Data / Investment advisers / New York

Investment advisers in New York: 3,209 firms, $37.7 trillion in AUM

3,209 investment advisers have their main office in New York: 2,590 SEC registered and 619 exempt reporting. The registered advisers report $37.7 trillion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is J.P. Morgan Investment Management Inc. with $3.5 trillion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

• 3,209Advisers
• 2,590SEC registered
• 619Exempt reporting
• $37.7 trillionTotal AUM
• 2,164Advisers over $100 million
• 2,135Manage private funds
• November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. The first 300 of 3,209 are shown. Each row links to the firm page where it has one, and to its SEC record.

Advisers in New York that manage private funds

2,135 advisers report private funds. The 40 with the most funds.

Newest SEC registrations in New York

61 advisers with an SEC status effective in the 90 days to November 2, 2026.

Cities in New York

More ways to read New York

• Advisers in New York with Over $100 billion in AUM
• Advisers in New York with $10 billion to $100 billion in AUM
• Advisers in New York with $1 billion to $10 billion in AUM
• Advisers in New York with $500 million to $1 billion in AUM
• Advisers in New York with $100 million to $500 million in AUM
• Advisers in New York with $50 million to $100 million in AUM
• Advisers in New York serving individuals
• Advisers in New York serving high net worth individuals
• Advisers in New York serving banks and thrifts
• Advisers in New York serving investment companies
• Advisers in New York serving business development companies
• Advisers in New York serving pooled investment vehicles
• Advisers in New York serving pension and profit sharing plans
• Advisers in New York serving charitable organizations
• Advisers in New York serving state and municipal governments
• Advisers in New York serving other investment advisers
• Advisers in New York serving insurance companies
• Advisers in New York serving sovereign wealth funds and foreign official institutions
• Advisers in New York serving corporations and other businesses
• Private fund advisers in New York

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.