Data / Investment advisers / New Jersey / Pgim Investments LLC
Pgim Investments LLC, Newark, NJ: $345 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Pgim Investments LLC is an SEC registered investment adviser with its main office in Newark, New Jersey and reports $345 billion in regulatory assets under management in its Form ADV filed May 22, 2026. Its clients include investment companies and business development companies. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Pgim Investments LLC (CRD number 105670): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 105670
- SEC file number
- 801-31104
- SEC status
- Approved, effective December 31, 1987
- Main office
- 655 Broad Street, Newark, NJ 07102
- Phone
- (800) 225-1852
- Website
- prudential.com
- Regulatory AUM
- $344,842,705,228 in the Form ADV filed May 22, 2026
- Discretionary AUM
- $344,842,705,228
- Accounts
- 197
- Employees
- 458, of which 97 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- May 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 37 | $344.45 billion |
| Business development companies | 1 | $393.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $344.84 billion | March 27, 2026 |
| December 1, 2025 | $322.09 billion | March 26, 2025 |
Other advisers in Newark
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pgim, Inc. | Newark | $1.13 trillion | 171 | adviserinfo.sec.gov |
| Pgim Quantitative Solutions | Newark | $110.95 billion | 4 | adviserinfo.sec.gov |
| Pgim Private Placement Investors, L.P. | Newark | $24.44 billion | Not listed | adviserinfo.sec.gov |
| Prudential Select Strategies LLC | Newark | $22.78 billion | Not listed | adviserinfo.sec.gov |
| Pgim Custom Harvest LLC | Newark | $6.90 billion | Not listed | adviserinfo.sec.gov |
| Pgim DC Solutions | Newark | $6.90 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newark, NJ
- Investment advisers in New Jersey
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving business development companies
- Pgim Investments LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.