Data / Investment advisers / New York / Icapital Advisors, LLC
Icapital Advisors, LLC, New York, NY: $150 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Icapital Advisors, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $150 billion in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, subscription fees and fixed fees. It advises 1,144 private funds.
The request: Watch Icapital Advisors, LLC (CRD number 177513): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 177513
- SEC file number
- 801-106690
- SEC status
- Approved, effective October 20, 2015
- Main office
- 60 East 42nd Street 26th Floor, New York, NY 10165
- Phone
- (212) 994-7400
- Regulatory AUM
- $149,862,919,626 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $149,862,919,626
- Accounts
- 1,314
- Employees
- 552, of which 46 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, subscription fees, fixed fees
- Private funds
- 1,144: 1,139 other private funds, 3 hedge funds, 2 private equity funds
- Gross assets of private funds
- $149,907,221,438
- Other offices
- 2
- Umbrella registration
- 2 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1,314 | $149.86 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $149.86 billion | March 26, 2026 |
| December 1, 2025 | $130.75 billion | September 15, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cerity Partners LLC | New York | $161.68 billion | 10 | adviserinfo.sec.gov |
| Mackay Shields LLC | New York | $159.52 billion | 16 | adviserinfo.sec.gov |
| Exoduspoint Capital Management, LP | New York | $159.41 billion | 6 | adviserinfo.sec.gov |
| HSBC Global Asset Management (USA) Inc. | New York | $156.56 billion | Not listed | adviserinfo.sec.gov |
| Schroder Investment Management North America Inc | New York | $150.40 billion | 17 | adviserinfo.sec.gov |
| Blackstone Management Partners L.L.C. | New York | $145.73 billion | 36 | adviserinfo.sec.gov |
| Global Infrastructure Management, LLC | New York | $142.15 billion | 101 | adviserinfo.sec.gov |
| Nuveen Alternatives Advisors LLC | New York | $142.02 billion | 42 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Icapital Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.