Data / Investment advisers / New York / Neuberger Berman Investment Advisers LLC
Neuberger Berman Investment Advisers LLC, New York, NY: $399 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Neuberger Berman Investment Advisers LLC is an SEC registered investment adviser with its main office in New York, New York and reports $399 billion in regulatory assets under management in its Form ADV filed September 24, 2026. Its clients include pooled investment vehicles, investment companies and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 71 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 124687
- SEC file number
- 801-61757
- SEC status
- Approved, effective January 23, 2003
- Main office
- 1290 Avenue of the Americas, New York, NY 10104
- Phone
- (212) 476-9000
- Regulatory AUM
- $398,649,911,459 in the Form ADV filed September 24, 2026
- Discretionary AUM
- $395,036,058,282
- Non discretionary AUM
- $3,613,853,177
- Accounts
- 43,954
- Employees
- 1,542, of which 646 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 71: 46 hedge funds, 13 securitized asset funds, 11 private equity funds, 1 other private fund
- Gross assets of private funds
- $14,393,710,945
- Other offices
- 10
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 378 | $142.34 billion |
| Investment companies | 72 | $69.73 billion |
| High net worth individuals | 15,676 | $63.04 billion |
| Pension and profit sharing plans | 710 | $28.49 billion |
| State or municipal government entities | 44 | $27.81 billion |
| Insurance companies | 62 | $24.05 billion |
| Corporations or other businesses | 1,828 | $14.23 billion |
| Sovereign wealth funds and foreign official institutions | 14 | $9.44 billion |
| Individuals (other than high net worth individuals) | 24,100 | $8.85 billion |
| Charitable organizations | 991 | $6.00 billion |
| Other investment advisers | 9 | $3.88 billion |
| Banking or thrift institutions | 1 | $93.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $398.65 billion | March 27, 2026 |
| December 1, 2025 | $362.69 billion | November 21, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| UBS Asset Management (Americas) LLC | New York | $588.22 billion | 139 | adviserinfo.sec.gov |
| J.P. Morgan Private Investments Inc. | New York | $469.98 billion | 75 | adviserinfo.sec.gov |
| J.P. Morgan Securities LLC | New York | $429.69 billion | Not listed | adviserinfo.sec.gov |
| BNY Mellon Investment Adviser, Inc. | New York | $419.46 billion | 5 | adviserinfo.sec.gov |
| Kohlberg Kravis Roberts & Co. L.P. | New York | $399.90 billion | 630 | adviserinfo.sec.gov |
| Nyl Investors LLC | New York | $329.20 billion | 17 | adviserinfo.sec.gov |
| RBC Capital Markets, LLC | New York | $310.43 billion | Not listed | adviserinfo.sec.gov |
| Tiaa-Cref Investment Management LLC | New York | $292.13 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- Advisers that manage private funds
- Neuberger Berman Investment Advisers LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.