Data / Investment advisers / Serving other investment advisers

Investment advisers serving other investment advisers: 896 firms and $2.1 trillion in AUM

Name: Investment advisers serving other investment advisers: Form ADV data
Creator: SpecStream
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Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

896 SEC registered investment advisers report other investment advisers among their clients in Form ADV item 5.D, and together they attribute $2.1 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Blackrock Investment Management, LLC.

The request: Every investment adviser that serves other investment advisers, with AUM, phone and website. $10 of work on sign-up, no card.

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896Advisers
$2.1 trillionAUM from this client type
838Advisers over $100 million
November 2, 2026File date

Advisers serving other investment advisers

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 896 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
Blackrock Investment Management, LLC	Princeton	NJ	64	$180.91 billion	$676.69 billion	adviserinfo.sec.gov
L&G, Asset Management, America	Chicago	IL	15	$146.57 billion	$267.16 billion	adviserinfo.sec.gov
Edelman Financial Engines	Santa Clara	CA	766,796	$145.75 billion	$326.29 billion	adviserinfo.sec.gov
Voya Investment Management Co. LLC	New York	NY	35	$95.60 billion	$274.95 billion	adviserinfo.sec.gov
Wilshire	Santa Monica	CA	662,119	$92.38 billion	$149.10 billion	adviserinfo.sec.gov
Aflac Asset Management LLC	New York	NY	Fewer than 5	$90.69 billion	$133.47 billion	adviserinfo.sec.gov
Wellington Management Company LLP	Boston	MA	27	$86.40 billion	$1.43 trillion	adviserinfo.sec.gov
AQR Capital Management, LLC	Greenwich	CT	297	$78.90 billion	$311.70 billion	adviserinfo.sec.gov
LGT Capital Partners (USA) Inc.	New York	NY	Fewer than 5	$54.73 billion	$59.78 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	NY	124	$52.24 billion	$139.88 billion	adviserinfo.sec.gov
Alliancebernstein L.P.	Nashville	TN	59	$44.57 billion	$763.40 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	NY	68	$42.80 billion	$184.81 billion	adviserinfo.sec.gov
55ip	Boston	MA	313	$34.48 billion	$36.74 billion	adviserinfo.sec.gov
CIBC Global Asset Management	Toronto, on	Canada	75	$34.42 billion	$162.84 billion	adviserinfo.sec.gov
Keyridge Asset Management Limited	Dublin 1	Ireland	6	$34.41 billion	$162.89 billion	adviserinfo.sec.gov
AXA Investment Managers US Inc	New York	NY	5	$30.75 billion	$79.24 billion	adviserinfo.sec.gov
Fiam LLC	Smithfield	RI	16	$28.92 billion	$347.73 billion	adviserinfo.sec.gov
Smartx Advisory Solutions	West Palm Beach	FL	61	$26.99 billion	$26.99 billion	adviserinfo.sec.gov
Insight Investment	New York	NY	7	$26.19 billion	$171.09 billion	adviserinfo.sec.gov
The Palisades Group, LLC	Austin	TX	Fewer than 5	$26.17 billion	$27.78 billion	adviserinfo.sec.gov
Symetra Investment Management Company	Farmington	CT	1	$24.80 billion	$88.78 billion	adviserinfo.sec.gov
Cfi Partners	Chicago	IL	Fewer than 5	$20.91 billion	$26.31 billion	adviserinfo.sec.gov
Townsquare Capital, LLC	Lehi	UT	76	$18.02 billion	$18.07 billion	adviserinfo.sec.gov
Fulcrum Asset Management LLP	London	United Kingdom	5	$15.98 billion	$69.09 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	NY	25	$14.63 billion	$120.52 billion	adviserinfo.sec.gov
Dynasty Wealth Management, LLC	St. Petersburg	FL	17	$13.88 billion	$13.88 billion	adviserinfo.sec.gov
Pinebridge Investments LLC	New York	NY	19	$13.47 billion	$76.73 billion	adviserinfo.sec.gov
Invesco Asset Management LTD.	Henley-On-Thames	United Kingdom	19	$12.99 billion	$187.60 billion	adviserinfo.sec.gov
Amova Asset Management UK Limited	London	United Kingdom	9	$12.34 billion	$19.19 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	NY	11	$11.59 billion	$702.25 billion	adviserinfo.sec.gov
Invesco Managed Accounts, LLC	Seattle	WA	112	$11.46 billion	$31.28 billion	adviserinfo.sec.gov
Vanguard Personalized Indexing Management	Oakland	CA	203	$11.29 billion	$11.35 billion	adviserinfo.sec.gov
Adhesion Wealth Advisor Solutions	Charlotte	NC	113	$11.05 billion	$11.05 billion	adviserinfo.sec.gov
Scout Investments, Inc.	Kansas City	MO	30	$10.87 billion	$36.57 billion	adviserinfo.sec.gov
Shepherd Kaplan LLC	Boston	MA	Fewer than 5	$10.16 billion	$10.16 billion	adviserinfo.sec.gov
Jpmorgan Alternative Asset Management	New York	NY	4	$9.73 billion	$29.73 billion	adviserinfo.sec.gov
Ninety One UK Limited	London	United Kingdom	27	$9.73 billion	$130.19 billion	adviserinfo.sec.gov
Brandes Investment Partners, LP	LA Jolla	CA	3	$9.68 billion	$40.65 billion	adviserinfo.sec.gov
Yousif Capital Management, LLC	Bloomfield Hills	MI	Fewer than 5	$9.25 billion	$14.73 billion	adviserinfo.sec.gov
Polen Capital Management, LLC	Boca Raton	FL	85	$8.82 billion	$24.06 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	NY	9	$8.76 billion	$1.60 trillion	adviserinfo.sec.gov
Canso Investment Counsel LTD.	Richmond Hill, Ontario	Canada	8	$8.09 billion	$46.65 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	122	$7.92 billion	$2.65 trillion	adviserinfo.sec.gov
Samsung Asset Management (New York), Inc.	New York	NY	1	$7.61 billion	$8.17 billion	adviserinfo.sec.gov
Davis Selected Advisers LP	Tucson	AZ	20	$7.06 billion	$30.12 billion	adviserinfo.sec.gov
Jupiter Asset Management Limited	London	United Kingdom	17	$7.02 billion	$68.22 billion	adviserinfo.sec.gov
Smartleaf Asset Management LLC	Boston	MA	25	$6.85 billion	$6.85 billion	adviserinfo.sec.gov
Putnam Investment Management, LLC	Boston	MA	25	$6.68 billion	$117.24 billion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	NY	97	$6.54 billion	$3.52 trillion	adviserinfo.sec.gov
Ethic	New York	NY	105	$6.47 billion	$10.12 billion	adviserinfo.sec.gov
Ninety One North America, Inc.	New York	NY	16	$6.32 billion	$41.47 billion	adviserinfo.sec.gov
Orion Portfolio Solutions, LLC	Omaha	NE	152	$6.31 billion	$64.84 billion	adviserinfo.sec.gov
Advisor Logistics, LLC	Boerne	TX	16	$6.29 billion	$6.29 billion	adviserinfo.sec.gov
Hartford Investment Management Company	Hartford	CT	Fewer than 5	$6.02 billion	$123.58 billion	adviserinfo.sec.gov
Connor Clark & Lunn Investment Management LTD	Vancouver, BC	Canada	Fewer than 5	$5.93 billion	$85.59 billion	adviserinfo.sec.gov
Focus Advisor Solutions, LLC	St. Louis	MO	62	$5.87 billion	$41.48 billion	adviserinfo.sec.gov
Beutel, Goodman & Company LTD.	Toronto, Ont.	Canada	47	$5.73 billion	$36.11 billion	adviserinfo.sec.gov
Brown Advisory	Baltimore	MD	55	$5.49 billion	$124.31 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Limited	London	United Kingdom	5	$5.49 billion	$174.54 billion	adviserinfo.sec.gov
Fisher Investments	Plano	TX	11	$5.24 billion	$386.67 billion	adviserinfo.sec.gov
Rhumbline Advisers	Boston	MA	3	$5.18 billion	$136.48 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management International	London	United Kingdom	8	$5.18 billion	$621.02 billion	adviserinfo.sec.gov
Altamar Partners North America LLC	New York	NY	Fewer than 5	$5.15 billion	$5.15 billion	adviserinfo.sec.gov
Taiko	Chicago	IL	12	$5.09 billion	$5.09 billion	adviserinfo.sec.gov
Pgim, Inc.	Newark	NJ	7	$5.09 billion	$1.13 trillion	adviserinfo.sec.gov
NS Partners LTD	London	United Kingdom	9	$5.08 billion	$5.86 billion	adviserinfo.sec.gov
Ladenburg Thalmann Asset Management Inc	New York	NY	4	$4.48 billion	$6.68 billion	adviserinfo.sec.gov
Adams Street Partners, LLC	Chicago	IL	Fewer than 5	$4.45 billion	$66.49 billion	adviserinfo.sec.gov
PPM America Inc	Chicago	IL	1	$4.42 billion	$93.79 billion	adviserinfo.sec.gov
Johnson Wealth Inc.	Milwaukee	WI	1	$4.38 billion	$10.35 billion	adviserinfo.sec.gov
Russell Investments	Seattle	WA	11	$4.36 billion	$68.60 billion	adviserinfo.sec.gov
Ancala Partners LLC	New York	NY	1	$4.36 billion	$4.36 billion	adviserinfo.sec.gov
Northcrest Asset Management	Plymouth	MN	Fewer than 5	$4.33 billion	$4.33 billion	adviserinfo.sec.gov
Kestra Investment Management, LLC.	Austin	TX	4	$4.31 billion	$4.31 billion	adviserinfo.sec.gov
Pinestone Asset Management Inc.	Montreal, Quebec	Canada	10	$4.31 billion	$54.13 billion	adviserinfo.sec.gov
Brandywine Global Investment Management, LLC	Philadelphia	PA	25	$4.16 billion	$65.44 billion	adviserinfo.sec.gov
Blackstone Alternative Asset Management L.P.	New York	NY	2	$3.99 billion	$92.04 billion	adviserinfo.sec.gov
Neuberger Berman Europe Limited	London	United Kingdom	9	$3.99 billion	$97.98 billion	adviserinfo.sec.gov
Wellington Management Hong Kong Limited	Central, Hong Kong	Hong Kong	9	$3.98 billion	$14.15 billion	adviserinfo.sec.gov
Frontier Asset Management, LLC	Sheridan	WY	25	$3.92 billion	$5.49 billion	adviserinfo.sec.gov
New Frontier Advisors, LLC	Boston	MA	3	$3.88 billion	$3.99 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	9	$3.88 billion	$398.65 billion	adviserinfo.sec.gov
RBC Global Asset Management (UK) Limited	London	United Kingdom	14	$3.83 billion	$178.01 billion	adviserinfo.sec.gov
SLC Management	Wellesley Hills	MA	3	$3.47 billion	$76.41 billion	adviserinfo.sec.gov
Grantham Mayo van Otterloo & Co LLC	Boston	MA	7	$3.33 billion	$80.97 billion	adviserinfo.sec.gov
Stratos Investment Management, LLC	Beachwood	OH	3	$3.31 billion	$3.31 billion	adviserinfo.sec.gov
Aris Investing	Glenview	IL	9	$3.31 billion	$3.31 billion	adviserinfo.sec.gov
Cinven, Inc.	New York	NY	1	$3.28 billion	$3.28 billion	adviserinfo.sec.gov
Savant Wealth Management	Rockford	IL	34	$3.26 billion	$55.61 billion	adviserinfo.sec.gov
Federated Investment Counseling	Pittsburgh	PA	1,003	$3.10 billion	$207.21 billion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	CA	83	$2.92 billion	$509.45 billion	adviserinfo.sec.gov
Strategic Capital Allocation Group, L.L.C.	Boston	MA	1	$2.84 billion	$2.84 billion	adviserinfo.sec.gov
Paradigm Global Investors	Dallas	TX	Fewer than 5	$2.84 billion	$3.03 billion	adviserinfo.sec.gov
Quantitative Systematic Strategies LLC	St. Augustine	FL	1	$2.83 billion	$2.83 billion	adviserinfo.sec.gov
One Capital Management, LLC	Westlake Village	CA	7	$2.76 billion	$8.53 billion	adviserinfo.sec.gov
Ellington Management Group, L.L.C.	Old Greenwich	CT	6	$2.68 billion	$20.76 billion	adviserinfo.sec.gov
Baillie Gifford Overseas LTD	Edinburgh	United Kingdom	7	$2.68 billion	$144.00 billion	adviserinfo.sec.gov
Luther King Capital Management Corporation	Fort Worth	TX	486	$2.65 billion	$31.50 billion	adviserinfo.sec.gov
Raub Brock Capital Management, LP	Larkspur	CA	24	$2.63 billion	$2.93 billion	adviserinfo.sec.gov
Blackrock (Singapore) Limited	Singapore	Singapore	Fewer than 5	$2.61 billion	$70.33 billion	adviserinfo.sec.gov
Howard Capital Management, LLC	Alpharetta	GA	18	$2.55 billion	$8.01 billion	adviserinfo.sec.gov
Icon Infrastructure North America Inc.	New York	NY	Fewer than 5	$2.52 billion	$2.52 billion	adviserinfo.sec.gov
Simplicity Wealth	Summit	NJ	36	$2.51 billion	$4.27 billion	adviserinfo.sec.gov
Concurrent Asset Management, LLC	Tampa	FL	1	$2.44 billion	$2.49 billion	adviserinfo.sec.gov
Infrared Capital Partners (US) LLC	New York	NY	1	$2.44 billion	$2.44 billion	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	CA	2	$2.42 billion	$184.99 billion	adviserinfo.sec.gov
Zacks Investment Management, Inc.	Chicago	IL	179	$2.41 billion	$14.59 billion	adviserinfo.sec.gov
Diamond Hill Capital Management, LLC	Columbus	OH	3,083	$2.37 billion	$29.38 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	NY	Fewer than 5	$2.34 billion	$10.39 billion	adviserinfo.sec.gov
Gamma Investing LLC			1,974	$2.28 billion	$2.28 billion	adviserinfo.sec.gov
FMR Investment Management (UK) Limited	London	United Kingdom	Fewer than 5	$2.27 billion	$25.82 billion	adviserinfo.sec.gov
Fil Investment Advisors	Pembroke	Bermuda	2	$2.24 billion	$8.65 billion	adviserinfo.sec.gov
Segall Bryant & Hamill	Chicago	IL	35	$2.22 billion	$22.64 billion	adviserinfo.sec.gov
Asset Management One Co., LTD.	Tokyo	Japan	11	$2.20 billion	$470.54 billion	adviserinfo.sec.gov
3i Corporation	New York	NY	1	$2.13 billion	$2.70 billion	adviserinfo.sec.gov
Callan Family Office, LLC	Radnor	PA	7	$2.05 billion	$10.21 billion	adviserinfo.sec.gov
Carson Group Investing	Omaha	NE	Fewer than 5	$2.05 billion	$2.05 billion	adviserinfo.sec.gov
Apollo Capital Management, L.P.	New York	NY	8	$2.01 billion	$718.48 billion	adviserinfo.sec.gov
Advisory Alpha, LLC	Holland	MI	4,999	$1.96 billion	$4.37 billion	adviserinfo.sec.gov
Belpointe Asset Management LLC	Reno	NV	3	$1.95 billion	$7.58 billion	adviserinfo.sec.gov
Altes Capital, LLC			3	$1.94 billion	$3.19 billion	adviserinfo.sec.gov
Neuberger Berman Singapore Pte. Limited	Singapore	Singapore	5	$1.87 billion	$29.29 billion	adviserinfo.sec.gov
Virtus Fixed Income Advisers, LLC	Hartford	CT	23	$1.87 billion	$34.91 billion	adviserinfo.sec.gov
Nippon Life Global Investors Americas, Inc.	New York	NY	8	$1.87 billion	$82.99 billion	adviserinfo.sec.gov
Ux Wealth Partners LLC	Centennial	CO	43	$1.86 billion	$1.87 billion	adviserinfo.sec.gov
Cinven Limited	London	United Kingdom	1	$1.84 billion	$42.71 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	NY	8	$1.83 billion	$150.40 billion	adviserinfo.sec.gov
Schroder Investment Management North America LTD	London	United Kingdom	4	$1.83 billion	$82.55 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	NY	7	$1.83 billion	$588.22 billion	adviserinfo.sec.gov
F/M Investments LLC	Washington	DC	3,971	$1.82 billion	$17.74 billion	adviserinfo.sec.gov
Coolabah Capital Institutional Investments Pty Limited	Sydney	Australia	34	$1.77 billion	$13.92 billion	adviserinfo.sec.gov
Alps Advisors, Inc.	Denver	CO	14	$1.73 billion	$38.83 billion	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	NY	5	$1.73 billion	$36.38 billion	adviserinfo.sec.gov
Advyzon Investment Management, LLC	Lisle	IL	61	$1.68 billion	$1.68 billion	adviserinfo.sec.gov
Cornerstone Investment Partners, LLC	Atlanta	GA	5	$1.67 billion	$2.65 billion	adviserinfo.sec.gov
Mondrian Investment Partners Limited	London	United Kingdom	25	$1.66 billion	$49.31 billion	adviserinfo.sec.gov
Hermes Gpe (USA) Inc	New York	NY	Fewer than 5	$1.66 billion	$1.66 billion	adviserinfo.sec.gov
Carret Asset Management, LLC	New York	NY	1,357	$1.64 billion	$3.46 billion	adviserinfo.sec.gov
Pgim Limited	London	United Kingdom	9	$1.62 billion	$76.45 billion	adviserinfo.sec.gov
Hermes Investment Management Limited	London	United Kingdom	14	$1.60 billion	$24.79 billion	adviserinfo.sec.gov
Alpinvest Partners B.V.	Amsterdam	Netherlands	3	$1.58 billion	$39.88 billion	adviserinfo.sec.gov
Impax Asset Management, LTD.	London	United Kingdom	11	$1.57 billion	$25.84 billion	adviserinfo.sec.gov
Scharf Investments, LLC	Los Gatos	CA	9	$1.55 billion	$4.21 billion	adviserinfo.sec.gov
Invictus Capital Partners	Washington	DC	8	$1.54 billion	$7.19 billion	adviserinfo.sec.gov
Welch & Forbes LLC	Boston	MA	2	$1.51 billion	$9.90 billion	adviserinfo.sec.gov
Teewinot Capital Advisers, L.L.C.	Norwalk	CT	4	$1.50 billion	$1.61 billion	adviserinfo.sec.gov
Hermes Gpe LLP	London	United Kingdom	52	$1.49 billion	$8.88 billion	adviserinfo.sec.gov
Agincourt Capital Management, LLC	Richmond	VA	9	$1.48 billion	$9.95 billion	adviserinfo.sec.gov
HBK Capital Management	Dallas	TX	Fewer than 5	$1.43 billion	$35.61 billion	adviserinfo.sec.gov
Compass Group LLC	New York	NY	Fewer than 5	$1.41 billion	$1.65 billion	adviserinfo.sec.gov
Locust Wood Capital Advisers, LLC	New York	NY	6	$1.40 billion	$4.40 billion	adviserinfo.sec.gov
William Blair & Company L.L.C.	Chicago	IL	1,146	$1.39 billion	$64.28 billion	adviserinfo.sec.gov
Arga Investment Management, LP	Miami	FL	Fewer than 5	$1.37 billion	$24.57 billion	adviserinfo.sec.gov
Barrow Hanley Global Investors	Dallas	TX	1	$1.37 billion	$59.04 billion	adviserinfo.sec.gov
Inspire Investing, LLC	Meridian	ID	2	$1.36 billion	$3.96 billion	adviserinfo.sec.gov
Fil Investment Advisors (UK) LTD.	Tadworth, Surrey	United Kingdom	2	$1.36 billion	$3.55 billion	adviserinfo.sec.gov
Blueprint Investment Partners LLC	Greensboro	NC	11	$1.34 billion	$1.78 billion	adviserinfo.sec.gov
Northcape Capital	Sydney, New South Wales	Australia	Fewer than 5	$1.34 billion	$12.29 billion	adviserinfo.sec.gov
Cohalo			2	$1.34 billion	$1.35 billion	adviserinfo.sec.gov
Global Alpha Capital Management LTD.	Montreal, QC	Canada	12	$1.34 billion	$6.34 billion	adviserinfo.sec.gov
Stonebridge Advisors LLC	Wilton	CT	5	$1.32 billion	$11.83 billion	adviserinfo.sec.gov
Canopy Capital Group	Woburn	MA	9	$1.32 billion	$1.32 billion	adviserinfo.sec.gov
Vulcan Value Partners LLC	Birmingham	AL	6	$1.32 billion	$6.08 billion	adviserinfo.sec.gov
Seaview Investment Managers LLC	Coral Gables	FL	2	$1.31 billion	$1.37 billion	adviserinfo.sec.gov
Obsidian Cio LLC	New York	NY	7	$1.28 billion	$1.28 billion	adviserinfo.sec.gov
Forum Financial Management, LP	Lombard	IL	13	$1.24 billion	$8.69 billion	adviserinfo.sec.gov
Cifc Asset Management LLC	Miami	FL	10	$1.21 billion	$44.58 billion	adviserinfo.sec.gov
Pzena Investment Management LLC	New York	NY	4	$1.20 billion	$81.44 billion	adviserinfo.sec.gov
Skyview Investment Advisors, LLC	Shrewsbury	NJ	7	$1.18 billion	$8.32 billion	adviserinfo.sec.gov
Calydon Capital, LLC	Memphis	TN	14	$1.17 billion	$3.58 billion	adviserinfo.sec.gov
Agile Investment Management, LLC			1	$1.17 billion	$1.17 billion	adviserinfo.sec.gov
Vaughan Nelson Investment Management, L.P.	Houston	TX	9	$1.12 billion	$12.24 billion	adviserinfo.sec.gov
Faithward Capital	Lancaster	PA	Fewer than 5	$1.10 billion	$1.18 billion	adviserinfo.sec.gov
Eastspring Investments (Singapore) Limited	Singapore	Singapore	Fewer than 5	$1.09 billion	$146.29 billion	adviserinfo.sec.gov
Addenda Capital	Montreal, Quebec	Canada	9	$1.06 billion	$29.02 billion	adviserinfo.sec.gov
Petiole USA Limited	New York	NY	1	$1.05 billion	$1.05 billion	adviserinfo.sec.gov
Marathon Asset Management, L.P.	New York	NY	12	$1.03 billion	$30.48 billion	adviserinfo.sec.gov
Tree Line Capital Partners, LLC	San Francisco	CA	Fewer than 5	$1.03 billion	$3.85 billion	adviserinfo.sec.gov
Ares Capital Management LLC	Los Angeles	CA	Fewer than 5	$1.02 billion	$97.62 billion	adviserinfo.sec.gov
Redwood Investment Management, LLC.	Scottsdale	AZ	2	$1.01 billion	$2.47 billion	adviserinfo.sec.gov
GC Advisors LLC	Chicago	IL	2	$1.00 billion	$177.85 billion	adviserinfo.sec.gov
Affinity Investment Advisors, LLC	Newport Beach	CA	1	$978.7 million	$1.16 billion	adviserinfo.sec.gov
Unifi Asset Management LP	New York	NY	Fewer than 5	$977.8 million	$2.54 billion	adviserinfo.sec.gov
Liberty One Investment Management	Libertyville	IL	7	$966.7 million	$1.05 billion	adviserinfo.sec.gov
Loop Capital Asset Management	Miami	FL	16	$953.3 million	$10.81 billion	adviserinfo.sec.gov
Todd Asset Management LLC	Louisville	KY	16	$930.8 million	$6.18 billion	adviserinfo.sec.gov
Wellington Management Japan Pte LTD	Tokyo	Japan	2	$910.2 million	$17.75 billion	adviserinfo.sec.gov
Burgundy Asset Management LTD.	Toronto, Ontario	Canada	Fewer than 5	$889.3 million	$19.09 billion	adviserinfo.sec.gov
Lebenthal Diversified Asset Management Inc.	Hauppauge	NY	Fewer than 5	$883.7 million	$883.7 million	adviserinfo.sec.gov
Columbus Macro, LLC			5	$876.3 million	$970.3 million	adviserinfo.sec.gov
HSBC Global Asset Management (Hong Kong) Limited	Hong Kong	Hong Kong	4	$861.3 million	$149.48 billion	adviserinfo.sec.gov
Mac Alpha Capital Management, LP	Tampa	FL	3	$859.5 million	$937.8 million	adviserinfo.sec.gov
Soundwatch Capital, LLC	Dallas	TX	Fewer than 5	$857 million	$1.02 billion	adviserinfo.sec.gov
Lear Investment Management	Dallas	TX	9	$846.2 million	$1.24 billion	adviserinfo.sec.gov
Greenrock Research, Inc.	Chicago	IL	21	$842.4 million	$863.9 million	adviserinfo.sec.gov
Lumint Corporation	Boston	MA	Fewer than 5	$835.6 million	$3.67 billion	adviserinfo.sec.gov
Voya Investment Management LLC	Atlanta	GA	1	$834.8 million	$38.77 billion	adviserinfo.sec.gov
FDX Advisors, Inc.	Berwyn	PA	1	$832.8 million	$832.8 million	adviserinfo.sec.gov
PCJ Investment Counsel LTD.	Toronto, Ontario	Canada	Fewer than 5	$828.4 million	$924.3 million	adviserinfo.sec.gov
Carrick Lane LLC	New York	NY	11	$825.2 million	$3.03 billion	adviserinfo.sec.gov
Blueprint Capital Advisors LLC	Short Hills	NJ	3	$825 million	$1.79 billion	adviserinfo.sec.gov
Redblack Advisers, Inc.	Oradell	NJ	20	$823.6 million	$823.6 million	adviserinfo.sec.gov
Saba Capital Management, L.P.	New York	NY	3	$808.7 million	$18.30 billion	adviserinfo.sec.gov
Magnetar Financial LLC	Evanston	IL	8	$806.7 million	$31.99 billion	adviserinfo.sec.gov
Tocqueville Asset Management LP	New York	NY	6	$774.9 million	$10.24 billion	adviserinfo.sec.gov
Strategic Global Advisors, LLC	Newport Beach	CA	Fewer than 5	$755.2 million	$3.03 billion	adviserinfo.sec.gov
Vergent Asset Management	London	United Kingdom	Fewer than 5	$752.4 million	$1.25 billion	adviserinfo.sec.gov
Corebridge Institutional Investments (U.S.), LLC	Jersey City	NJ	5	$745.8 million	$121.05 billion	adviserinfo.sec.gov
Walter Scott & Partners Limited	Edinburgh	United Kingdom	5	$727.5 million	$66.67 billion	adviserinfo.sec.gov
Leeward Investments	Boston	MA	2,661	$715.6 million	$2.87 billion	adviserinfo.sec.gov
Quantum Capital Advisors, LLC			Fewer than 5	$715.5 million	$797.9 million	adviserinfo.sec.gov
First Eagle Alternative Credit, LLC	Boston	MA	Fewer than 5	$715.4 million	$12.56 billion	adviserinfo.sec.gov
Focus Partners Wealth, LLC	St. Louis	MO	12	$699 million	$181.86 billion	adviserinfo.sec.gov
Nipun Capital, L.P.	Foster City	CA	3	$696.3 million	$2.03 billion	adviserinfo.sec.gov
Dean Capital Management	Overland Park	KS	2	$671.2 million	$1.15 billion	adviserinfo.sec.gov
United Capital Financial Advisors	Irving	TX	5	$668.9 million	$24.65 billion	adviserinfo.sec.gov
Westfield Capital Management Company, L.P.	Boston	MA	1	$661 million	$29.81 billion	adviserinfo.sec.gov
Clearbridge Investment Management Limited	Edinburgh	United Kingdom	7	$653 million	$9.89 billion	adviserinfo.sec.gov
Valinor Wealth Management	Plano	TX	Fewer than 5	$652.6 million	$678.3 million	adviserinfo.sec.gov
Martin Investment Management, LLC	Palm Beach Gardens	FL	12	$651 million	$888.1 million	adviserinfo.sec.gov
Pave Investment Advisors, LLC.	New York	NY	19	$643.7 million	$669.6 million	adviserinfo.sec.gov
Third Point LLC	New York	NY	7	$642.5 million	$28.73 billion	adviserinfo.sec.gov
Concord Asset Management, LLC	Abingdon	VA	Fewer than 5	$639.4 million	$639.4 million	adviserinfo.sec.gov
NXT Capital Investment Advisers, LLC	Chicago	IL	2	$630.4 million	$6.65 billion	adviserinfo.sec.gov
Blackstone Credit Systematic Strategies LLC	New York	NY	Fewer than 5	$629.6 million	$35.71 billion	adviserinfo.sec.gov
Piton Investment Management, LP	Garden City	NY	11	$629.2 million	$927.9 million	adviserinfo.sec.gov
1543 Capital LP	Greenwich	CT	12	$625.2 million	$1.04 billion	adviserinfo.sec.gov
Slow Capital, Inc.	Greenbrae	CA	6	$617.8 million	$953.3 million	adviserinfo.sec.gov
Kabouter Management, LLC	Chicago	IL	1	$609.9 million	$992.5 million	adviserinfo.sec.gov
Sio Capital Management, LLC	New York	NY	4	$607.9 million	$1.29 billion	adviserinfo.sec.gov
Mulholland Wealth Advisors, LLC	Scottsdale	AZ	4	$605.5 million	$611.7 million	adviserinfo.sec.gov
RBC Global Asset Management (U.S.) Inc.	Minneapolis	MN	2	$593.2 million	$104.49 billion	adviserinfo.sec.gov
Seer Capital Management LP	New York	NY	1	$589.9 million	$1.06 billion	adviserinfo.sec.gov
Dearborn Partners L.L.C.	Chicago	IL	14	$585.5 million	$2.74 billion	adviserinfo.sec.gov
Foyston, Gordon & Payne Inc.	Toronto	Canada	10	$569.4 million	$5.96 billion	adviserinfo.sec.gov
New Holland Trading LLC	New York	NY	Fewer than 5	$550 million	$550 million	adviserinfo.sec.gov
Synergy Asset Management, LLC	Vancouver	WA	40	$541.8 million	$1.30 billion	adviserinfo.sec.gov
Cachetech	Logan	UT	3	$524.7 million	$547.4 million	adviserinfo.sec.gov
Snyder Capital Management LP	San Francisco	CA	Fewer than 5	$523.5 million	$6.09 billion	adviserinfo.sec.gov
Altium Investment Strategies LLC	Wesley Chapel	FL	2	$517.7 million	$517.7 million	adviserinfo.sec.gov
Towercrest Capital Management, LLC	Newtown	PA	1	$517.4 million	$717.6 million	adviserinfo.sec.gov
Mana Advisors LLC	New York	NY	4	$509 million	$509 million	adviserinfo.sec.gov
Opti Capital Management LP	New York	NY	2	$505.3 million	$1.76 billion	adviserinfo.sec.gov
GC Opal Advisors LLC	Chicago	IL	1	$500 million	$124.30 billion	adviserinfo.sec.gov
Montrose Advisors Inc	New York	NY	Fewer than 5	$499 million	$670.8 million	adviserinfo.sec.gov
Blueshift Asset Management	Red Bank	NJ	4	$496.9 million	$694.4 million	adviserinfo.sec.gov
Lionheart Strategic Management, LLC	New York	NY	8	$496.3 million	$508.7 million	adviserinfo.sec.gov
Kopernik Global Investors, LLC	Tampa	FL	2	$492.7 million	$10.18 billion	adviserinfo.sec.gov
Zega Investments, LLC	Palm Beach Gardens	FL	27	$481.9 million	$614 million	adviserinfo.sec.gov
Aureon Management LLC	New York	NY	1	$481 million	$481 million	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	254	$480.4 million	$394.07 billion	adviserinfo.sec.gov
Energy Income Partners	Westport	CT	6	$477.9 million	$6.06 billion	adviserinfo.sec.gov
Harvest Global Investments Limited	Hong Kong	Hong Kong	2	$475.7 million	$3.79 billion	adviserinfo.sec.gov
Magnetar Asset Management LLC	Evanston	IL	Fewer than 5	$473.8 million	$1.92 billion	adviserinfo.sec.gov
Sollinda Capital Management LLC	Miami	FL	2	$470.6 million	$1.02 billion	adviserinfo.sec.gov
Jpmorgan Asset Management (Asia Pacific) Limited	Hong Kong	Hong Kong	2	$467.8 million	$169.62 billion	adviserinfo.sec.gov
NB Alternatives Advisers LLC	Dallas	TX	4	$466 million	$160.24 billion	adviserinfo.sec.gov
Newton Investment Management North America	Boston	MA	7	$464.1 million	$59.16 billion	adviserinfo.sec.gov
Asset Management One USA Inc.	New York	NY	1	$453.4 million	$2.90 billion	adviserinfo.sec.gov
St. James Investment Advisors, LLC	Port Jefferson	NY	5	$452.2 million	$511.5 million	adviserinfo.sec.gov
Perry Capital Partners LLC			50	$450 million	$450 million	adviserinfo.sec.gov
Cornerstone Portfolio Research			3	$444.3 million	$444.3 million	adviserinfo.sec.gov
Lavaca Capital, LLC	Houston	TX	8	$431.2 million	$927.1 million	adviserinfo.sec.gov
PVG Asset Management Corp	Centennial	CO	6	$428 million	$624.9 million	adviserinfo.sec.gov
Investment Research Partners	Lemont	PA	Fewer than 5	$427.3 million	$512.4 million	adviserinfo.sec.gov
Astoria Portfolio Advisors LLC	New York	NY	27	$424.2 million	$977.6 million	adviserinfo.sec.gov
Janus Henderson Investors	Denver	CO	9	$417.1 million	$380.43 billion	adviserinfo.sec.gov
Garcia Hamilton & Associates LP	Houston	TX	8	$416.4 million	$24.86 billion	adviserinfo.sec.gov
Colchester Global Investors	London	United Kingdom	1	$400.5 million	$26.96 billion	adviserinfo.sec.gov
American Triple I, LLC	New York	NY	1	$400 million	$832.2 million	adviserinfo.sec.gov
Channing Capital Management, LLC	Chicago	IL	22	$398 million	$4.25 billion	adviserinfo.sec.gov
Oaktree Capital Management, L.P.	Los Angeles	CA	2	$394.4 million	$183.29 billion	adviserinfo.sec.gov
Emerald Investment Advisers, LLC	Leola	PA	6	$392.4 million	$2.26 billion	adviserinfo.sec.gov
St. James Investment Company, LLC	Southlake	TX	17	$387.6 million	$660.6 million	adviserinfo.sec.gov
Monorail Securities LLC	Sarasota	FL	999	$386.1 million	$388.7 million	adviserinfo.sec.gov
Metlife Investment Management, LLC	Whippany	NJ	Fewer than 5	$384.7 million	$563.78 billion	adviserinfo.sec.gov
Kintegral Advisory, LLC	New York	NY	2	$382.4 million	$2.14 billion	adviserinfo.sec.gov
Allianz Global Investors Asia Pacific Limited	Hong Kong	Hong Kong	5	$376 million	$15.46 billion	adviserinfo.sec.gov
Fortwood Capital LP	Greenwich	CT	Fewer than 5	$366.7 million	$513 million	adviserinfo.sec.gov
Vistamark Investments	Hinsdale	IL	1	$366.3 million	$456 million	adviserinfo.sec.gov
Hazelview Securities Inc.	Toronto, Ontario	Canada	4	$363.1 million	$943.1 million	adviserinfo.sec.gov
Dynamic Market Advantage, LLC	Louisville	KY	2	$361.9 million	$361.9 million	adviserinfo.sec.gov
Applied Finance Capital Management, LLC	San Juan	PR	6	$361.6 million	$4.44 billion	adviserinfo.sec.gov
Outcome Driven Strategies, LLC	Hunt Valley	MD	22	$360.4 million	$360.4 million	adviserinfo.sec.gov
Maren Capital	Chicago	IL	Fewer than 5	$350.5 million	$2.08 billion	adviserinfo.sec.gov
Wealthspring Capital LLC	West Harrison	NY	6	$348.4 million	$515 million	adviserinfo.sec.gov
Urban Investment Advisors	Mill Valley	CA	Fewer than 5	$346.7 million	$2.45 billion	adviserinfo.sec.gov
Edge Focus Capital Management, LLC	New York	NY	2	$342.4 million	$451.3 million	adviserinfo.sec.gov
Lunt Capital Management Inc.	Holladay	UT	9	$340.4 million	$601.5 million	adviserinfo.sec.gov
IQ EQ Fund Management (Singapore) Private Limited	Singapore	Singapore	2	$335.4 million	$21.08 billion	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	NY	2	$333.2 million	$240.66 billion	adviserinfo.sec.gov
Nestyield Etfs	Downey	CA	1	$332.3 million	$517.3 million	adviserinfo.sec.gov
Advisorengine Portfolio Solutions Inc.	Raleigh	NC	4	$331.3 million	$331.3 million	adviserinfo.sec.gov
MTC Wealth Management	Tampa	FL	2	$329 million	$329 million	adviserinfo.sec.gov
Summit House Capital Management, LLC	Dallas	TX	Fewer than 5	$326.9 million	$518.7 million	adviserinfo.sec.gov
William Blair Investment Management, LLC	Chicago	IL	1	$320.7 million	$65.60 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	NY	Fewer than 5	$318.6 million	$8.57 billion	adviserinfo.sec.gov
Polen Capital Credit, LLC	Waltham	MA	2	$317.9 million	$6.13 billion	adviserinfo.sec.gov
Sustainable Insight Capital Management, LLC	New York	NY	1	$309.4 million	$409.9 million	adviserinfo.sec.gov
Pugh Capital Management, Inc.	Seattle	WA	2	$307.4 million	$12.82 billion	adviserinfo.sec.gov

By state

State	Advisers
New York	156
California	80
Florida	57
Texas	56
Illinois	45
Massachusetts	44
New Jersey	29
Pennsylvania	29
Connecticut	27
Ohio	14
Georgia	13
Minnesota	13
Washington	12
Wisconsin	11
Colorado	11
North Carolina	11
Maryland	10
Kansas	10
Michigan	10
Missouri	9
Arizona	9
Utah	9
Tennessee	7
Indiana	7
Virginia	6
Oregon	4
South Carolina	4
Alabama	4
New Mexico	3
Nebraska	3
Rhode Island	3
Idaho	3
Montana	2
Kentucky	2
Oklahoma	2
New Hampshire	2
Iowa	2
Nevada	2
District of Columbia	2
Wyoming	1
Arkansas	1
Mississippi	1
Maine	1
South Dakota	1
Puerto Rico	1
Delaware	1

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.