Data / Investment advisers / Rhode Island / Fiam LLC
Fiam LLC, Smithfield, RI: $348 billion AUM, SEC registered investment adviser
Fiam LLC is an SEC registered investment adviser with its main office in Smithfield, Rhode Island and reports $348 billion in regulatory assets under management in its Form ADV filed July 30, 2026. Its clients include investment companies, other investment advisers and pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 21 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 133196
- SEC file number
- 801-63658
- SEC status
- Approved, effective December 2, 2004
- Main office
- 900 Salem Street, Smithfield, RI 02917
- Phone
- (617) 563-7000
- Website
- fidelity.com
- Regulatory AUM
- $347,728,516,377 in the Form ADV filed July 30, 2026
- Discretionary AUM
- $347,726,100,163
- Non discretionary AUM
- $2,416,214
- Accounts
- 647
- Employees
- 196, of which 139 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 21: 15 other private funds, 3 real estate funds, 2 private equity funds, 1 hedge fund
- Gross assets of private funds
- $9,269,810,195
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- July 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 113 | $235.06 billion |
| Other investment advisers | 16 | $28.92 billion |
| Pooled investment vehicles | 174 | $24.42 billion |
| Charitable organizations | 111 | $14.62 billion |
| Pension and profit sharing plans | 46 | $12.87 billion |
| State or municipal government entities | 39 | $9.66 billion |
| Sovereign wealth funds and foreign official institutions | 13 | $9.04 billion |
| Insurance companies | 25 | $6.36 billion |
| Corporations or other businesses | 36 | $6.36 billion |
| High net worth individuals | 23 | $276.3 million |
| Banking or thrift institutions | Fewer than 5 | $126 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $347.73 billion | March 30, 2026 |
| December 1, 2025 | $270.66 billion | September 3, 2025 |
Other advisers in Rhode Island
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Providence Equity Partners L.L.C. | Providence | $24.12 billion | 39 | adviserinfo.sec.gov |
| Nautic Partners, LLC | Providence | $13.97 billion | 18 | adviserinfo.sec.gov |
| Citizens Securities, Inc. | Johnston | $12.87 billion | Not listed | adviserinfo.sec.gov |
| Global Strategic Risk Management, LLC | Providence | $2.91 billion | 1 | adviserinfo.sec.gov |
| Parsons Capital Management Inc | Providence | $2.38 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rhode Island
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving other investment advisers
- Advisers that manage private funds
- Fiam LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.