Data / Investment advisers / Serving investment companies

Investment advisers serving investment companies: 1,677 firms and $68 trillion in AUM

Name: Investment advisers serving investment companies: Form ADV data
Creator: SpecStream
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Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

1,677 SEC registered investment advisers report investment companies among their clients in Form ADV item 5.D, and together they attribute $68 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Vanguard Group Inc.

The request: Every investment adviser that serves investment companies, with AUM, phone and website. $10 of work on sign-up, no card.

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1,677Advisers
$68 trillionAUM from this client type
1,462Advisers over $100 million
November 2, 2026File date

Advisers serving investment companies

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 1,677 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
Vanguard Group Inc	Malvern	PA	228	$11.09 trillion	$11.09 trillion	adviserinfo.sec.gov
Vanguard Capital Management, LLC	Malvern	PA	128	$8.44 trillion	$8.44 trillion	adviserinfo.sec.gov
Fidelity Management & Research Company LLC	Boston	MA	595	$5.42 trillion	$5.69 trillion	adviserinfo.sec.gov
Blackrock Fund Advisors	San Francisco	CA	520	$4.28 trillion	$4.28 trillion	adviserinfo.sec.gov
Capital Research and Management Company	Los Angeles	CA	150	$3.94 trillion	$4.32 trillion	adviserinfo.sec.gov
Vanguard Portfolio Management, LLC	Malvern	PA	101	$2.66 trillion	$2.66 trillion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	NY	373	$1.82 trillion	$3.52 trillion	adviserinfo.sec.gov
Geode Capital Management, LLC	Boston	MA	91	$1.64 trillion	$1.74 trillion	adviserinfo.sec.gov
Charles Schwab Investment Management, Inc	San Francisco	CA	109	$1.47 trillion	$1.72 trillion	adviserinfo.sec.gov
Ssga Funds Management, Inc.	Boston	MA	264	$1.37 trillion	$1.42 trillion	adviserinfo.sec.gov
Pacific Investment Management Company LLC	Newport Beach	CA	186	$1.24 trillion	$3.67 trillion	adviserinfo.sec.gov
T. Rowe Price Associates, Inc.	Baltimore	MD	355	$1.18 trillion	$2.20 trillion	adviserinfo.sec.gov
Blackrock Advisors, LLC	New York	NY	187	$1.07 trillion	$1.10 trillion	adviserinfo.sec.gov
Invesco Capital Management LLC	Downers Grove	IL	228	$804.39 billion	$941.02 billion	adviserinfo.sec.gov
Dimensional Fund Advisors LP	Austin	TX	198	$799.10 billion	$1.02 trillion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	204	$777.26 billion	$2.65 trillion	adviserinfo.sec.gov
Wellington Management Company LLP	Boston	MA	209	$636.36 billion	$1.43 trillion	adviserinfo.sec.gov
Mellon Investments Corporation	Pittsburgh	PA	176	$590.62 billion	$873.87 billion	adviserinfo.sec.gov
Federated Investment Management Company	Pittsburgh	PA	71	$590.10 billion	$590.10 billion	adviserinfo.sec.gov
Strategic Advisers LLC	Boston	MA	15	$589.44 billion	$1.37 trillion	adviserinfo.sec.gov
Invesco Advisers, Inc.	Atlanta	GA	200	$459.29 billion	$749.52 billion	adviserinfo.sec.gov
MFS Investment Management	Boston	MA	187	$436.50 billion	$514.05 billion	adviserinfo.sec.gov
BNY Mellon Investment Adviser, Inc.	New York	NY	82	$405.79 billion	$419.46 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	NY	32	$390.90 billion	$702.25 billion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	CA	254	$368.10 billion	$509.45 billion	adviserinfo.sec.gov
Dimensional Fund Advisors LTD	London	United Kingdom	77	$347.73 billion	$364.73 billion	adviserinfo.sec.gov
Dfa Australia Limited	Sydney	Australia	77	$344.59 billion	$361.60 billion	adviserinfo.sec.gov
Pgim Investments LLC	Newark	NJ	37	$344.45 billion	$344.84 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	NC	40	$339.94 billion	$475.78 billion	adviserinfo.sec.gov
Dodge & Cox	San Francisco	CA	9	$328.47 billion	$466.56 billion	adviserinfo.sec.gov
Columbia Management Investment Advisers, LLC	Boston	MA	186	$315.82 billion	$502.40 billion	adviserinfo.sec.gov
Allspring Funds Management, LLC	Charlotte	NC	95	$311.44 billion	$324.65 billion	adviserinfo.sec.gov
First Trust Advisors LP	Wheaton	IL	1,954	$297.51 billion	$309.24 billion	adviserinfo.sec.gov
Northern Trust Investments, Incorporated	Chicago	IL	104	$294.53 billion	$1.25 trillion	adviserinfo.sec.gov
Tiaa-Cref Investment Management LLC	New York	NY	8	$292.13 billion	$292.13 billion	adviserinfo.sec.gov
Janus Henderson Investors	Denver	CO	83	$257.99 billion	$380.43 billion	adviserinfo.sec.gov
American Century Investment Management Inc	Kansas City	MO	181	$257.09 billion	$305.98 billion	adviserinfo.sec.gov
Jackson National Asset Management, LLC	Lansing	MI	134	$246.30 billion	$246.30 billion	adviserinfo.sec.gov
Blackrock Investment Management, LLC	Princeton	NJ	142	$238.50 billion	$676.69 billion	adviserinfo.sec.gov
Fiam LLC	Smithfield	RI	113	$235.06 billion	$347.73 billion	adviserinfo.sec.gov
Pgim, Inc.	Newark	NJ	90	$215.50 billion	$1.13 trillion	adviserinfo.sec.gov
John Hancock Investment Management LLC	Boston	MA	126	$212.05 billion	$212.05 billion	adviserinfo.sec.gov
Alliancebernstein L.P.	Nashville	TN	158	$208.19 billion	$763.40 billion	adviserinfo.sec.gov
Lord, Abbett & Co. LLC	Jersey City	NJ	69	$206.52 billion	$270.39 billion	adviserinfo.sec.gov
Olive Street Investment Advisers, LLC	St. Louis	MO	2	$203.76 billion	$203.76 billion	adviserinfo.sec.gov
Victory Capital Management Inc.	San Antonio	TX	420	$199.76 billion	$282.71 billion	adviserinfo.sec.gov
U.S. Bancorp Asset Management, Inc.	Minneapolis	MN	9	$192.71 billion	$427.48 billion	adviserinfo.sec.gov
T.Rowe Price Investment Management, Inc.	Baltimore	MD	36	$172.51 billion	$204.18 billion	adviserinfo.sec.gov
Equitable Investment Management Group, LLC	New York	NY	1	$166.94 billion	$167.15 billion	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	18	$157.93 billion	$394.07 billion	adviserinfo.sec.gov
Principal Asset Management	Des Moines	IA	101	$150.65 billion	$427.71 billion	adviserinfo.sec.gov
Hartford Funds	Wayne	PA	73	$150.18 billion	$152.07 billion	adviserinfo.sec.gov
Nuveen Fund Advisors, LLC	Chicago	IL	142	$147.38 billion	$186.25 billion	adviserinfo.sec.gov
Manulife Investment Management (US) LLC	Boston	MA	113	$145.84 billion	$228.04 billion	adviserinfo.sec.gov
Franklin Templeton Fund Adviser, LLC	New York	NY	119	$143.47 billion	$167.44 billion	adviserinfo.sec.gov
Nuveen Asset Management, LLC	Chicago	IL	138	$140.21 billion	$280.48 billion	adviserinfo.sec.gov
Primecap Management Co	Pasadena	CA	2	$133.45 billion	$139.34 billion	adviserinfo.sec.gov
Brighthouse Investment Advisers, LLC	Charlotte	NC	72	$131.23 billion	$132.63 billion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	NY	12	$130.74 billion	$469.98 billion	adviserinfo.sec.gov
T. Rowe Price International LTD	London	United Kingdom	45	$130.55 billion	$277.19 billion	adviserinfo.sec.gov
Van Eck Associates Corp.	New York	NY	76	$124.72 billion	$125.61 billion	adviserinfo.sec.gov
New York Life Investment Management LLC	New York	NY	105	$116.18 billion	$120.70 billion	adviserinfo.sec.gov
Jennison Associates	New York	NY	53	$110.82 billion	$214.84 billion	adviserinfo.sec.gov
First Eagle Investment Management, LLC	New York	NY	19	$109.77 billion	$136.48 billion	adviserinfo.sec.gov
Putnam Investment Management, LLC	Boston	MA	63	$104.34 billion	$117.24 billion	adviserinfo.sec.gov
Loomis, Sayles & Company, L.P.	Boston	MA	67	$103.92 billion	$386.88 billion	adviserinfo.sec.gov
Lincoln Financial Investments Corporation	Radnor	PA	114	$101.47 billion	$102.10 billion	adviserinfo.sec.gov
SEI Investments Management Corp	Oaks	PA	1	$100.73 billion	$216.43 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	NY	62	$96.19 billion	$588.22 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	NY	183	$95.40 billion	$150.40 billion	adviserinfo.sec.gov
CIBC Global Asset Management	Toronto, on	Canada	245	$93.65 billion	$162.84 billion	adviserinfo.sec.gov
Nomura Investment Management Business Trust	Philadelphia	PA	112	$91.54 billion	$144.04 billion	adviserinfo.sec.gov
Ast Investment Services, Inc.	Shelton	CT	1	$91.47 billion	$91.47 billion	adviserinfo.sec.gov
Artisan Partners Limited Partnership	Milwaukee	WI	30	$90.80 billion	$183.62 billion	adviserinfo.sec.gov
Wisdomtree Asset Management, Inc.	New York	NY	1	$88.38 billion	$88.38 billion	adviserinfo.sec.gov
GQG Partners	Fort Lauderdale	FL	15	$87.53 billion	$163.86 billion	adviserinfo.sec.gov
Pgim Quantitative Solutions	Newark	NJ	79	$87.46 billion	$110.95 billion	adviserinfo.sec.gov
Proshare Advisors LLC	Bethesda	MD	145	$85.30 billion	$85.30 billion	adviserinfo.sec.gov
Boston Management and Research	Boston	MA	49	$82.52 billion	$154.73 billion	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	CA	57	$82.05 billion	$184.99 billion	adviserinfo.sec.gov
Nationwide Fund Advisors	Columbus	OH	110	$79.60 billion	$83.14 billion	adviserinfo.sec.gov
Harris \| Oakmark	Chicago	IL	19	$78.67 billion	$109.48 billion	adviserinfo.sec.gov
Global X Management Company LLC	New York	NY	102	$77.10 billion	$83.02 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	NY	44	$74.57 billion	$184.81 billion	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	NY	22	$70.71 billion	$240.66 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	72	$69.73 billion	$398.65 billion	adviserinfo.sec.gov
DWS Investment Management Americas, Inc.	New York	NY	55	$69.21 billion	$199.66 billion	adviserinfo.sec.gov
John Hancock Variable Trust Advisers LLC	Boston	MA	50	$68.59 billion	$68.59 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	NY	43	$67.66 billion	$159.52 billion	adviserinfo.sec.gov
Voya Investment Management Co. LLC	New York	NY	166	$67.42 billion	$274.95 billion	adviserinfo.sec.gov
Doubleline Capital LP	Tampa	FL	26	$65.94 billion	$93.32 billion	adviserinfo.sec.gov
Eaton Vance Management	Boston	MA	62	$65.02 billion	$97.02 billion	adviserinfo.sec.gov
Transamerica Asset Management, Inc.	Denver	CO	95	$64.15 billion	$65.94 billion	adviserinfo.sec.gov
Russell Investments	Seattle	WA	58	$62.45 billion	$68.60 billion	adviserinfo.sec.gov
Voya Investments, LLC	Scottsdale	AZ	107	$59.48 billion	$59.48 billion	adviserinfo.sec.gov
Boston Partners	Boston	MA	15	$58.41 billion	$116.17 billion	adviserinfo.sec.gov
Schroder Investment Management North America LTD	London	United Kingdom	60	$55.78 billion	$82.55 billion	adviserinfo.sec.gov
Rafferty Asset Management, LLC	New York	NY	132	$55.21 billion	$55.24 billion	adviserinfo.sec.gov
Metropolitan West Asset Management LLC	Los Angeles	CA	8	$54.76 billion	$78.52 billion	adviserinfo.sec.gov
Baillie Gifford Overseas LTD	Edinburgh	United Kingdom	23	$54.50 billion	$144.00 billion	adviserinfo.sec.gov
HSBC Global Asset Management (USA) Inc.	New York	NY	2	$53.87 billion	$156.56 billion	adviserinfo.sec.gov
Virtus Investment Advisers, LLC	Hartford	CT	106	$51.74 billion	$51.74 billion	adviserinfo.sec.gov
Vest Financial LLC	McLean	VA	154	$51.36 billion	$51.81 billion	adviserinfo.sec.gov
Cohen & Steers Capital Management Inc.	New York	NY	32	$50.94 billion	$85.67 billion	adviserinfo.sec.gov
Harbor Capital Advisors, Inc.	Chicago	IL	3	$50.79 billion	$67.64 billion	adviserinfo.sec.gov
Thornburg Investment Management Inc	Santa Fe	NM	25	$49.53 billion	$54.45 billion	adviserinfo.sec.gov
Thrivent Asset Management, LLC	Minneapolis	MN	31	$47.99 billion	$47.99 billion	adviserinfo.sec.gov
Bessemer Investment Management LLC	New York	NY	10	$47.00 billion	$47.00 billion	adviserinfo.sec.gov
Thrivent Financial for Lutherans	Minneapolis	MN	31	$45.60 billion	$128.73 billion	adviserinfo.sec.gov
Tidal Investments LLC	Milwaukee	WI	296	$44.74 billion	$45.83 billion	adviserinfo.sec.gov
Empower Capital Management, LLC	Greenwood Village	CO	1	$44.53 billion	$77.96 billion	adviserinfo.sec.gov
Cliffwater LLC	Marina Del Rey	CA	3	$43.93 billion	$48.51 billion	adviserinfo.sec.gov
Pacific Life Fund Advisors LLC	Newport Beach	CA	2	$42.75 billion	$42.81 billion	adviserinfo.sec.gov
Sunamerica Asset Management, LLC	New York	NY	73	$42.16 billion	$42.16 billion	adviserinfo.sec.gov
Pacer Advisors, Inc.	Malvern	PA	71	$41.84 billion	$41.84 billion	adviserinfo.sec.gov
Calamos Advisors LLC	Naperville	IL	74	$40.00 billion	$43.89 billion	adviserinfo.sec.gov
Calvert Research and Management	Washington	DC	44	$39.28 billion	$40.26 billion	adviserinfo.sec.gov
Mason Street Advisors, LLC	Milwaukee	WI	2	$39.08 billion	$39.08 billion	adviserinfo.sec.gov
Bamco, Inc.	New York	NY	25	$39.06 billion	$39.51 billion	adviserinfo.sec.gov
Parametric Portfolio Associates	Seattle	WA	97	$37.38 billion	$684.78 billion	adviserinfo.sec.gov
Alps Advisors, Inc.	Denver	CO	8	$37.10 billion	$38.83 billion	adviserinfo.sec.gov
Guidestone Capital Management	Dallas	TX	27	$36.24 billion	$36.24 billion	adviserinfo.sec.gov
Newton Investment Management North America	Boston	MA	41	$35.88 billion	$59.16 billion	adviserinfo.sec.gov
WCM Investment Management	Laguna Beach	CA	35	$34.15 billion	$96.77 billion	adviserinfo.sec.gov
Parnassus Investments, LLC	San Francisco	CA	8	$34.13 billion	$41.09 billion	adviserinfo.sec.gov
Franklin Mutual Advisers, LLC	Short Hills	NJ	16	$33.03 billion	$42.59 billion	adviserinfo.sec.gov
The Variable Annuity Life Insurance Company	Houston	TX	36	$32.94 billion	$32.94 billion	adviserinfo.sec.gov
AQR Capital Management, LLC	Greenwich	CT	39	$32.26 billion	$311.70 billion	adviserinfo.sec.gov
Causeway Capital Management LLC	Los Angeles	CA	20	$31.57 billion	$62.24 billion	adviserinfo.sec.gov
Touchstone Advisors Inc	Cincinnati	OH	40	$31.09 billion	$31.09 billion	adviserinfo.sec.gov
Innovator Capital Management, LLC	Wheaton	IL	1	$30.24 billion	$30.24 billion	adviserinfo.sec.gov
Metlife Investment Management, LLC	Whippany	NJ	16	$30.05 billion	$563.78 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Limited	London	United Kingdom	20	$29.86 billion	$174.54 billion	adviserinfo.sec.gov
TCW Investment Management Company LLC	Los Angeles	CA	12	$29.48 billion	$38.82 billion	adviserinfo.sec.gov
RBC Global Asset Management (U.S.) Inc.	Minneapolis	MN	13	$29.42 billion	$104.49 billion	adviserinfo.sec.gov
Insight Investment	New York	NY	106	$29.37 billion	$171.09 billion	adviserinfo.sec.gov
DBX Advisors LLC	New York	NY	1	$28.99 billion	$28.99 billion	adviserinfo.sec.gov
ETF Architect	Newtown Square	PA	98	$28.74 billion	$29.74 billion	adviserinfo.sec.gov
First Pacific Advisors, LP	El Segundo	CA	8	$26.40 billion	$32.00 billion	adviserinfo.sec.gov
Milliman Financial Risk Management LLC	Chicago	IL	50	$25.89 billion	$40.33 billion	adviserinfo.sec.gov
Fidelity Management & Research (Hong Kong) Limited	Hong Kong	Hong Kong	24	$25.23 billion	$32.55 billion	adviserinfo.sec.gov
Fuller & Thaler Asset Management Inc	San Mateo	CA	8	$25.02 billion	$30.25 billion	adviserinfo.sec.gov
Hotchkis and Wiley Capital Management, LLC	Los Angeles	CA	26	$24.54 billion	$36.93 billion	adviserinfo.sec.gov
Pzena Investment Management LLC	New York	NY	19	$24.39 billion	$81.44 billion	adviserinfo.sec.gov
Brown Advisory	Baltimore	MD	6	$24.26 billion	$124.31 billion	adviserinfo.sec.gov
MML Investment Advisers, LLC	Springfield	MA	54	$24.07 billion	$24.55 billion	adviserinfo.sec.gov
Gabelli Funds, LLC	Rye	NY	31	$23.92 billion	$24.55 billion	adviserinfo.sec.gov
Eaton Vance Advisers International LTD.	London	United Kingdom	18	$23.71 billion	$35.52 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	NY	30	$23.52 billion	$120.52 billion	adviserinfo.sec.gov
MDT Advisers, a Division of Federated Mdta LLC	Boston	MA	19	$23.36 billion	$25.95 billion	adviserinfo.sec.gov
Exchange Traded Concepts, LLC	Oklahoma City	OK	130	$22.95 billion	$22.95 billion	adviserinfo.sec.gov
Brown Brothers Harriman Credit Partners, LLC	New York	NY	9	$22.24 billion	$57.43 billion	adviserinfo.sec.gov
Syzygy Asset Management, LLC	Newport Beach	CA	15	$22.07 billion	$32.22 billion	adviserinfo.sec.gov
Diamond Hill Capital Management, LLC	Columbus	OH	21	$21.83 billion	$29.38 billion	adviserinfo.sec.gov
Neos Investments	Westport	CT	19	$21.69 billion	$21.69 billion	adviserinfo.sec.gov
Blackrock International Limited	Edinburgh	United Kingdom	33	$21.58 billion	$30.78 billion	adviserinfo.sec.gov
Barrow Hanley Global Investors	Dallas	TX	18	$21.25 billion	$59.04 billion	adviserinfo.sec.gov
Fred Alger Management, LLC	New York	NY	31	$20.61 billion	$26.14 billion	adviserinfo.sec.gov
Allspring Global Investments (UK) Limited	London	United Kingdom	6	$19.42 billion	$30.79 billion	adviserinfo.sec.gov
American Beacon Advisors, Inc.	Irving	TX	3	$19.08 billion	$59.93 billion	adviserinfo.sec.gov
Grantham Mayo van Otterloo & Co LLC	Boston	MA	40	$19.05 billion	$80.97 billion	adviserinfo.sec.gov
Walter Scott & Partners Limited	Edinburgh	United Kingdom	21	$18.97 billion	$66.67 billion	adviserinfo.sec.gov
Aristotle Capital Management, LLC	Los Angeles	CA	11	$18.56 billion	$43.54 billion	adviserinfo.sec.gov
Amg Funds LLC	Stamford	CT	5	$18.25 billion	$18.25 billion	adviserinfo.sec.gov
Allianz Investment Management LLC	Minneapolis	MN	73	$18.16 billion	$19.09 billion	adviserinfo.sec.gov
Sanders Capital, LLC	West Palm Beach	FL	1	$17.80 billion	$122.18 billion	adviserinfo.sec.gov
Atlanta Capital	Atlanta	GA	5	$17.63 billion	$28.64 billion	adviserinfo.sec.gov
Brandywine Global Investment Management, LLC	Philadelphia	PA	25	$17.62 billion	$65.44 billion	adviserinfo.sec.gov
Penserra Capital Management LLC	Orinda	CA	49	$17.50 billion	$17.50 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	NY	21	$17.37 billion	$1.60 trillion	adviserinfo.sec.gov
Raymond James Investment Management	St Petersburg	FL	1	$16.86 billion	$16.86 billion	adviserinfo.sec.gov
Amplify Etfs	Lisle	IL	37	$16.85 billion	$17.70 billion	adviserinfo.sec.gov
Winslow Capital Management LLC	Minneapolis	MN	7	$16.76 billion	$28.66 billion	adviserinfo.sec.gov
Partners Group (USA) Inc.	New York	NY	4	$16.55 billion	$29.12 billion	adviserinfo.sec.gov
Aristotle Investment Services, LLC	Newport Beach	CA	1	$16.50 billion	$16.50 billion	adviserinfo.sec.gov
Davis Selected Advisers LP	Tucson	AZ	20	$16.38 billion	$30.12 billion	adviserinfo.sec.gov
Davis Selected Advisers, Ny, Inc.	New York	NY	20	$16.38 billion	$21.98 billion	adviserinfo.sec.gov
Venerable Investment Advisers, LLC	West Chester	PA	21	$16.27 billion	$16.27 billion	adviserinfo.sec.gov
Stepstone Private Wealth	Charlotte	NC	5	$16.24 billion	$17.93 billion	adviserinfo.sec.gov
Wilmington Funds Management Corporation	Wilmington	DE	10	$16.08 billion	$16.08 billion	adviserinfo.sec.gov
Silverbay Capital Management LLC	New York	NY	2	$16.06 billion	$16.06 billion	adviserinfo.sec.gov
T.Rowe Price Hong Kong Limited	Central	Hong Kong	17	$15.88 billion	$42.34 billion	adviserinfo.sec.gov
William Blair Investment Management, LLC	Chicago	IL	29	$15.84 billion	$65.60 billion	adviserinfo.sec.gov
LSV Asset Management	Chicago	IL	10	$15.50 billion	$104.25 billion	adviserinfo.sec.gov
Mutual of America Capital Management LLC	New York	NY	2	$15.37 billion	$20.13 billion	adviserinfo.sec.gov
Templeton Global Advisors Limited	Nassau	Bahamas, The	4	$15.09 billion	$25.85 billion	adviserinfo.sec.gov
Invesco Senior Secured Management, Inc.	New York	NY	7	$14.94 billion	$29.38 billion	adviserinfo.sec.gov
Aristotle Pacific Capital, LLC	Newport Beach	CA	5	$14.87 billion	$26.76 billion	adviserinfo.sec.gov
Federated Equity Management Company of Pennsylvania	Pittsburgh	PA	14	$14.25 billion	$14.25 billion	adviserinfo.sec.gov
Simplify Asset Management Inc.	Las Vegas	NV	43	$14.05 billion	$14.05 billion	adviserinfo.sec.gov
Aegon Asset Management US	Cedar Rapids	IA	15	$14.04 billion	$88.80 billion	adviserinfo.sec.gov
ARK Invest	St. Petersburg	FL	12	$13.98 billion	$15.98 billion	adviserinfo.sec.gov
Los Angeles Capital Management LLC	Los Angeles	CA	9	$13.71 billion	$40.58 billion	adviserinfo.sec.gov
Harding Loevner LP	Bridgewater	NJ	8	$13.70 billion	$32.06 billion	adviserinfo.sec.gov
Kayne Anderson Rudnick Investment Management, LLC	Los Angeles	CA	36	$13.58 billion	$39.36 billion	adviserinfo.sec.gov
Virtus Fixed Income Advisers, LLC	Hartford	CT	88	$13.21 billion	$34.91 billion	adviserinfo.sec.gov
Smith Capital Investors, LLC	Denver	CO	6	$13.11 billion	$13.11 billion	adviserinfo.sec.gov
Fort Washington Investment Advisors Inc	Cincinnati	OH	1	$12.63 billion	$93.47 billion	adviserinfo.sec.gov
Alpha Architect	Newtown Square	PA	11	$12.50 billion	$13.50 billion	adviserinfo.sec.gov
Vident Asset Management	Alpharetta	GA	87	$12.49 billion	$22.02 billion	adviserinfo.sec.gov
State Farm Investment Management Corp.	Bloomington	IL	1	$12.46 billion	$12.94 billion	adviserinfo.sec.gov
Federated Global Investment Management Corp.	New York	NY	13	$12.37 billion	$14.09 billion	adviserinfo.sec.gov
Constellation Investments, Inc.	Montgomery	OH	1	$12.30 billion	$31.48 billion	adviserinfo.sec.gov
Matson Money, Inc.	Mason	OH	6	$12.08 billion	$24.33 billion	adviserinfo.sec.gov
Christian Brothers Investment Services, Inc.	Chicago	IL	1	$11.94 billion	$11.94 billion	adviserinfo.sec.gov
Franklin Templeton Institutional, LLC	New York	NY	34	$11.52 billion	$29.59 billion	adviserinfo.sec.gov
Acadian Asset Management	Boston	MA	16	$11.48 billion	$177.46 billion	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	NY	6	$11.43 billion	$72.96 billion	adviserinfo.sec.gov
D. E. Shaw Investment Management, L.L.C.	New York	NY	3	$11.35 billion	$33.37 billion	adviserinfo.sec.gov
PT Asset Management, LLC	Chicago	IL	4	$11.33 billion	$11.35 billion	adviserinfo.sec.gov
Thompson Siegel & Walmsley LLC	Richmond	VA	14	$11.13 billion	$21.15 billion	adviserinfo.sec.gov
BNY Mellon ETF Investment Adviser, LLC	Boston	MA	13	$11.10 billion	$11.10 billion	adviserinfo.sec.gov
Marsh Investments US LLC	Boston	MA	6	$11.02 billion	$226.04 billion	adviserinfo.sec.gov
Capital International, Inc.	Los Angeles	CA	8	$10.92 billion	$64.25 billion	adviserinfo.sec.gov
Orion Portfolio Solutions, LLC	Omaha	NE	11	$10.88 billion	$64.84 billion	adviserinfo.sec.gov
L&G, Asset Management, America	Chicago	IL	2	$10.83 billion	$267.16 billion	adviserinfo.sec.gov
FMR Investment Management (UK) Limited	London	United Kingdom	29	$10.74 billion	$25.82 billion	adviserinfo.sec.gov
Hirtle & Co., LLC	West Conshohocken	PA	14	$10.56 billion	$25.41 billion	adviserinfo.sec.gov
Royce Investment Partners	New York	NY	16	$10.49 billion	$12.41 billion	adviserinfo.sec.gov
Catalyst Capital Advisors LLC	San Juan	PR	19	$10.30 billion	$10.30 billion	adviserinfo.sec.gov
Krane Funds Advisors, LLC	New York	NY	36	$10.28 billion	$11.57 billion	adviserinfo.sec.gov
Driehaus Capital Management LLC	Chicago	IL	18	$10.28 billion	$26.12 billion	adviserinfo.sec.gov
Stonebridge Advisors LLC	Wilton	CT	4	$10.26 billion	$11.83 billion	adviserinfo.sec.gov
Saturna Capital Corporation	Bellingham	WA	2	$10.06 billion	$10.48 billion	adviserinfo.sec.gov
Westfield Capital Management Company, L.P.	Boston	MA	15	$10.00 billion	$29.81 billion	adviserinfo.sec.gov
Fidelity Diversifying Solutions LLC	Boston	MA	23	$9.99 billion	$18.88 billion	adviserinfo.sec.gov
Arin Risk Advisors LLC	Conshohocken	PA	4	$9.98 billion	$10.19 billion	adviserinfo.sec.gov
Apollo Capital Management, L.P.	New York	NY	1	$9.91 billion	$718.48 billion	adviserinfo.sec.gov
Payden & Rygel	Los Angeles	CA	21	$9.86 billion	$158.23 billion	adviserinfo.sec.gov
Akre Capital Management, LLC	Middleburg	VA	1	$9.85 billion	$11.82 billion	adviserinfo.sec.gov
Consulting Group Advisory Services LLC	Purchase	NY	12	$9.82 billion	$9.82 billion	adviserinfo.sec.gov
Stone Ridge Asset Management LLC	New York	NY	17	$9.74 billion	$36.34 billion	adviserinfo.sec.gov
Principal Real Estate	Des Moines	IA	16	$9.70 billion	$105.65 billion	adviserinfo.sec.gov
Yacktman Asset Management LP	Austin	TX	4	$9.63 billion	$11.71 billion	adviserinfo.sec.gov
Roundhill Investments	New York	NY	45	$9.59 billion	$9.59 billion	adviserinfo.sec.gov
Sustainable Growth Advisers, LP	Stamford	CT	9	$9.54 billion	$16.66 billion	adviserinfo.sec.gov
Gateway Investment Advisers, LLC	Cincinnati	OH	6	$9.53 billion	$11.59 billion	adviserinfo.sec.gov
Penn Mutual Asset Management, LLC	Conshohocken	PA	29	$9.28 billion	$42.29 billion	adviserinfo.sec.gov
Mondrian Investment Partners Limited	London	United Kingdom	8	$9.25 billion	$49.31 billion	adviserinfo.sec.gov
Wasatch Advisors LP	Salt Lake City	UT	23	$9.22 billion	$23.35 billion	adviserinfo.sec.gov
Franklin Advisory Services, LLC	San Mateo	FL	30	$9.21 billion	$14.07 billion	adviserinfo.sec.gov
Graniteshares Advisors LLC	New York	NY	67	$9.19 billion	$9.19 billion	adviserinfo.sec.gov
Edgewood Management LLC	Greenwich	CT	1	$9.03 billion	$21.52 billion	adviserinfo.sec.gov
Marathon-London	London	United Kingdom	3	$8.88 billion	$39.04 billion	adviserinfo.sec.gov
Abrdn Inc.	Philadelphia	PA	23	$8.74 billion	$41.48 billion	adviserinfo.sec.gov
Epoch Investment Partners, Inc.	New York	NY	9	$8.73 billion	$29.73 billion	adviserinfo.sec.gov
Clark Capital Management Group Inc	Philadelphia	PA	4	$8.73 billion	$35.69 billion	adviserinfo.sec.gov
Blackstone Liquid Credit Strategies LLC	New York	NY	6	$8.66 billion	$18.79 billion	adviserinfo.sec.gov
F/M Investments LLC	Washington	DC	23	$8.57 billion	$17.74 billion	adviserinfo.sec.gov
Ares Capital Management II LLC	Los Angeles	CA	10	$8.53 billion	$19.64 billion	adviserinfo.sec.gov
Sands Capital Management, LLC	Arlington	VA	10	$8.43 billion	$44.30 billion	adviserinfo.sec.gov
Millburn Ridgefield LLC	New York	NY	3	$8.42 billion	$8.67 billion	adviserinfo.sec.gov
Waterfall Asset Management, LLC	New York	NY	3	$8.20 billion	$22.04 billion	adviserinfo.sec.gov
Spectrum Asset Management, Inc.	Stamford	CT	7	$8.08 billion	$18.30 billion	adviserinfo.sec.gov
Bahl & Gaynor LLC	Cincinnati	OH	10	$8.01 billion	$20.99 billion	adviserinfo.sec.gov
Cion Ares Management, LLC	New York	NY	1	$8.00 billion	$8.00 billion	adviserinfo.sec.gov
Guggenheim Investments	New York	NY	107	$7.97 billion	$7.97 billion	adviserinfo.sec.gov
Scout Investments, Inc.	Kansas City	MO	3	$7.88 billion	$36.57 billion	adviserinfo.sec.gov
Guggenheim Funds Distributors, LLC	Chicago	IL	1	$7.80 billion	$7.80 billion	adviserinfo.sec.gov
Impax Asset Management LLC	Portsmouth	NH	12	$7.79 billion	$8.94 billion	adviserinfo.sec.gov
Barings LLC	Charlotte	NC	36	$7.77 billion	$392.75 billion	adviserinfo.sec.gov
First Trust Capital Management L.P.	Chicago	IL	25	$7.72 billion	$12.66 billion	adviserinfo.sec.gov
Horizon Investments LLC	Charlotte	NC	26	$7.71 billion	$8.47 billion	adviserinfo.sec.gov
Weitz Investment Management, Inc.	Omaha	NE	10	$7.69 billion	$8.08 billion	adviserinfo.sec.gov
RBC Global Asset Management (UK) Limited	London	United Kingdom	17	$7.65 billion	$178.01 billion	adviserinfo.sec.gov
Arrowstreet Capital, Limited Partnership	Boston	MA	5	$7.53 billion	$351.32 billion	adviserinfo.sec.gov
Duff & Phelps Investment Management Co.	Chicago	IL	14	$7.51 billion	$12.75 billion	adviserinfo.sec.gov
Pacific Heights Asset Management, LLC	San Francisco	CA	4	$7.27 billion	$7.27 billion	adviserinfo.sec.gov
Bondbloxx	Larkspur	CA	27	$7.24 billion	$7.24 billion	adviserinfo.sec.gov
Carlyle Global Credit Investment Management L.L.C.	New York	NY	2	$7.13 billion	$68.38 billion	adviserinfo.sec.gov
Eventide Asset Management, LLC	Boston	MA	14	$7.09 billion	$7.38 billion	adviserinfo.sec.gov
Capital Wealth Planning, LLC	Naples	FL	3	$7.03 billion	$17.25 billion	adviserinfo.sec.gov
The London Company of Virginia	Richmond	VA	7	$6.98 billion	$14.89 billion	adviserinfo.sec.gov
Angel Oak Capital Advisors, LLC	Atlanta	GA	11	$6.90 billion	$11.49 billion	adviserinfo.sec.gov
Champlain Investment Partners, LLC	Burlington	VT	7	$6.89 billion	$10.18 billion	adviserinfo.sec.gov
Eagle Asset Management Inc	St. Petersburg	FL	3	$6.83 billion	$60.65 billion	adviserinfo.sec.gov
Rreef America L.L.C.	Chicago	IL	6	$6.81 billion	$34.34 billion	adviserinfo.sec.gov
Brown Brothers Harriman Mutual Fund Advisory Department	New York	NY	6	$6.80 billion	$7.15 billion	adviserinfo.sec.gov
Johcm (USA) Inc	Boston	MA	19	$6.73 billion	$8.91 billion	adviserinfo.sec.gov
Stonehage Fleming	London, Greater London	United Kingdom	97	$6.70 billion	$23.84 billion	adviserinfo.sec.gov
Hamilton Lane	Conshohocken	PA	6	$6.60 billion	$141.83 billion	adviserinfo.sec.gov
Sprott Asset Management USA Inc.	Darien	CT	14	$6.53 billion	$10.12 billion	adviserinfo.sec.gov
Mairs & Power	St. Paul	MN	1	$6.48 billion	$12.14 billion	adviserinfo.sec.gov
Stephens Investment Management Group, LLC	Little Rock	AR	4	$6.47 billion	$9.55 billion	adviserinfo.sec.gov
Fil Investment Advisors	Pembroke	Bermuda	9	$6.40 billion	$8.65 billion	adviserinfo.sec.gov
Osterweis Capital Management	San Francisco	CA	4	$6.37 billion	$7.50 billion	adviserinfo.sec.gov
Pantheon	San Francisco	CA	2	$6.25 billion	$87.69 billion	adviserinfo.sec.gov
Morningstar Investment Management LLC	Chicago	IL	3	$6.24 billion	$87.82 billion	adviserinfo.sec.gov
Ironwood Capital Management Corp	San Francisco	CA	2	$6.14 billion	$8.23 billion	adviserinfo.sec.gov
Nicholas Co Inc	Milwaukee	WI	4	$6.04 billion	$6.08 billion	adviserinfo.sec.gov
Fiduciary Management, Inc.	Milwaukee	WI	6	$6.02 billion	$11.36 billion	adviserinfo.sec.gov
Income Research + Management	Boston	MA	12	$5.98 billion	$130.65 billion	adviserinfo.sec.gov
Tortoise Capital Advisors, L.L.C.	Overland Park	KS	9	$5.95 billion	$8.93 billion	adviserinfo.sec.gov
Cavanal Hill Investment Management, Inc.	Tulsa	OK	1	$5.94 billion	$15.23 billion	adviserinfo.sec.gov
Brandes Investment Partners, LP	LA Jolla	CA	10	$5.93 billion	$40.65 billion	adviserinfo.sec.gov
Nyl Investors LLC	New York	NY	9	$5.81 billion	$329.20 billion	adviserinfo.sec.gov
Westwood Management Corp	Dallas	TX	24	$5.76 billion	$12.46 billion	adviserinfo.sec.gov
Arga Investment Management, LP	Miami	FL	6	$5.72 billion	$24.57 billion	adviserinfo.sec.gov
Pershing Square Capital Management, L.P.	New York	NY	1	$5.67 billion	$25.06 billion	adviserinfo.sec.gov
Reaves Asset Management	Jersey City	NJ	3	$5.65 billion	$5.94 billion	adviserinfo.sec.gov

By state

State	Advisers
New York	282
California	155
Massachusetts	98
Florida	96
Texas	95
Illinois	84
Pennsylvania	75
Connecticut	64
Colorado	37
Minnesota	34
New Jersey	33
Ohio	32
Virginia	31
Wisconsin	30
Georgia	25
Maryland	24
North Carolina	19
Missouri	18
Washington	17
Arizona	16
Puerto Rico	14
Michigan	13
Oregon	11
Utah	11
Alabama	11
Indiana	9
Tennessee	9
Nevada	9
Nebraska	8
Kansas	8
Kentucky	6
Iowa	6
South Carolina	6
District of Columbia	6
Delaware	4
Montana	4
New Hampshire	4
New Mexico	3
Oklahoma	3
Idaho	3
Hawaii	2
Wyoming	2
Vermont	2
Rhode Island	2
Arkansas	2
South Dakota	2
Louisiana	1
West Virginia	1
Alaska	1
North Dakota	1

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.