Data / Investment advisers / Florida / Yale Capital Corp.
Yale Capital Corp., St. Petersburg, FL: $5.6 billion AUM, SEC registered investment adviser
Yale Capital Corp. is an SEC registered investment adviser with its main office in St. Petersburg, Florida and reports $5.6 billion in regulatory assets under management in its Form ADV filed August 28, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 126992
- SEC file number
- 801-64116
- SEC status
- Approved, effective April 8, 2005
- Legal name
- Texas Yale Capital Corp.
- Main office
- 6475 1st Ave South, St. Petersburg, FL 33707
- Phone
- (727) 823-0006
- Website
- yalecapital.com
- Regulatory AUM
- $5,621,296,070 in the Form ADV filed August 28, 2026
- Discretionary AUM
- $5,621,296,070
- Accounts
- 118
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 118 | $5.62 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $5.62 billion | August 28, 2026 |
| April 1, 2026 | $4.92 billion | March 23, 2026 |
| December 1, 2025 | $4.04 billion | July 30, 2025 |
Other advisers in St. Petersburg
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | St. Petersburg | $500.96 billion | Not listed | adviserinfo.sec.gov |
| Eagle Asset Management Inc | St. Petersburg | $60.65 billion | Not listed | adviserinfo.sec.gov |
| Raymond James Investment Management | St Petersburg | $16.86 billion | 2 | adviserinfo.sec.gov |
| ARK Invest | St. Petersburg | $15.98 billion | 7 | adviserinfo.sec.gov |
| Dynasty Wealth Management, LLC | St. Petersburg | $13.88 billion | 2 | adviserinfo.sec.gov |
| Cyndeo Wealth Partners | St. Petersburg | $3.15 billion | 1 | adviserinfo.sec.gov |
| Ars Wealth Advisors | St. Petersburg | $1.64 billion | Not listed | adviserinfo.sec.gov |
| Newfound Research LLC | St. Petersburg | $1.11 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in St. Petersburg, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Yale Capital Corp. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.