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Data / Investment advisers / Florida / ARK Invest

ARK Invest, St. Petersburg, FL: $16 billion AUM, SEC registered investment adviser

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

ARK Invest is an SEC registered investment adviser with its main office in St. Petersburg, Florida and reports $16 billion in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include investment companies, pooled investment vehicles and state and municipal governments. It is paid through a percentage of assets under management and performance based fees. It advises 7 private funds.

The request: Watch ARK Invest (CRD number 169525): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.

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Registration
SEC registered investment adviser
CRD number
169525
SEC file number
801-79081
SEC status
Approved, effective January 21, 2014
Legal name
ARK Investment Management LLC
Main office
200 Central Avenue Suite 220, St. Petersburg, FL 33701
Phone
(727) 810-8160
Regulatory AUM
$15,980,171,090 in the Form ADV filed August 24, 2026
Discretionary AUM
$15,980,171,090
Accounts
34
Employees
58, of which 20 give investment advice
Form of organization
Limited Liability Company
Paid through
a percentage of assets under management, performance based fees
Private funds
7: 3 venture capital funds, 2 hedge funds, 2 other private funds
Gross assets of private funds
$1,291,631,919
Form ADV Item 11 disclosures
None reported
Latest Form ADV filing
August 24, 2026
SEC record
Investment Adviser Public Disclosure

Clients

Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.

Client typeClientsAUM
Investment companies12$13.98 billion
Pooled investment vehicles22$1.55 billion
State or municipal government entitiesFewer than 5$413.7 million
Pension and profit sharing plansFewer than 5$33.8 million
Other investment advisers27$3.3 million

AUM in the SEC's monthly files

Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.

First in the file ofAUMForm ADV filed
April 1, 2026$15.98 billionMarch 31, 2026
December 1, 2025$13.01 billionMay 5, 2025

Other advisers in St. Petersburg

AdviserCityAUMPrivate fundsSource
Raymond James & Associates, Inc.St. Petersburg$500.96 billionNot listedadviserinfo.sec.gov
Eagle Asset Management IncSt. Petersburg$60.65 billionNot listedadviserinfo.sec.gov
Raymond James Investment ManagementSt Petersburg$16.86 billion2adviserinfo.sec.gov
Dynasty Wealth Management, LLCSt. Petersburg$13.88 billion2adviserinfo.sec.gov
Yale Capital Corp.St. Petersburg$5.62 billionNot listedadviserinfo.sec.gov
Cyndeo Wealth PartnersSt. Petersburg$3.15 billion1adviserinfo.sec.gov
Ars Wealth AdvisorsSt. Petersburg$1.64 billionNot listedadviserinfo.sec.gov
Newfound Research LLCSt. Petersburg$1.11 billionNot listedadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.