Data / Investment advisers / New York / Cerity Partners LLC
Cerity Partners LLC, New York, NY: $162 billion AUM, SEC registered investment adviser
Cerity Partners LLC is an SEC registered investment adviser with its main office in New York, New York and reports $162 billion in regulatory assets under management in its Form ADV filed October 28, 2026. Its clients include high net worth individuals, pension and profit sharing plans and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 10 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 151559
- SEC file number
- 801-70719
- SEC status
- Approved, effective October 22, 2009
- Main office
- 99 Park Avenue 16th Floor, New York, NY 10016
- Phone
- (212) 850-4260
- Website
- wakeleyfinancial.com
- Regulatory AUM
- $161,675,524,141 in the Form ADV filed October 28, 2026
- Discretionary AUM
- $145,715,140,959
- Non discretionary AUM
- $15,960,383,182
- Accounts
- 26,230
- Employees
- 1,529, of which 1,102 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 10: 9 other private funds, 1 private equity fund
- Gross assets of private funds
- $113,271,042
- Other offices
- 66
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 14,561 | $107.33 billion |
| Pension and profit sharing plans | 789 | $20.79 billion |
| Charitable organizations | 253 | $17.53 billion |
| Individuals (other than high net worth individuals) | 10,384 | $6.79 billion |
| Pooled investment vehicles | 13 | $6.09 billion |
| Corporations or other businesses | 226 | $3.11 billion |
| State or municipal government entities | 3 | $27.4 million |
| Investment companies | 1 | $9.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $161.68 billion | March 31, 2026 |
| December 1, 2025 | $122.85 billion | October 31, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| HPS Investment Partners, LLC | New York | $175.72 billion | 253 | adviserinfo.sec.gov |
| Insight Investment | New York | $171.09 billion | Not listed | adviserinfo.sec.gov |
| Franklin Templeton Fund Adviser, LLC | New York | $167.44 billion | Not listed | adviserinfo.sec.gov |
| Equitable Investment Management Group, LLC | New York | $167.15 billion | Not listed | adviserinfo.sec.gov |
| Alphadyne Asset Management LP | New York | $164.83 billion | 3 | adviserinfo.sec.gov |
| Mackay Shields LLC | New York | $159.52 billion | 16 | adviserinfo.sec.gov |
| Exoduspoint Capital Management, LP | New York | $159.41 billion | 6 | adviserinfo.sec.gov |
| HSBC Global Asset Management (USA) Inc. | New York | $156.56 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Advisers that manage private funds
- Cerity Partners LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.