Data / Investment advisers / Florida / Newfound Research LLC
Newfound Research LLC, St. Petersburg, FL: $1.1 billion AUM, SEC registered investment adviser
Newfound Research LLC is an SEC registered investment adviser with its main office in St. Petersburg, Florida and reports $1.1 billion in regulatory assets under management in its Form ADV filed July 14, 2026. Its clients include investment companies. It is paid through a percentage of assets under management and other fees.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 159064
- SEC file number
- 801-73042
- SEC status
- Approved, effective February 10, 2012
- Main office
- 200 Central Ave 4th Floor Ste 324, St. Petersburg, FL 33701
- Phone
- (617) 531-9773
- Website
- blog.thinknewfound.com
- Regulatory AUM
- $1,109,782,153 in the Form ADV filed July 14, 2026
- Discretionary AUM
- $1,109,782,153
- Accounts
- 8
- Employees
- 5, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 8 | $1.11 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.11 billion | February 23, 2026 |
| December 1, 2025 | $831.8 million | March 26, 2025 |
Other advisers in St. Petersburg
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| ARK Invest | St. Petersburg | $15.98 billion | 7 | adviserinfo.sec.gov |
| Dynasty Wealth Management, LLC | St. Petersburg | $13.88 billion | 2 | adviserinfo.sec.gov |
| Yale Capital Corp. | St. Petersburg | $5.62 billion | Not listed | adviserinfo.sec.gov |
| Cyndeo Wealth Partners | St. Petersburg | $3.15 billion | 1 | adviserinfo.sec.gov |
| Ars Wealth Advisors | St. Petersburg | $1.64 billion | Not listed | adviserinfo.sec.gov |
| Directed Capital Advisors | St. Petersburg | $419.6 million | 2 | adviserinfo.sec.gov |
| Novak & Powell Financial Services, Inc. | St. Petersburg | $359.5 million | Not listed | adviserinfo.sec.gov |
| Amuni Financial, Inc. | St Petersburg | $194.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Petersburg, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Newfound Research LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.