	Los Angeles	CA	36	$26.11 billion	$158.23 billion	adviserinfo.sec.gov
Advanced Capital Group	Minneapolis	MN	166	$25.91 billion	$29.99 billion	adviserinfo.sec.gov
Wellth Advisory Services, LLC			1,406	$25.87 billion	$26.68 billion	adviserinfo.sec.gov
Baillie Gifford Overseas LTD	Edinburgh	United Kingdom	59	$24.76 billion	$144.00 billion	adviserinfo.sec.gov
Income Research + Management	Boston	MA	118	$24.40 billion	$130.65 billion	adviserinfo.sec.gov
NB Alternatives Advisers LLC	Dallas	TX	48	$22.94 billion	$160.24 billion	adviserinfo.sec.gov
Pantheon	San Francisco	CA	11	$22.66 billion	$87.69 billion	adviserinfo.sec.gov
Vinva Investment Management	Sydney, NSW	Australia	16	$22.50 billion	$42.90 billion	adviserinfo.sec.gov
Rathbones	Liverpool	United Kingdom	23,772	$22.32 billion	$135.09 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	NC	78	$21.13 billion	$475.78 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	NY	789	$20.79 billion	$161.68 billion	adviserinfo.sec.gov
American Century Investment Management Inc	Kansas City	MO	48	$20.69 billion	$305.98 billion	adviserinfo.sec.gov
Fiduciary Counselors Inc.	Washington	DC	13	$20.35 billion	$20.35 billion	adviserinfo.sec.gov
Precision Fiduciary Partners, LLC	Austin	TX	4,045	$20.21 billion	$24.08 billion	adviserinfo.sec.gov
Highland Consulting Associates Inc.	Cleveland	OH	97	$19.71 billion	$21.93 billion	adviserinfo.sec.gov
Life Cycle Investment Partners Limited	London	United Kingdom	9	$19.26 billion	$29.38 billion	adviserinfo.sec.gov
Russell Investments	Seattle	WA	30	$18.81 billion	$81.09 billion	adviserinfo.sec.gov
Columbia Management Investment Advisers, LLC	Boston	MA	95	$18.78 billion	$502.40 billion	adviserinfo.sec.gov
Concord Advisory Group LTD	Princeton	NJ	37	$18.76 billion	$46.19 billion	adviserinfo.sec.gov
Sterling Capital Management LLC	Charlotte	NC	70	$17.82 billion	$69.23 billion	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	1,709	$17.82 billion	$394.07 billion	adviserinfo.sec.gov
Prime Capital Financial	Overland Park	KS	1,378	$17.73 billion	$39.14 billion	adviserinfo.sec.gov
Strategic Investment Management, LLC	Arlington	VA	20	$17.48 billion	$35.51 billion	adviserinfo.sec.gov
Invesco Hong Kong Limited	Hong Kong	China	52	$17.24 billion	$26.20 billion	adviserinfo.sec.gov
Marquette Associates, Inc.	Chicago	IL	29	$17.23 billion	$47.06 billion	adviserinfo.sec.gov
Managed Account Advisors LLC	Jersey City	NJ	12,319	$17.08 billion	$994.99 billion	adviserinfo.sec.gov
MFS Institutional Advisors Inc.	Boston	MA	253	$17.01 billion	$113.59 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	NY	41	$16.89 billion	$702.25 billion	adviserinfo.sec.gov
Meketa Fiduciary Management, LLC	Carlsbad	CA	21	$16.60 billion	$20.14 billion	adviserinfo.sec.gov
Alpinvest Partners B.V.	Amsterdam	Netherlands	4	$16.26 billion	$39.88 billion	adviserinfo.sec.gov
Mio Partners, Inc.	New York	NY	Fewer than 5	$14.71 billion	$59.59 billion	adviserinfo.sec.gov
Pgim Limited	London	United Kingdom	71	$14.65 billion	$76.45 billion	adviserinfo.sec.gov
Ssga Funds Management, Inc.	Boston	MA	8	$14.39 billion	$1.42 trillion	adviserinfo.sec.gov
American Beacon Advisors, Inc.	Irving	TX	2	$14.36 billion	$59.93 billion	adviserinfo.sec.gov
Townsend Holdings LLC	Cleveland	OH	45	$14.15 billion	$19.64 billion	adviserinfo.sec.gov
Capital International, Inc.	Los Angeles	CA	47	$14.00 billion	$64.25 billion	adviserinfo.sec.gov
Mai Capital Management, LLC	Cleveland	OH	205	$13.94 billion	$52.10 billion	adviserinfo.sec.gov
Envestnet Retirement Solutions, LLC	Berwyn	PA	4,391	$13.89 billion	$16.30 billion	adviserinfo.sec.gov
Ira Group, Inc.	Atlanta	GA	85	$13.84 billion	$15.42 billion	adviserinfo.sec.gov
Blackrock Asset Management North Asia Limited	Hong Kong	China	11	$13.76 billion	$140.25 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	NY	72	$13.59 billion	$159.52 billion	adviserinfo.sec.gov
Connor Clark & Lunn Investment Management LTD	Vancouver, BC	Canada	91	$13.50 billion	$85.59 billion	adviserinfo.sec.gov
CIBC Global Asset Management	Toronto, on	Canada	47	$13.39 billion	$162.84 billion	adviserinfo.sec.gov
LPL Financial LLC	Fort Mill	SC	10,450	$13.29 billion	$819.12 billion	adviserinfo.sec.gov
Alliancebernstein L.P.	Nashville	TN	539	$13.23 billion	$763.40 billion	adviserinfo.sec.gov
Fiduciary Consulting Group	Greenwood Village	CO	46	$13.06 billion	$14.73 billion	adviserinfo.sec.gov
Barings LLC	Charlotte	NC	43	$13.02 billion	$392.75 billion	adviserinfo.sec.gov
National Investment Services of America, LLC	Milwaukee	WI	263	$12.98 billion	$16.25 billion	adviserinfo.sec.gov
Fiam LLC	Smithfield	RI	46	$12.87 billion	$347.73 billion	adviserinfo.sec.gov
Russell Investments	Seattle	WA	37	$12.70 billion	$35.03 billion	adviserinfo.sec.gov
DWS International GMBH	Frankfurt Am Main	Germany	15	$12.68 billion	$228.87 billion	adviserinfo.sec.gov
Invesco Management S.A.	Luxembourg	Luxembourg	25	$12.44 billion	$48.69 billion	adviserinfo.sec.gov
Artisan Partners Limited Partnership	Milwaukee	WI	68	$12.36 billion	$183.62 billion	adviserinfo.sec.gov
Gusto Investment Services, LLC	San Francisco	CA	50,388	$12.30 billion	$12.70 billion	adviserinfo.sec.gov
Morningstar Investment Management LLC	Chicago	IL	3	$12.19 billion	$87.82 billion	adviserinfo.sec.gov
Honeywell Capital Management LLC	Morris Plains	NJ	Fewer than 5	$12.19 billion	$12.19 billion	adviserinfo.sec.gov
Beutel, Goodman & Company LTD.	Toronto, Ont.	Canada	155	$11.92 billion	$36.11 billion	adviserinfo.sec.gov
William Blair Investment Management, LLC	Chicago	IL	73	$11.85 billion	$65.60 billion	adviserinfo.sec.gov
Candriam S.C.A.	Strassen	Luxembourg	78	$11.38 billion	$154.66 billion	adviserinfo.sec.gov
Ninety One UK Limited	London	United Kingdom	29	$11.31 billion	$130.19 billion	adviserinfo.sec.gov
Sompo Asset Management Co., LTD.	Tokyo	Japan	220	$11.26 billion	$25.39 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	NY	52	$11.20 billion	$150.40 billion	adviserinfo.sec.gov
Veritas Asset Management LLP	London	United Kingdom	23	$10.90 billion	$19.13 billion	adviserinfo.sec.gov
Rpa Financial, LLC	San Rafael	CA	339	$10.88 billion	$10.88 billion	adviserinfo.sec.gov
Sentinel Pension Advisors, LLC.	Wakefield	MA	633	$10.81 billion	$11.94 billion	adviserinfo.sec.gov
CBRE Investment Management Indirect Limited	London	United Kingdom	24	$10.72 billion	$50.42 billion	adviserinfo.sec.gov
Rhumbline Advisers	Boston	MA	52	$10.71 billion	$136.48 billion	adviserinfo.sec.gov
Conrad Siegel Investment Advisors	Harrisburg	PA	88	$10.08 billion	$12.13 billion	adviserinfo.sec.gov
Neuberger Berman Europe Limited	London	United Kingdom	16	$10.01 billion	$97.98 billion	adviserinfo.sec.gov
Dupont Capital Management	Wilmington	DE	1	$9.96 billion	$10.09 billion	adviserinfo.sec.gov
Oaktree Capital Management, L.P.	Los Angeles	CA	37	$9.90 billion	$183.29 billion	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	CA	451	$9.86 billion	$184.99 billion	adviserinfo.sec.gov
Schroders Capital Management (US) LLC	New York	NY	43	$9.59 billion	$34.59 billion	adviserinfo.sec.gov
SEI Investments Management Corp	Oaks	PA	343	$9.56 billion	$216.43 billion	adviserinfo.sec.gov
Omers Infrastructure and Omers Infrastructure US	New York	NY	Fewer than 5	$9.35 billion	$17.83 billion	adviserinfo.sec.gov
Focus Partners Wealth, LLC	St. Louis	MO	535	$9.31 billion	$181.86 billion	adviserinfo.sec.gov
Abrdn Investments Limited	Edinburgh	United Kingdom	24	$9.30 billion	$206.50 billion	adviserinfo.sec.gov
AQR Capital Management, LLC	Greenwich	CT	16	$9.30 billion	$311.70 billion	adviserinfo.sec.gov
Abrdn Inc.	Philadelphia	PA	16	$9.29 billion	$41.48 billion	adviserinfo.sec.gov
MPC Capital Advisors, LLC	Rockville Centre	NY	10	$9.10 billion	$22.57 billion	adviserinfo.sec.gov
Blue Owl Credit Private Fund Advisors LLC	New York	NY	17	$9.03 billion	$46.06 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management Co., LTD.	Minato-Ku, Tokyo	Japan	40	$8.87 billion	$71.83 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	9,346	$8.70 billion	$671.42 billion	adviserinfo.sec.gov
Jacobs Levy Equity Management	Florham Park	NJ	35	$8.68 billion	$28.01 billion	adviserinfo.sec.gov
Principal Real Estate	Des Moines	IA	39	$8.68 billion	$105.65 billion	adviserinfo.sec.gov
Boston Partners	Boston	MA	73	$8.52 billion	$116.17 billion	adviserinfo.sec.gov
Wilshire	Santa Monica	CA	94,431	$8.51 billion	$149.10 billion	adviserinfo.sec.gov
Nomura Asset Management Co., LTD.	Tokyo	Japan	251	$8.49 billion	$601.79 billion	adviserinfo.sec.gov
Oak Hill Advisors, L.P.	New York	NY	20	$8.33 billion	$100.72 billion	adviserinfo.sec.gov
Cbiz Investment Advisory Services, LLC	Cleveland	OH	730	$8.16 billion	$12.76 billion	adviserinfo.sec.gov
RBC Global Asset Management (UK) Limited	London	United Kingdom	23	$8.07 billion	$178.01 billion	adviserinfo.sec.gov
The Baldwin Group Wealth Advisors, LLC	Tampa	FL	528	$7.93 billion	$27.28 billion	adviserinfo.sec.gov
Schwartz & Co.	Bloomfield Hills	MI	193	$7.86 billion	$10.49 billion	adviserinfo.sec.gov
Scout Investments, Inc.	Kansas City	MO	45	$7.84 billion	$36.57 billion	adviserinfo.sec.gov
Barrow Hanley Global Investors	Dallas	TX	41	$7.78 billion	$59.04 billion	adviserinfo.sec.gov
Virtus Fixed Income Advisers, LLC	Hartford	CT	46	$7.66 billion	$34.91 billion	adviserinfo.sec.gov
T. Rowe Price Japan, Inc.	Tokyo	Japan	32	$7.62 billion	$24.07 billion	adviserinfo.sec.gov
Intellicents Investment Solutions Inc	Albert Lea	MN	504	$7.59 billion	$9.92 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Limited	London	United Kingdom	21	$7.52 billion	$174.54 billion	adviserinfo.sec.gov
Guided Choice Asset Management, Inc.	Reno	NV	25,398	$7.48 billion	$8.55 billion	adviserinfo.sec.gov
Ascension Investment Management	St. Louis	MO	Fewer than 5	$7.47 billion	$42.41 billion	adviserinfo.sec.gov
Invesco Asset Management LTD.	Henley-On-Thames	United Kingdom	23	$7.40 billion	$187.60 billion	adviserinfo.sec.gov
Shepherd Kaplan Krochuk, LLC	Boston	MA	18	$7.39 billion	$10.88 billion	adviserinfo.sec.gov
Hays Financial Group, LLC	Minneapolis	MN	236	$7.35 billion	$7.45 billion	adviserinfo.sec.gov
Sage Advisory Services LTD Co	Austin	TX	238	$7.29 billion	$28.43 billion	adviserinfo.sec.gov
Retirement and Wealth at Alliant, LLC	Wayne	PA	216	$7.29 billion	$7.37 billion	adviserinfo.sec.gov
Bentallgreenoak (U.S.) Limited Partnership	Seattle	WA	4	$7.25 billion	$24.07 billion	adviserinfo.sec.gov
Longfellow Investment Management Co. LLC	Boston	MA	23	$7.24 billion	$23.44 billion	adviserinfo.sec.gov
Nuveen Asset Management, LLC	Chicago	IL	106	$7.23 billion	$280.48 billion	adviserinfo.sec.gov
Allspring Global Investments (UK) Limited	London	United Kingdom	Fewer than 5	$7.22 billion	$30.79 billion	adviserinfo.sec.gov
WCM Investment Management	Laguna Beach	CA	102	$7.20 billion	$96.77 billion	adviserinfo.sec.gov
Grantham Mayo van Otterloo & Co LLC	Boston	MA	15	$7.14 billion	$80.97 billion	adviserinfo.sec.gov
Janney Montgomery Scott LLC	Philadelphia	PA	664	$7.04 billion	$110.11 billion	adviserinfo.sec.gov
Petercam Institutional Asset Management	Brussels	Belgium	71	$6.85 billion	$16.87 billion	adviserinfo.sec.gov
Meketa Investment Group Inc	Westwood	MA	145	$6.84 billion	$9.99 billion	adviserinfo.sec.gov
Janus Henderson Investors	Denver	CO	32	$6.77 billion	$380.43 billion	adviserinfo.sec.gov
Fisher\Smb	Carrollton	TX	1,839	$6.75 billion	$6.85 billion	adviserinfo.sec.gov
First Sentier Investors	Barangaroo, NSW	Australia	14	$6.67 billion	$52.93 billion	adviserinfo.sec.gov
Axiom Investors	Greenwich	CT	7	$6.52 billion	$28.06 billion	adviserinfo.sec.gov
Fisher Investments	Plano	TX	73	$6.50 billion	$386.67 billion	adviserinfo.sec.gov
Keyridge Asset Management Limited	Dublin 1	Ireland	12	$6.48 billion	$162.89 billion	adviserinfo.sec.gov
Trustage Investment Management	Madison	WI	331	$6.48 billion	$39.46 billion	adviserinfo.sec.gov
Hermes Gpe LLP	London	United Kingdom	47	$6.42 billion	$8.88 billion	adviserinfo.sec.gov
Westfield Capital Management Company, L.P.	Boston	MA	177	$6.37 billion	$29.81 billion	adviserinfo.sec.gov
TCW Asset Management Company LLC	Los Angeles	CA	22	$6.36 billion	$81.18 billion	adviserinfo.sec.gov
Kestra Advisory Services, LLC	Austin	TX	785	$6.34 billion	$79.80 billion	adviserinfo.sec.gov
NPPG Plan Professionals, LLC	Shrewsbury	NJ	64	$6.27 billion	$6.27 billion	adviserinfo.sec.gov
Highland Associates Inc	Birmingham	AL	16	$6.18 billion	$20.99 billion	adviserinfo.sec.gov
Victory Capital Management Inc.	San Antonio	TX	85	$6.18 billion	$282.71 billion	adviserinfo.sec.gov
Brandywine Global Investment Management, LLC	Philadelphia	PA	26	$6.08 billion	$65.44 billion	adviserinfo.sec.gov
Shepherd Financial	Carmel	IN	356	$6.03 billion	$7.47 billion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	CA	255	$6.01 billion	$509.45 billion	adviserinfo.sec.gov
Hosking Partners LLP	London	United Kingdom	4	$5.99 billion	$6.95 billion	adviserinfo.sec.gov
SLC Management	Wellesley Hills	MA	110	$5.97 billion	$76.41 billion	adviserinfo.sec.gov
Letko, Brosseau & Associates Inc.	Montreal, Quebec	Canada	91	$5.96 billion	$18.83 billion	adviserinfo.sec.gov
Wealth Enhancement Advisory Services, LLC	Plymouth	MN	1,096	$5.95 billion	$122.19 billion	adviserinfo.sec.gov
Walter Scott & Partners Limited	Edinburgh	United Kingdom	42	$5.91 billion	$66.67 billion	adviserinfo.sec.gov
Morrison US, LLC	Wellington	New Zealand	4	$5.91 billion	$32.53 billion	adviserinfo.sec.gov
Franklin Templeton Institutional, LLC	New York	NY	15	$5.88 billion	$29.59 billion	adviserinfo.sec.gov
Acadian Asset Management	Boston	MA	27	$5.67 billion	$177.46 billion	adviserinfo.sec.gov
Harding Loevner LP	Bridgewater	NJ	37	$5.67 billion	$32.06 billion	adviserinfo.sec.gov
Colchester Global Investors	London	United Kingdom	16	$5.62 billion	$26.96 billion	adviserinfo.sec.gov
Pentegra Investors, Inc.	Shelton	CT	248	$5.60 billion	$5.60 billion	adviserinfo.sec.gov
Garcia Hamilton & Associates LP	Houston	TX	28	$5.58 billion	$24.86 billion	adviserinfo.sec.gov
Planpilot	Chicago	IL	172	$5.58 billion	$5.58 billion	adviserinfo.sec.gov
The Putnam Advisory Company, LLC	Boston	MA	8	$5.57 billion	$33.19 billion	adviserinfo.sec.gov
Empower Capital Management, LLC	Greenwood Village	CO	65	$5.56 billion	$77.96 billion	adviserinfo.sec.gov
Alphapoint, Inc.	Corona Del Mar	CA	115	$5.56 billion	$5.56 billion	adviserinfo.sec.gov
Veratis Advisors, Inc.	Cary	NC	16	$5.55 billion	$5.99 billion	adviserinfo.sec.gov
Chartwell Investment Partners, LLC	Berwyn	PA	200	$5.53 billion	$12.97 billion	adviserinfo.sec.gov
Sierra Investment Partners, Inc.	Walnut Creek	CA	120	$5.50 billion	$5.50 billion	adviserinfo.sec.gov
Siguler Guff Advisers LLC	New York	NY	27	$5.44 billion	$18.26 billion	adviserinfo.sec.gov
Betterment	New York	NY	4,792	$5.43 billion	$69.52 billion	adviserinfo.sec.gov
Edward Jones	St. Louis	MO	20,833	$5.42 billion	$1.01 trillion	adviserinfo.sec.gov
Loop Capital Asset Management	Miami	FL	31	$5.41 billion	$10.81 billion	adviserinfo.sec.gov
MJ Retirement	Carmel	IN	153	$5.38 billion	$5.49 billion	adviserinfo.sec.gov
Pension Consultants Inc	Springfield	MO	50	$5.37 billion	$5.42 billion	adviserinfo.sec.gov
Bridgewater Associates, LP	Westport	CT	7	$5.32 billion	$150.16 billion	adviserinfo.sec.gov
Ninety One North America, Inc.	New York	NY	23	$5.29 billion	$41.47 billion	adviserinfo.sec.gov
LSV Asset Management	Chicago	IL	41	$5.26 billion	$104.25 billion	adviserinfo.sec.gov
Los Angeles Capital Management LLC	Los Angeles	CA	11	$5.15 billion	$40.58 billion	adviserinfo.sec.gov
Pinebridge Investments LLC	New York	NY	23	$5.15 billion	$76.73 billion	adviserinfo.sec.gov
Trueplan Benefit and Retirement Advisors	Rensselaer	NY	48	$5.05 billion	$5.06 billion	adviserinfo.sec.gov
Newport Group Consulting, LLC	Lake Mary	FL	3,761	$5.05 billion	$5.05 billion	adviserinfo.sec.gov
Ameriprise Financial Services, LLC	Minneapolis	MN	7,105	$5.02 billion	$660.47 billion	adviserinfo.sec.gov
Wedge Capital Management LLP	Charlotte	NC	114	$5.02 billion	$8.13 billion	adviserinfo.sec.gov
Mawer Investment Management LTD.	Calgary, Alberta	Canada	90	$4.99 billion	$40.94 billion	adviserinfo.sec.gov
Capital Research & Consulting LLC	Pasadena	CA	15	$4.97 billion	$5.99 billion	adviserinfo.sec.gov
Mondrian Investment Partners Limited	London	United Kingdom	16	$4.95 billion	$49.31 billion	adviserinfo.sec.gov
Slavic Mutual Funds Management Corp.	Boca Raton	FL	351	$4.94 billion	$4.97 billion	adviserinfo.sec.gov
Ares Management LLC	Los Angeles	CA	13	$4.93 billion	$458.82 billion	adviserinfo.sec.gov
Procyon	Shelton	CT	156	$4.91 billion	$9.20 billion	adviserinfo.sec.gov
Northwest Capital Management Inc.	Lake Oswego	OR	81	$4.91 billion	$8.52 billion	adviserinfo.sec.gov
Causeway Capital Management LLC	Los Angeles	CA	23	$4.88 billion	$62.24 billion	adviserinfo.sec.gov
Manulife Investment Management (US) LLC	Boston	MA	105	$4.86 billion	$228.04 billion	adviserinfo.sec.gov
Waverly Advisors, LLC	Birmingham	AL	453	$4.85 billion	$29.87 billion	adviserinfo.sec.gov
Crestline Management, L.P.	Fort Worth	TX	9	$4.84 billion	$22.51 billion	adviserinfo.sec.gov
Magellan Investment Partners	Sydney, NSW	Australia	5	$4.84 billion	$20.80 billion	adviserinfo.sec.gov
Pinestone Asset Management Inc.	Montreal, Quebec	Canada	12	$4.75 billion	$54.13 billion	adviserinfo.sec.gov
Soltis Investment Advisors, LLC	St. George	UT	243	$4.71 billion	$12.04 billion	adviserinfo.sec.gov
RBC Global Asset Management (U.S.) Inc.	Minneapolis	MN	18	$4.67 billion	$104.49 billion	adviserinfo.sec.gov
Brown Advisory LTD.	London	United Kingdom	12	$4.65 billion	$26.58 billion	adviserinfo.sec.gov
Atalanta Sosnoff Capital, LLC	New York	NY	129	$4.56 billion	$4.98 billion	adviserinfo.sec.gov
Invesco Asset Management (Japan) Limited	Tokyo	Japan	30	$4.55 billion	$76.06 billion	adviserinfo.sec.gov
Hermes Investment Management Limited	London	United Kingdom	15	$4.44 billion	$24.79 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	NY	911	$4.41 billion	$99.60 billion	adviserinfo.sec.gov
Merit Financial Advisors	Alpharetta	GA	434	$4.41 billion	$23.88 billion	adviserinfo.sec.gov
Homestead Advisers Corp.	Arlington	VA	Fewer than 5	$4.41 billion	$7.45 billion	adviserinfo.sec.gov
Mayflower Advisors	Boston	MA	249	$4.40 billion	$5.82 billion	adviserinfo.sec.gov
Pathway Capital Management, LP	Irvine	CA	8	$4.39 billion	$97.82 billion	adviserinfo.sec.gov
Blackstone Credit Systematic Strategies LLC	New York	NY	11	$4.30 billion	$35.71 billion	adviserinfo.sec.gov
Stepstone Group Real Assets LP	LA Jolla	CA	7	$4.27 billion	$41.48 billion	adviserinfo.sec.gov
Centersquare Investment Management LLC	Conshohocken	PA	25	$4.26 billion	$13.70 billion	adviserinfo.sec.gov
Northcape Capital	Sydney, New South Wales	Australia	6	$4.20 billion	$12.29 billion	adviserinfo.sec.gov
Allstate Investment Management Company	Chicago	IL	3	$4.18 billion	$26.46 billion	adviserinfo.sec.gov
Nationwide Asset Management, LLC	Columbus	OH	Fewer than 5	$4.17 billion	$15.19 billion	adviserinfo.sec.gov
Blackrock Investment Management, LLC	Princeton	NJ	115	$4.14 billion	$676.69 billion	adviserinfo.sec.gov
Cornerstone Advisors Asset Management, LLC	Bethlehem	PA	96	$4.12 billion	$9.57 billion	adviserinfo.sec.gov
Promanage, LLC	Chicago	IL	3	$4.06 billion	$4.06 billion	adviserinfo.sec.gov
Invesco Capital Management LLC	Downers Grove	IL	7	$4.06 billion	$941.02 billion	adviserinfo.sec.gov
Resource Management Service, LLC	Birmingham	AL	Fewer than 5	$4.05 billion	$5.92 billion	adviserinfo.sec.gov
Clear Investment Research, LLC	Alpharetta	GA	17	$4.05 billion	$4.19 billion	adviserinfo.sec.gov
Hotchkis and Wiley Capital Management, LLC	Los Angeles	CA	16	$4.03 billion	$36.93 billion	adviserinfo.sec.gov
Harris \| Oakmark	Chicago	IL	37	$4.00 billion	$109.48 billion	adviserinfo.sec.gov
Heck Capital Advisors, LLC	Rhinelander	WI	14	$3.99 billion	$11.31 billion	adviserinfo.sec.gov
Epoch Investment Partners, Inc.	New York	NY	17	$3.97 billion	$29.73 billion	adviserinfo.sec.gov
Financial Integrity Advisors, LLC	Philadelphia	PA	2	$3.96 billion	$3.96 billion	adviserinfo.sec.gov
H.A.M.L	Brisbane, QLD	Australia	9	$3.96 billion	$9.67 billion	adviserinfo.sec.gov
Atlanta Consulting Group Advisors, LLC	Atlanta	GA	20	$3.96 billion	$14.70 billion	adviserinfo.sec.gov
Empower Advisory Group, LLC	Greenwood Village	CO	1,191	$3.95 billion	$195.43 billion	adviserinfo.sec.gov
Fort Washington Investment Advisors Inc	Cincinnati	OH	9	$3.92 billion	$93.47 billion	adviserinfo.sec.gov
Hartford Investment Management Company	Hartford	CT	5	$3.87 billion	$123.58 billion	adviserinfo.sec.gov
Earnest Partners, LLC	Atlanta	GA	44	$3.87 billion	$42.61 billion	adviserinfo.sec.gov
Cigna Investments, Inc.	Bloomfield	CT	1	$3.83 billion	$25.76 billion	adviserinfo.sec.gov
Mariner	Overland Park	KS	458	$3.80 billion	$125.41 billion	adviserinfo.sec.gov
Independent Financial Partners	Tampa	FL	780	$3.77 billion	$16.29 billion	adviserinfo.sec.gov
Jpmorgan Asset Management (Asia Pacific) Limited	Hong Kong	Hong Kong	21	$3.74 billion	$169.62 billion	adviserinfo.sec.gov
CS McKee	Warrendale	PA	131	$3.74 billion	$11.65 billion	adviserinfo.sec.gov
Lord, Abbett & Co. LLC	Jersey City	NJ	66	$3.73 billion	$270.39 billion	adviserinfo.sec.gov
Segall Bryant & Hamill	Chicago	IL	102	$3.70 billion	$22.64 billion	adviserinfo.sec.gov
Forest Capital Management, LLC	Chicago	IL	117	$3.69 billion	$3.75 billion	adviserinfo.sec.gov
Doubleline Capital LP	Tampa	FL	15	$3.68 billion	$93.32 billion	adviserinfo.sec.gov
Alera Investment Advisors, LLC	Deerfield	IL	414	$3.68 billion	$5.29 billion	adviserinfo.sec.gov
Brigade Capital Management, LP	New York	NY	18	$3.68 billion	$33.02 billion	adviserinfo.sec.gov
Aksia LLC	New York	NY	25	$3.64 billion	$35.20 billion	adviserinfo.sec.gov
Wilmington Trust Investment Advisors, Inc.	Wilmington	DE	21	$3.62 billion	$17.83 billion	adviserinfo.sec.gov
Two West Capital Advisors LLC	Overland Park	KS	284	$3.61 billion	$3.89 billion	adviserinfo.sec.gov
Sands Capital Management, LLC	Arlington	VA	24	$3.53 billion	$44.30 billion	adviserinfo.sec.gov
Aristotle Capital Management, LLC	Los Angeles	CA	59	$3.46 billion	$43.54 billion	adviserinfo.sec.gov
KKR Credit Advisors (US) LLC	San Francisco	CA	6	$3.45 billion	$270.85 billion	adviserinfo.sec.gov
Mercer Global Advisors Inc.	Denver	CO	718	$3.45 billion	$84.40 billion	adviserinfo.sec.gov
Cetera Investment Advisers LLC	Schaumburg	IL	6,324	$3.45 billion	$256.81 billion	adviserinfo.sec.gov
Newton Investment Management North America	Boston	MA	24	$3.39 billion	$59.16 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	4,364	$3.39 billion	$252.25 billion	adviserinfo.sec.gov
Johnson Sterling, Inc.	Birmingham	AL	26	$3.37 billion	$3.90 billion	adviserinfo.sec.gov
Pca Investment Advisory Services, Inc.	Cincinnati	OH	292	$3.36 billion	$4.31 billion	adviserinfo.sec.gov

By state

State	Advisers
California	642
New York	482
Florida	280
Texas	256
Pennsylvania	233
Illinois	202
Massachusetts	192
Ohio	184
New Jersey	154
Georgia	135
Michigan	124
Connecticut	113
Virginia	107
North Carolina	107
Minnesota	97
Washington	93
Colorado	93
Maryland	91
Missouri	89
Tennessee	87
Arizona	87
Wisconsin	84
Oregon	82
Utah	63
Indiana	60
Kansas	58
South Carolina	54
Alabama	50
Louisiana	40
Iowa	39
Nebraska	37
Kentucky	32
New Hampshire	32
Arkansas	31
Oklahoma	30
Nevada	28
Idaho	25
Rhode Island	22
Delaware	16
Maine	13
Mississippi	13
Montana	12
Vermont	12
District of Columbia	12
New Mexico	10
Puerto Rico	9
Wyoming	9
West Virginia	8
Hawaii	8
Alaska	4
South Dakota	4
North Dakota	3

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.