Data / Investment advisers / New Jersey / Pgim, Inc.
Pgim, Inc., Newark, NJ: $1.1 trillion AUM, SEC registered investment adviser
Pgim, Inc. is an SEC registered investment adviser with its main office in Newark, New Jersey and reports $1.1 trillion in regulatory assets under management in its Form ADV filed April 28, 2026. Its clients include insurance companies, pooled investment vehicles and investment companies. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 171 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 105676
- SEC file number
- 801-22808
- SEC status
- Approved, effective December 7, 1984
- Main office
- 655 Broad St., Newark, NJ 07102
- Phone
- (973) 367-6335
- Website
- pgim.com
- Regulatory AUM
- $1,131,638,605,327 in the Form ADV filed April 28, 2026
- Discretionary AUM
- $1,125,545,473,579
- Non discretionary AUM
- $6,093,131,748
- Accounts
- 938
- Employees
- 1,990, of which 1,350 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Private funds
- 171: 70 securitized asset funds, 38 hedge funds, 29 private equity funds, 26 other private funds, 6 real estate funds, 2 liquidity funds
- Gross assets of private funds
- $130,061,243,470
- Other offices
- 16
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 55 | $383.28 billion |
| Pooled investment vehicles | 255 | $274.44 billion |
| Investment companies | 90 | $215.50 billion |
| Pension and profit sharing plans | 111 | $122.40 billion |
| Sovereign wealth funds and foreign official institutions | 22 | $58.18 billion |
| Banking or thrift institutions | 6 | $27.20 billion |
| State or municipal government entities | 35 | $26.71 billion |
| Corporations or other businesses | 11 | $10.79 billion |
| Other investment advisers | 7 | $5.09 billion |
| High net worth individuals | Fewer than 5 | $870.2 million |
| Charitable organizations | Fewer than 5 | $647.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.13 trillion | March 27, 2026 |
| December 1, 2025 | $1.03 trillion | August 28, 2025 |
Other advisers in Newark
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pgim Investments LLC | Newark | $344.84 billion | Not listed | adviserinfo.sec.gov |
| Pgim Quantitative Solutions | Newark | $110.95 billion | 4 | adviserinfo.sec.gov |
| Pgim Private Placement Investors, L.P. | Newark | $24.44 billion | Not listed | adviserinfo.sec.gov |
| Prudential Select Strategies LLC | Newark | $22.78 billion | Not listed | adviserinfo.sec.gov |
| Pgim Custom Harvest LLC | Newark | $6.90 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newark, NJ
- Investment advisers in New Jersey
- Advisers with Over $100 billion in AUM
- Advisers serving insurance companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Pgim, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.