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Data / Investment advisers

Investment advisers: 24,111 SEC registered and exempt reporting advisers from Form ADV

24,111 investment advisers file Form ADV with the SEC: 17,263 registered and 6,848 exempt reporting. The registered advisers report $178 trillion in regulatory assets under management, 15,451 of them over $100 million, and 12,202 advisers manage private funds, in the SEC's file of November 2, 2026.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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  • 24,111Advisers
  • 17,263SEC registered
  • 6,848Exempt reporting
  • $178 trillionTotal AUM
  • 15,451Over $100 million
  • 12,202Manage private funds
  • November 2, 2026File date

States

StateAdvisersAUMManage private funds
Alaska9$8.54 billion4
Alabama99$179.24 billion29
Arkansas59$62.84 billion8
Arizona221$511.34 billion36
California2,729$23.77 trillion1,552
Colorado611$1.31 trillion350
Connecticut585$3.33 trillion367
District of Columbia90$549.41 billion69
Delaware74$313.62 billion44
Florida1,333$4.32 trillion606
Georgia366$1.49 trillion114
Hawaii22$9.15 billion8
Iowa96$989.34 billion10
Idaho58$51.95 billion13
Illinois811$7.81 trillion388
Indiana159$227.00 billion30
Kansas141$822.32 billion27
Kentucky89$80.46 billion21
Louisiana88$98.18 billion17
Massachusetts806$19.28 trillion454
Maryland264$3.10 trillion92
Maine33$23.50 billion5
Michigan329$567.57 billion61
Minnesota294$2.43 trillion75
Missouri220$3.58 trillion64
Mississippi34$24.76 billion2
Montana27$63.67 billion4
North Carolina325$3.03 trillion93
North Dakota10$3.54 billion1
Nebraska73$251.25 billion11
New Hampshire88$59.35 billion14
New Jersey445$6.10 trillion164
New Mexico28$65.78 billion8
Nevada105$91.19 billion41
New York3,209$37.65 trillion2,135
Ohio437$1.09 trillion99
Oklahoma91$89.63 billion18
Oregon164$218.40 billion23
Pennsylvania630$27.20 trillion193
Puerto Rico84$55.65 billion61
Rhode Island50$425.90 billion8
South Carolina123$956.34 billion25
South Dakota18$7.26 billion5
Tennessee266$1.03 trillion96
Texas1,337$4.54 trillion688
Utah198$226.42 billion91
Virginia343$582.86 billion112
U.S. Virgin Islands4$11.50 billion3
Vermont40$76.84 billion11
Washington308$1.23 trillion89
Wisconsin213$1.26 trillion36
West Virginia13$8.81 billion1
Wyoming45$43.59 billion27

Cities with the most advisers

CityAdvisersAUM
New York, NY2,520$35.13 trillion
San Francisco, CA560$8.36 trillion
Chicago, IL468$5.64 trillion
Boston, MA433$18.43 trillion
Dallas, TX378$1.03 trillion
Denver, CO329$888.72 billion
Miami, FL292$1.34 trillion
Houston, TX289$492.98 billion
Los Angeles, CA273$6.36 trillion
Austin, TX247$1.47 trillion
Atlanta, GA218$1.34 trillion
Greenwich, CT172$1.04 trillion
Palo Alto, CA153$209.54 billion
Stamford, CT129$858.78 billion
Menlo Park, CA124$717.58 billion
San Diego, CA107$165.88 billion
Seattle, WA105$1.09 trillion
Charlotte, NC105$1.65 trillion
Cincinnati, OH94$327.32 billion
Scottsdale, AZ93$404.17 billion
Newport Beach, CA87$4.00 trillion
Minneapolis, MN86$1.78 trillion
Washington, DC84$548.31 billion
Boca Raton, FL81$271.00 billion
St. Louis, MO80$3.11 trillion
Nashville, TN80$887.56 billion
Tampa, FL80$235.45 billion
Overland Park, KS74$687.69 billion
Philadelphia, PA68$546.25 billion
Santa Monica, CA68$337.72 billion
West Palm Beach, FL68$385.22 billion
Portland, OR64$138.94 billion
Pittsburgh, PA62$1.77 trillion
Raleigh, NC61$1.28 trillion
Salt Lake City, UT61$74.19 billion
Richmond, VA60$138.87 billion
Coral Gables, FL60$122.43 billion
Fort Worth, TX59$500.65 billion
Irvine, CA59$425.19 billion
San Mateo, CA58$565.81 billion

By size

Regulatory AUMAdvisersAUM
Over $100 billion261$128.74 trillion
$10 billion to $100 billion1,109$33.06 trillion
$1 billion to $10 billion4,020$12.39 trillion
$500 million to $1 billion2,440$1.73 trillion
$100 million to $500 million7,621$1.89 trillion
$50 million to $100 million481$36.13 billion

By client type

Advisers that report this type of client in Form ADV item 5.D.

Client typeAdvisers
Individuals (other than high net worth individuals)9,653
High net worth individuals10,392
Banking or thrift institutions401
Investment companies1,677
Business development companies134
Pooled investment vehicles6,455
Pension and profit sharing plans5,252
Charitable organizations5,570
State or municipal government entities1,201
Other investment advisers896
Insurance companies1,010
Sovereign wealth funds and foreign official institutions364
Corporations or other businesses5,853

Largest advisers by AUM

AdviserStateCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Vanguard Group IncPAMalvern$11.09 trillion2281,702Not listed(610) 669-1000adviserinfo.sec.gov
Vanguard Capital Management, LLCPAMalvern$8.44 trillion128235Not listed(610) 669-1000adviserinfo.sec.gov
Fidelity Management & Research Company LLCMABoston$5.69 trillion37,2271,4271(617) 563-7000adviserinfo.sec.gov
Capital Research and Management CompanyCALos Angeles$4.32 trillion23,5781,395Not listed(213) 486-9200retirementsolutions.financialtrans.comadviserinfo.sec.gov
Blackrock Fund AdvisorsCASan Francisco$4.28 trillion556128Not listed(415) 670-2000adviserinfo.sec.gov
Pacific Investment Management Company LLCCANewport Beach$3.67 trillion2,8351,968210(949) 720-6000adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.NYNew York$3.52 trillion132,1503,194239(800) 343-1113adviserinfo.sec.gov
Vanguard Portfolio Management, LLCPAMalvern$2.66 trillion101105Not listed(610) 669-1000adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.NYNew York$2.65 trillion249,4992,0591,286(212) 902-1000petershillpartners.comadviserinfo.sec.gov
T. Rowe Price Associates, Inc.MDBaltimore$2.20 trillion6,8893,7607(410) 345-2000troweprice.comadviserinfo.sec.gov
Morgan StanleyNYPurchase$1.96 trillion2,703,72029,481Not listed(914) 225-5510morganstanley.comadviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYNew York$1.78 trillion3,253,26532,960Not listed(800) 637-7455elementsetn.comadviserinfo.sec.gov
Geode Capital Management, LLCMABoston$1.74 trillion176194Not listed(800) 777-6757adviserinfo.sec.gov
Charles Schwab Investment Management, IncCASan Francisco$1.72 trillion856,597946Not listed(800) 650-9744thomaspartnersinvestmentmanagement.comadviserinfo.sec.gov
Blackrock Financial Management, IncNYNew York$1.60 trillion2,2837,987352(212) 810-5300adviserinfo.sec.gov
Wellington Management Company LLPMABoston$1.43 trillion1,5591,86877(617) 951-5000wellington.comadviserinfo.sec.gov
Ssga Funds Management, Inc.MABoston$1.42 trillion28724121(617) 786-3000adviserinfo.sec.gov
Strategic Advisers LLCMABoston$1.37 trillion2,973,51217,112Not listed(617) 563-7000adviserinfo.sec.gov
Northern Trust Investments, IncorporatedILChicago$1.25 trillion41,0276629(312) 630-6000adviserinfo.sec.gov
CaptrustNCRaleigh$1.24 trillion146,7771,84117(919) 870-6822captrust.comadviserinfo.sec.gov
Pgim, Inc.NJNewark$1.13 trillion9381,990171(973) 367-6335pgim.comadviserinfo.sec.gov
Blackrock Advisors, LLCNYNew York$1.10 trillion305146Not listed(212) 810-5300adviserinfo.sec.gov
Dimensional Fund Advisors LPTXAustin$1.02 trillion2,3191,1685(512) 306-7400dimensional.comadviserinfo.sec.gov
Edward JonesMOSt. Louis$1.01 trillion5,630,51736,317Not listed(314) 515-2000bridgebuildermutualfunds.comadviserinfo.sec.gov
Managed Account Advisors LLCNJJersey City$994.99 billion2,220,46361Not listed(201) 557-0504pbig.ml.comadviserinfo.sec.gov

Newest SEC registrations

458 advisers with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Senado Management LLCSan FranciscoCAOctober 30, 2026Not listedadviserinfo.sec.gov
PuthouseAustinTXOctober 30, 2026$973,828adviserinfo.sec.gov
Leagueshares Advisors, LLCBurlingtonVTOctober 30, 2026Not listedleagueshares.comadviserinfo.sec.gov
Fortyone Asset Management, LLCOctober 30, 2026Not listed41asset.comadviserinfo.sec.gov
E.T.S. Wealth Management, LLCHoschtonGAOctober 30, 2026Not listedetswealth.comadviserinfo.sec.gov
Cradle Capital CorpMiamiFLOctober 30, 2026Not listedcradle.capitaladviserinfo.sec.gov
ColefpOctober 30, 2026$102.1 millionadviserinfo.sec.gov
Cahow Capital LLPLondon, EnglandUnited KingdomOctober 30, 2026Not listedadviserinfo.sec.gov
Augnition Global InvestorsMenlo ParkCAOctober 30, 2026$571.1 millionadviserinfo.sec.gov
Altovir PartnersOctober 30, 2026Not listedadviserinfo.sec.gov
67 Advisory LLCOctober 30, 2026Not listedopentrade.liveadviserinfo.sec.gov
Genesis Wealth Planners, LLCEast SyracuseNYOctober 29, 2026Not listedadviserinfo.sec.gov
Farmers Asset Management, LLCWestlake VillageCAOctober 29, 2026$7.7 millionfarmers.comadviserinfo.sec.gov
Drew Wealth ManagementPortsmouthNHOctober 29, 2026$102.3 milliondrewwealth.comadviserinfo.sec.gov
Von Haefen Financial ManagementOctober 28, 2026$127.6 millionvhfinancialmanagement.comadviserinfo.sec.gov
Stronghaven LLCDenverCOOctober 28, 2026Not listedstrong-haven.comadviserinfo.sec.gov
Stara Capital Partners LPLos AngelesCAOctober 28, 2026Not listedstaracapital.comadviserinfo.sec.gov
Sphere Asset ManagementLA JollaCAOctober 28, 2026Not listedadviserinfo.sec.gov
Seaport Securities Corp.New YorkNYOctober 28, 2026Not listedseaportsecurities.comadviserinfo.sec.gov
Raffles AdvisorsSurrey, BCCanadaOctober 28, 2026$53.1 millionrafflesadvisors.comadviserinfo.sec.gov
Pragmatic AdvisoryOctober 28, 2026Not listedpragmaticadvisory.comadviserinfo.sec.gov
Io Capital, LLCOctober 28, 2026Not listedadviserinfo.sec.gov
Intentional AffluenceOctober 28, 2026Not listedadviserinfo.sec.gov
Hidden Pine Partners, LLCNew YorkNYOctober 28, 2026$5 millionhiddenpinepartners.comadviserinfo.sec.gov
Grover Wealth Partners, LLCPittsfordNYOctober 28, 2026Not listedgroverwealthpartners.comadviserinfo.sec.gov

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Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.