Data / Investment advisers / Serving high net worth individuals

Investment advisers serving high net worth individuals: 10,392 firms and $18.7 trillion in AUM

Name: Investment advisers serving high net worth individuals: Form ADV data
Creator: SpecStream
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10,392 SEC registered investment advisers report high net worth individuals among their clients in Form ADV item 5.D, and together they attribute $18.7 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Merrill Lynch, Pierce, Fenner & Smith Incorporated.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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10,392Advisers
$18.7 trillionAUM from this client type
9,800Advisers over $100 million
November 2, 2026File date

Advisers serving high net worth individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 10,392 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	521,763	$1.23 trillion	$1.78 trillion	adviserinfo.sec.gov
UBS Financial Services Inc.	Weehawken	NJ	853,775	$714.55 billion	$915.79 billion	adviserinfo.sec.gov
Managed Account Advisors LLC	Jersey City	NJ	373,481	$648.99 billion	$994.99 billion	adviserinfo.sec.gov
LPL Financial LLC	Fort Mill	SC	671,511	$552.71 billion	$819.12 billion	adviserinfo.sec.gov
Morgan Stanley	Purchase	NY	43,631	$527.59 billion	$1.96 trillion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	654,519	$495.07 billion	$671.42 billion	adviserinfo.sec.gov
Strategic Advisers LLC	Boston	MA	736,141	$396.75 billion	$1.37 trillion	adviserinfo.sec.gov
Edward Jones	St. Louis	MO	372,771	$381.16 billion	$1.01 trillion	adviserinfo.sec.gov
Ameriprise Financial Services, LLC	Minneapolis	MN	183,925	$368.50 billion	$660.47 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	33,593	$334.83 billion	$2.65 trillion	adviserinfo.sec.gov
Parametric Portfolio Associates	Seattle	WA	78,745	$318.52 billion	$684.78 billion	adviserinfo.sec.gov
Raymond James & Associates, Inc.	St. Petersburg	FL	99,598	$288.72 billion	$500.96 billion	adviserinfo.sec.gov
Fisher Investments	Plano	TX	125,844	$283.02 billion	$386.67 billion	adviserinfo.sec.gov
J.P. Morgan Securities LLC	New York	NY	356,866	$251.11 billion	$429.69 billion	adviserinfo.sec.gov
Raymond James Financial Services Advisors, Inc	Saint Petersburg	FL	91,402	$230.85 billion	$390.04 billion	adviserinfo.sec.gov
Envestnet PMC	Berwyn	PA	93,557	$191.22 billion	$614.93 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	233,869	$183.04 billion	$252.25 billion	adviserinfo.sec.gov
Vanguard Advisers, Inc.	Malvern	PA	80,159	$164.53 billion	$344.62 billion	adviserinfo.sec.gov
Creative Planning	Overland Park	KS	39,511	$164.44 billion	$295.57 billion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	NY	299,091	$159.03 billion	$469.98 billion	adviserinfo.sec.gov
Hightower Advisors, LLC	Chicago	IL	29,177	$157.43 billion	$198.58 billion	adviserinfo.sec.gov
Corient	Miami	FL	19,571	$155.03 billion	$165.25 billion	adviserinfo.sec.gov
Focus Partners Wealth, LLC	St. Louis	MO	30,177	$142.52 billion	$181.86 billion	adviserinfo.sec.gov
Stifel, Nicolaus & Company, Incorporated	St Louis	MO	73,687	$137.41 billion	$197.53 billion	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	82,420	$135.03 billion	$394.07 billion	adviserinfo.sec.gov
Osaic Wealth, Inc.	Scottsdale	AZ	55,457	$113.36 billion	$234.86 billion	adviserinfo.sec.gov
Commonwealth Financial Network	Waltham	MA	41,874	$108.69 billion	$212.66 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	NY	14,561	$107.33 billion	$161.68 billion	adviserinfo.sec.gov
Charles Schwab Investment Management, Inc	San Francisco	CA	154,404	$106.93 billion	$1.72 trillion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	NY	88,963	$105.17 billion	$588.22 billion	adviserinfo.sec.gov
Mariner	Overland Park	KS	22,322	$104.87 billion	$125.41 billion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	NY	12,350	$98.50 billion	$310.43 billion	adviserinfo.sec.gov
Aperio Group, LLC	Sausalito	CA	25,295	$95.15 billion	$152.13 billion	adviserinfo.sec.gov
Northern Trust Investments, Incorporated	Chicago	IL	15,055	$94.55 billion	$1.25 trillion	adviserinfo.sec.gov
Pathstone	Englewood	NJ	1,834	$91.00 billion	$110.30 billion	adviserinfo.sec.gov
Captrust	Raleigh	NC	18,154	$89.36 billion	$1.24 trillion	adviserinfo.sec.gov
Cambridge Associates, LLC	Boston	MA	213	$87.14 billion	$326.70 billion	adviserinfo.sec.gov
Edelman Financial Engines	Santa Clara	CA	45,656	$86.54 billion	$326.29 billion	adviserinfo.sec.gov
Alliancebernstein L.P.	Nashville	TN	25,513	$77.35 billion	$763.40 billion	adviserinfo.sec.gov
Janney Montgomery Scott LLC	Philadelphia	PA	100,743	$76.46 billion	$110.11 billion	adviserinfo.sec.gov
Natixis Advisors, LLC	Boston	MA	54,818	$72.56 billion	$108.65 billion	adviserinfo.sec.gov
Mercer Global Advisors Inc.	Denver	CO	18,398	$70.51 billion	$84.40 billion	adviserinfo.sec.gov
Cetera Investment Advisers LLC	Schaumburg	IL	79,279	$69.83 billion	$256.81 billion	adviserinfo.sec.gov
Cresset Asset Management, LLC	Chicago	IL	3,667	$69.77 billion	$78.94 billion	adviserinfo.sec.gov
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	47,431	$69.61 billion	$138.69 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	NY	15,255	$69.36 billion	$99.60 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	15,676	$63.04 billion	$398.65 billion	adviserinfo.sec.gov
Quantinno Capital Management LP	New York	NY	8,263	$60.10 billion	$60.91 billion	adviserinfo.sec.gov
Rathbones	Liverpool	United Kingdom	20,366	$56.86 billion	$135.09 billion	adviserinfo.sec.gov
Ieq Capital, LLC	Foster City	CA	2,300	$56.54 billion	$56.77 billion	adviserinfo.sec.gov
Blackrock Investment Management, LLC	Princeton	NJ	4,269	$55.82 billion	$676.69 billion	adviserinfo.sec.gov
Goldman Sachs & Co. LLC	New York	NY	29,104	$50.96 billion	$133.64 billion	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	NY	15,779	$49.90 billion	$72.96 billion	adviserinfo.sec.gov
Brown Advisory	Baltimore	MD	2,484	$48.58 billion	$124.31 billion	adviserinfo.sec.gov
Truist Advisory Services, Inc.	Atlanta	GA	32,526	$47.62 billion	$77.39 billion	adviserinfo.sec.gov
Kestra Advisory Services, LLC	Austin	TX	26,123	$46.81 billion	$79.80 billion	adviserinfo.sec.gov
William Blair & Company L.L.C.	Chicago	IL	9,054	$45.35 billion	$64.28 billion	adviserinfo.sec.gov
Moneta Group Investment Advisors, LLC	St. Louis	MO	5,460	$44.62 billion	$50.54 billion	adviserinfo.sec.gov
Beacon Pointe Advisors, LLC	Newport Beach	CA	11,482	$43.05 billion	$54.87 billion	adviserinfo.sec.gov
GW&K Investment Management, LLC	Boston	MA	47,749	$40.39 billion	$52.78 billion	adviserinfo.sec.gov
Nuveen Asset Management, LLC	Chicago	IL	13,864	$40.01 billion	$280.48 billion	adviserinfo.sec.gov
Canterbury Consulting Incorporated	Newport Beach	CA	100	$39.74 billion	$45.88 billion	adviserinfo.sec.gov
Wealth Enhancement Advisory Services, LLC	Plymouth	MN	27,424	$39.32 billion	$122.19 billion	adviserinfo.sec.gov
Empower Advisory Group, LLC	Greenwood Village	CO	20,524	$38.72 billion	$195.43 billion	adviserinfo.sec.gov
Lido	Los Angeles	CA	9,829	$36.79 billion	$42.50 billion	adviserinfo.sec.gov
Capital Group Private Client Services, Inc.	Los Angeles	CA	8,803	$36.47 billion	$48.37 billion	adviserinfo.sec.gov
Equitable Advisors, LLC	New York	NY	35,521	$35.93 billion	$47.26 billion	adviserinfo.sec.gov
CIBC Private Wealth Advisors, Inc.	Chicago	IL	2,020	$34.76 billion	$67.84 billion	adviserinfo.sec.gov
Wells Fargo Investment Institute, Inc.	Charlotte	NC	11,004	$34.70 billion	$43.00 billion	adviserinfo.sec.gov
Savant Wealth Management	Rockford	IL	6,562	$33.43 billion	$55.61 billion	adviserinfo.sec.gov
First Manhattan Co. LLC	New York	NY	3,828	$33.28 billion	$38.09 billion	adviserinfo.sec.gov
Wealthspire Institutional, LLC	Chicago	IL	518	$33.09 billion	$97.54 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	NY	23,441	$31.95 billion	$56.01 billion	adviserinfo.sec.gov
Wealthspire Advisors	New York	NY	5,553	$31.57 billion	$34.32 billion	adviserinfo.sec.gov
SCS Capital Management LLC	Boston	MA	491	$30.39 billion	$48.65 billion	adviserinfo.sec.gov
Private Advisor Group, LLC	Morristown	NJ	27,742	$29.60 billion	$57.70 billion	adviserinfo.sec.gov
Advice and Planning Services	New York	NY	46,802	$29.56 billion	$37.93 billion	adviserinfo.sec.gov
Breckinridge Capital Advisors Inc	Boston	MA	7,705	$29.46 billion	$54.28 billion	adviserinfo.sec.gov
Newedge Advisors	New Orleans	LA	13,112	$28.42 billion	$43.21 billion	adviserinfo.sec.gov
Steward Partners Investment Advisory, LLC	Stamford	CT	23,474	$27.89 billion	$36.73 billion	adviserinfo.sec.gov
Mai Capital Management, LLC	Cleveland	OH	4,902	$27.61 billion	$52.10 billion	adviserinfo.sec.gov
BBR Partners, LLC	New York	NY	203	$27.57 billion	$36.49 billion	adviserinfo.sec.gov
Focus Advisor Solutions, LLC	St. Louis	MO	9,302	$26.96 billion	$41.48 billion	adviserinfo.sec.gov
Plante Moran Financial Advisors	Southfield	MI	3,445	$26.35 billion	$26.93 billion	adviserinfo.sec.gov
Allworth Financial, L.P.	Folsom	CA	9,283	$25.23 billion	$33.55 billion	adviserinfo.sec.gov
Goldman Sachs Wealth Services, L.P.	Cohoes	NY	38,800	$24.82 billion	$31.69 billion	adviserinfo.sec.gov
Sequoia Financial Group, L.L.C.	Akron	OH	4,556	$24.80 billion	$32.24 billion	adviserinfo.sec.gov
Fidelity Management & Research Company LLC	Boston	MA	29,432	$24.27 billion	$5.69 trillion	adviserinfo.sec.gov
Tiedemann Advisors, LLC	New York	NY	407	$24.10 billion	$31.01 billion	adviserinfo.sec.gov
D.A. Davidson & Co.	Great Falls	MT	18,223	$23.60 billion	$41.84 billion	adviserinfo.sec.gov
Sanctuary Advisors, LLC	Miami	FL	4,425	$22.90 billion	$34.88 billion	adviserinfo.sec.gov
CWM, LLC	Omaha	NE	7,231	$21.91 billion	$50.58 billion	adviserinfo.sec.gov
Assetmark, Inc.	Concord	CA	11,731	$21.85 billion	$91.76 billion	adviserinfo.sec.gov
HB Wealth	Atlanta	GA	3,169	$21.78 billion	$30.16 billion	adviserinfo.sec.gov
Arax Advisory Partners	New York	NY	4,949	$21.24 billion	$26.52 billion	adviserinfo.sec.gov
Wealthfront Advisers LLC	Palo Alto	CA	14,979	$21.21 billion	$55.19 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	NY	2,596	$21.05 billion	$36.76 billion	adviserinfo.sec.gov
Clearstead; Clearstead Advisory Solutions	Cleveland	OH	2,175	$20.50 billion	$33.88 billion	adviserinfo.sec.gov
Mellon Investments Corporation	Pittsburgh	PA	3,492	$19.63 billion	$873.87 billion	adviserinfo.sec.gov
Orion Portfolio Solutions, LLC	Omaha	NE	19,151	$19.47 billion	$64.84 billion	adviserinfo.sec.gov
Ae Wealth Management, LLC	Topeka	KS	9,444	$19.08 billion	$49.84 billion	adviserinfo.sec.gov
Silvercrest Asset Management Group LLC	New York	NY	1,081	$18.93 billion	$28.33 billion	adviserinfo.sec.gov
1919 Investment Counsel, LLC	Baltimore	MD	2,653	$18.84 billion	$26.04 billion	adviserinfo.sec.gov
Baker Street Advisors, LLC	San Francisco	CA	504	$18.05 billion	$20.77 billion	adviserinfo.sec.gov
We Family Offices	Coral Gables	FL	112	$17.75 billion	$17.75 billion	adviserinfo.sec.gov
New Edge Wealth	Stamford	CT	1,557	$17.64 billion	$19.93 billion	adviserinfo.sec.gov
Brighton Jones LLC	Seattle	WA	3,024	$17.52 billion	$18.88 billion	adviserinfo.sec.gov
BMO Private Investment Counsel Inc.	Toronto, Ontario	Canada	8,176	$17.41 billion	$40.18 billion	adviserinfo.sec.gov
Waverly Advisors, LLC	Birmingham	AL	4,302	$17.41 billion	$29.87 billion	adviserinfo.sec.gov
Rwa Wealth Partners	Boston	MA	3,545	$17.32 billion	$19.80 billion	adviserinfo.sec.gov
Comprehensive Financial Management LLC	Los Gatos	CA	13	$17.22 billion	$18.52 billion	adviserinfo.sec.gov
Betterment	New York	NY	24,685	$17.12 billion	$69.52 billion	adviserinfo.sec.gov
Ep Wealth Advisors	Torrance	CA	1,589	$17.07 billion	$45.15 billion	adviserinfo.sec.gov
Seia	Los Angeles	CA	4,920	$16.92 billion	$22.54 billion	adviserinfo.sec.gov
Allen Investment Management, LLC	New York	NY	142	$16.86 billion	$16.91 billion	adviserinfo.sec.gov
Choreo, LLC	Rockford	IL	4,392	$16.74 billion	$19.14 billion	adviserinfo.sec.gov
Lord, Abbett & Co. LLC	Jersey City	NJ	6,000	$16.60 billion	$270.39 billion	adviserinfo.sec.gov
Aspiriant, LLC	Los Angeles	CA	1,683	$16.60 billion	$18.05 billion	adviserinfo.sec.gov
Summit Trail Advisors, LLC	New York	NY	588	$16.33 billion	$19.94 billion	adviserinfo.sec.gov
Integrated Wealth Concepts LLC	Waltham	MA	10,429	$16.02 billion	$23.58 billion	adviserinfo.sec.gov
O'shaughnessy Asset Management, LLC	Stamford	CT	10,734	$16.00 billion	$19.78 billion	adviserinfo.sec.gov
Mission Wealth Management, LP	Santa Barbara	CA	3,633	$16.00 billion	$17.00 billion	adviserinfo.sec.gov
Citizens Private Wealth	Tarrytown	NY	2,465	$15.70 billion	$16.63 billion	adviserinfo.sec.gov
Mycio Wealth Partners, LLC	Philadelphia	PA	923	$15.50 billion	$15.78 billion	adviserinfo.sec.gov
Jordan Park Group LLC	San Francisco	CA	163	$15.49 billion	$23.26 billion	adviserinfo.sec.gov
Ehrenkranz Partners L.P.	New York	NY	146	$15.24 billion	$21.54 billion	adviserinfo.sec.gov
Modera Wealth Management, LLC	Westwood	NJ	3,443	$15.13 billion	$17.68 billion	adviserinfo.sec.gov
Summit Financial, LLC	Parsippany	NJ	2,248	$14.93 billion	$26.35 billion	adviserinfo.sec.gov
Ballentine Partners	Waltham	MA	342	$14.85 billion	$15.32 billion	adviserinfo.sec.gov
Johnson Investment Counsel, Inc.	Cincinnati	OH	2,995	$14.76 billion	$22.98 billion	adviserinfo.sec.gov
Eagle Strategies LLC	New York	NY	27,125	$14.15 billion	$32.04 billion	adviserinfo.sec.gov
Fayez Sarofim & Co.	Houston	TX	274	$14.14 billion	$35.07 billion	adviserinfo.sec.gov
Davenport & Company LLC	Richmond	VA	5,667	$14.07 billion	$24.70 billion	adviserinfo.sec.gov
Gotham Asset Management, LLC	New York	NY	245	$14.06 billion	$30.03 billion	adviserinfo.sec.gov
Evercore Wealth Management, LLC	New York	NY	674	$13.87 billion	$15.52 billion	adviserinfo.sec.gov
Oxford Financial Group, LTD	Carmel	IN	551	$13.85 billion	$23.33 billion	adviserinfo.sec.gov
Clark Capital Management Group Inc	Philadelphia	PA	6,706	$13.75 billion	$35.69 billion	adviserinfo.sec.gov
Offit Capital	New York	NY	219	$13.66 billion	$20.60 billion	adviserinfo.sec.gov
H&H International Investment, LLC	Palo Alto	CA	Fewer than 5	$13.59 billion	$25.50 billion	adviserinfo.sec.gov
CV Advisors LLC	Aventura	FL	145	$13.11 billion	$15.08 billion	adviserinfo.sec.gov
Circle Wealth Management, LLC	Summit	NJ	349	$13.05 billion	$14.07 billion	adviserinfo.sec.gov
Prime Capital Financial	Overland Park	KS	5,571	$12.98 billion	$39.14 billion	adviserinfo.sec.gov
Mesirow Financial Investment Management, Inc.	Chicago	IL	14,040	$12.97 billion	$50.44 billion	adviserinfo.sec.gov
CW Advisors, LLC	Boston	MA	3,257	$12.97 billion	$15.22 billion	adviserinfo.sec.gov
Loomis, Sayles & Company, L.P.	Boston	MA	22,662	$12.82 billion	$386.88 billion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	NY	15	$12.82 billion	$3.52 trillion	adviserinfo.sec.gov
LPL Enterprise, LLC	Fort Mill	SC	22,822	$12.70 billion	$24.94 billion	adviserinfo.sec.gov
Stonehage Fleming	London, Greater London	United Kingdom	291	$12.52 billion	$23.84 billion	adviserinfo.sec.gov
Onedigital	Overland Park	KS	3,846	$12.48 billion	$155.41 billion	adviserinfo.sec.gov
Chevy Chase Trust Company	Bethesda	MD	1,177	$12.45 billion	$44.93 billion	adviserinfo.sec.gov
Onepoint BFG Wealth Partners	Parsippany	NJ	2,934	$12.45 billion	$15.13 billion	adviserinfo.sec.gov
Valeo Financial Advisors, LLC	Carmel	IN	2,257	$12.28 billion	$12.96 billion	adviserinfo.sec.gov
The Mather Group, LLC	Chicago	IL	2,876	$12.22 billion	$13.45 billion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	NY	4,571	$12.17 billion	$24.74 billion	adviserinfo.sec.gov
Loring, Wolcott & Coolidge Fiduciary Advisors, LLP	Boston	MA	3,214	$12.13 billion	$12.84 billion	adviserinfo.sec.gov
Independent Advisor Alliance, LLC	Charlotte	NC	15,578	$11.97 billion	$17.23 billion	adviserinfo.sec.gov
Stratos Wealth Partners, LTD	Beachwood	OH	4,159	$11.87 billion	$18.65 billion	adviserinfo.sec.gov
Sapient Capital LLC	Indianapolis	IN	691	$11.78 billion	$13.76 billion	adviserinfo.sec.gov
Concentric	Walnut Creek	CA	4,380	$11.68 billion	$13.91 billion	adviserinfo.sec.gov
Concurrent Investment Advisors, LLC	Tampa	FL	3,009	$11.66 billion	$15.73 billion	adviserinfo.sec.gov
Alphacore Capital LLC	LA Jolla	CA	2,209	$11.58 billion	$12.96 billion	adviserinfo.sec.gov
&Partners	Nashville	TN	11,803	$11.41 billion	$30.27 billion	adviserinfo.sec.gov
Thrivent Investment Management Inc.	Minneapolis	MN	17,692	$11.40 billion	$20.77 billion	adviserinfo.sec.gov
Coldstream Wealth Management	Bellevue	WA	2,393	$11.33 billion	$13.93 billion	adviserinfo.sec.gov
Merit Financial Advisors	Alpharetta	GA	4,344	$11.33 billion	$23.88 billion	adviserinfo.sec.gov
The Caprock Group, LLC	Boise	ID	398	$11.28 billion	$12.48 billion	adviserinfo.sec.gov
Luther King Capital Management Corporation	Fort Worth	TX	2,304	$11.26 billion	$31.50 billion	adviserinfo.sec.gov
United Capital Financial Advisors	Irving	TX	1,937	$11.02 billion	$24.65 billion	adviserinfo.sec.gov
Williams Jones Wealth Management, LLC	New York	NY	1,335	$10.95 billion	$12.47 billion	adviserinfo.sec.gov
Northrock Partners, LLC	Minneapolis	MN	2,255	$10.95 billion	$12.19 billion	adviserinfo.sec.gov
Rothschild and Co Wealth Management UK Limited	London	United Kingdom	4,220	$10.93 billion	$28.47 billion	adviserinfo.sec.gov
Iconiq Capital, LLC	San Francisco	CA	380	$10.77 billion	$117.53 billion	adviserinfo.sec.gov
Farther	San Francisco	CA	3,463	$10.48 billion	$16.01 billion	adviserinfo.sec.gov
LNW	Seattle	WA	850	$10.47 billion	$12.18 billion	adviserinfo.sec.gov
Cliftonlarsonallen Wealth Advisors, LLC	Minneapolis	MN	2,348	$10.13 billion	$14.43 billion	adviserinfo.sec.gov
Stephens	Little Rock	AR	3,088	$10.11 billion	$18.04 billion	adviserinfo.sec.gov
Forvis Mazars Wealth Advisors, LLC	Springfield	MO	1,898	$9.93 billion	$12.01 billion	adviserinfo.sec.gov
BMO Family Office, LLC	Chicago	IL	70	$9.82 billion	$9.99 billion	adviserinfo.sec.gov
Burgundy Asset Management LTD.	Toronto, Ontario	Canada	1,583	$9.63 billion	$19.09 billion	adviserinfo.sec.gov
Park Avenue Securities LLC	New York	NY	17,261	$9.40 billion	$19.58 billion	adviserinfo.sec.gov
Apella Wealth	West Hartford	CT	3,591	$9.39 billion	$11.07 billion	adviserinfo.sec.gov
Choate Investment Advisors	Boston	MA	519	$9.37 billion	$10.05 billion	adviserinfo.sec.gov
Sarofim Trust Co	Houston	TX	86	$9.32 billion	$12.96 billion	adviserinfo.sec.gov
Vontobel Swiss Financial Advisers	Zurich	Switzerland	1,875	$9.30 billion	$11.94 billion	adviserinfo.sec.gov
Pure Financial Advisors, LLC	San Diego	CA	3,567	$9.26 billion	$11.05 billion	adviserinfo.sec.gov
Apollon Wealth Management, LLC	Mount Pleasant	SC	2,697	$9.24 billion	$11.56 billion	adviserinfo.sec.gov
Joel Isaacson & Co., LLC	New York	NY	1,132	$9.21 billion	$9.32 billion	adviserinfo.sec.gov
Gilder Gagnon Howe & Co. LLC	New York	NY	2,663	$9.17 billion	$12.12 billion	adviserinfo.sec.gov
AQR Capital Management, LLC	Greenwich	CT	97	$9.12 billion	$311.70 billion	adviserinfo.sec.gov
Openarc Corporate Advisory, LLC	Atlanta	GA	2,356	$9.11 billion	$10.09 billion	adviserinfo.sec.gov
Kestra Private Wealth Services, LLC	Austin	TX	5,300	$9.08 billion	$13.45 billion	adviserinfo.sec.gov
Nicola Wealth Management LTD.	Vancouver	Canada	2,378	$9.07 billion	$11.04 billion	adviserinfo.sec.gov
Plancorp, LLC	Saint Louis	MO	1,284	$9.02 billion	$10.63 billion	adviserinfo.sec.gov
Osaic Advisory Services, LLC	Atlanta	GA	3,755	$8.89 billion	$15.48 billion	adviserinfo.sec.gov
Asset Preservation Advisors, LLC	Atlanta	GA	1,714	$8.59 billion	$11.05 billion	adviserinfo.sec.gov
Prospera Financial Services, Inc.	Dallas	TX	7,796	$8.49 billion	$14.39 billion	adviserinfo.sec.gov
Signaturefd, LLC	Atlanta	GA	1,271	$8.46 billion	$9.68 billion	adviserinfo.sec.gov
Bartlett & Co. Wealth Management LLC	Cincinnati	OH	1,351	$8.45 billion	$10.25 billion	adviserinfo.sec.gov
Greenhaven Associates Inc	Purchase	NY	100	$8.42 billion	$11.66 billion	adviserinfo.sec.gov
Freestone Capital Management, LLC	Seattle	WA	1,337	$8.40 billion	$14.54 billion	adviserinfo.sec.gov
Independent Financial Partners	Tampa	FL	18,190	$8.36 billion	$16.29 billion	adviserinfo.sec.gov
Fiduciary Counselling Inc	St Paul	MN	643	$8.18 billion	$10.06 billion	adviserinfo.sec.gov
Ritholtz Wealth Management	New York	NY	1,445	$8.12 billion	$9.42 billion	adviserinfo.sec.gov
Welch & Forbes LLC	Boston	MA	478	$8.01 billion	$9.90 billion	adviserinfo.sec.gov
Empirical Wealth Management	Seattle	WA	1,839	$7.98 billion	$8.43 billion	adviserinfo.sec.gov
Ferguson Wellman Capital Management, Inc.	Portland	OR	865	$7.88 billion	$10.66 billion	adviserinfo.sec.gov
Curi Capital, LLC	Chicago	IL	1,547	$7.86 billion	$11.58 billion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	NY	4,358	$7.86 billion	$33.48 billion	adviserinfo.sec.gov
Nicholas Hoffman & Company, LLC	Atlanta	GA	285	$7.77 billion	$8.26 billion	adviserinfo.sec.gov
Aptus Capital Advisors, LLC	Fairhope	AL	2,358	$7.76 billion	$14.14 billion	adviserinfo.sec.gov
Dodge & Cox	San Francisco	CA	331	$7.69 billion	$466.56 billion	adviserinfo.sec.gov
Kayne Anderson Rudnick Investment Management, LLC	Los Angeles	CA	1,409	$7.68 billion	$39.36 billion	adviserinfo.sec.gov
Douglas C. Lane & Associates	New York	NY	874	$7.63 billion	$8.44 billion	adviserinfo.sec.gov
Crestwood Advisors	Boston	MA	870	$7.62 billion	$8.02 billion	adviserinfo.sec.gov
Bradley Foster & Sargent Inc	Hartford	CT	1,013	$7.57 billion	$9.07 billion	adviserinfo.sec.gov
Simon Quick Advisors, LLC	Morristown	NJ	666	$7.55 billion	$9.01 billion	adviserinfo.sec.gov
Perigon Wealth Management, LLC	San Francisco	CA	1,653	$7.46 billion	$11.29 billion	adviserinfo.sec.gov
Cary Street Partners	Richmond	VA	2,175	$7.45 billion	$10.25 billion	adviserinfo.sec.gov
JMG Financial Group LTD	Downers Grove	IL	1,403	$7.27 billion	$7.50 billion	adviserinfo.sec.gov
Eagle Asset Management Inc	St. Petersburg	FL	6,250	$7.26 billion	$60.65 billion	adviserinfo.sec.gov
Harris \| Oakmark	Chicago	IL	1,888	$7.20 billion	$109.48 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management International	London	United Kingdom	987	$7.18 billion	$621.02 billion	adviserinfo.sec.gov
Proficio Capital Partners LLC	Newton	MA	143	$7.18 billion	$8.17 billion	adviserinfo.sec.gov
Main Street Advisors	Santa Monica	CA	68	$7.14 billion	$9.65 billion	adviserinfo.sec.gov
Callan Family Office, LLC	Radnor	PA	170	$7.14 billion	$10.21 billion	adviserinfo.sec.gov
Summit Rock Advisors, LP	New York	NY	36	$7.09 billion	$26.18 billion	adviserinfo.sec.gov
Snowden Capital Advisors LLC	New York	NY	1,580	$7.08 billion	$8.87 billion	adviserinfo.sec.gov
F L Putnam Investment Management Co.	Lynnfield	MA	1,488	$7.04 billion	$9.72 billion	adviserinfo.sec.gov
Spiderrock Advisors, LLC	Chicago	IL	1,961	$7.02 billion	$9.83 billion	adviserinfo.sec.gov
Geowealth Management LLC	Chicago	IL	2,729	$7.00 billion	$17.57 billion	adviserinfo.sec.gov
Bahl & Gaynor LLC	Cincinnati	OH	779	$7.00 billion	$20.99 billion	adviserinfo.sec.gov
R M Davis Inc	Portland	ME	1,300	$6.97 billion	$8.15 billion	adviserinfo.sec.gov
Northside Capital Management LLC	Hood River	OR	60	$6.94 billion	$6.94 billion	adviserinfo.sec.gov
Badgley Phelps Wealth Managers	Seattle	WA	1,023	$6.87 billion	$7.28 billion	adviserinfo.sec.gov
Tag Associates LLC	New York	NY	80	$6.86 billion	$7.07 billion	adviserinfo.sec.gov
Global Retirement Partners LLC	San Rafael	CA	5,960	$6.85 billion	$169.58 billion	adviserinfo.sec.gov
Mason Investment Advisory Services Inc	Reston	VA	759	$6.85 billion	$15.67 billion	adviserinfo.sec.gov
Kotak Alternate Asset Managers Limited	Mumbai	India	1,181	$6.84 billion	$18.52 billion	adviserinfo.sec.gov
Americana Partners, LLC	Houston	TX	827	$6.75 billion	$9.10 billion	adviserinfo.sec.gov
Robertson Stephens	San Francisco	CA	1,256	$6.73 billion	$8.76 billion	adviserinfo.sec.gov
Cassaday & Company, Inc.	McLean	VA	2,017	$6.71 billion	$7.14 billion	adviserinfo.sec.gov
Pgim Custom Harvest LLC	Newark	NJ	8,531	$6.69 billion	$6.90 billion	adviserinfo.sec.gov
Mutual Advisors, LLC	Omaha	NE	2,233	$6.63 billion	$9.45 billion	adviserinfo.sec.gov
Prowell Financial Management, LLC	Exton	PA	34	$6.63 billion	$6.86 billion	adviserinfo.sec.gov
Eagle Capital Management LLC	New York	NY	1,509	$6.60 billion	$35.80 billion	adviserinfo.sec.gov
Dimensional Fund Advisors LP	Austin	TX	1,900	$6.52 billion	$1.02 trillion	adviserinfo.sec.gov
Soltis Investment Advisors, LLC	St. George	UT	3,207	$6.48 billion	$12.04 billion	adviserinfo.sec.gov
Elevation Point Wealth Partners, LLC	Denver	CO	1,599	$6.42 billion	$8.29 billion	adviserinfo.sec.gov
Capital Investment Advisors, LLC	Atlanta	GA	2,462	$6.39 billion	$8.21 billion	adviserinfo.sec.gov
Modern Wealth Management, LLC	Kansas City	MO	2,529	$6.37 billion	$10.90 billion	adviserinfo.sec.gov
Orgel Wealth Management, LLC	Altoona	WI	1,493	$6.35 billion	$9.55 billion	adviserinfo.sec.gov
Confluence Financial Partners	McMurray	PA	1,910	$6.34 billion	$7.81 billion	adviserinfo.sec.gov
Advisors Capital Management, LLC	Ridgewood	NJ	2,863	$6.32 billion	$12.20 billion	adviserinfo.sec.gov
W1m Wealth Management Limited	London	United Kingdom	5,426	$6.32 billion	$24.85 billion	adviserinfo.sec.gov
Matson Money, Inc.	Mason	OH	2,962	$6.30 billion	$24.33 billion	adviserinfo.sec.gov
Miller Investment Management, LP	West Conshohocken	PA	127	$6.30 billion	$7.10 billion	adviserinfo.sec.gov
Altair Advisers, LLC	Chicago	IL	416	$6.30 billion	$9.76 billion	adviserinfo.sec.gov
Stelac Advisory Services LLC	New York	NY	98	$6.24 billion	$6.29 billion	adviserinfo.sec.gov
Evergreen Capital Management LLC	Bellevue	WA	754	$6.23 billion	$7.19 billion	adviserinfo.sec.gov
Cannell & Spears LLC	New York	NY	1,937	$6.22 billion	$6.99 billion	adviserinfo.sec.gov
Partners Capital Investment Group, LLP	Boston	MA	521	$6.21 billion	$50.51 billion	adviserinfo.sec.gov
MML Investors Services, LLC	Springfield	MA	885	$6.16 billion	$115.64 billion	adviserinfo.sec.gov
Fiduciary Trust International, LLC	Lincoln	MA	62	$6.02 billion	$7.67 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	NY	595	$6.01 billion	$120.52 billion	adviserinfo.sec.gov
Cullen Capital Management, LLC	New York	NY	7,940	$6.00 billion	$11.58 billion	adviserinfo.sec.gov
Axxcess Wealth Management, LLC	Carlsbad	CA	2,199	$5.94 billion	$8.88 billion	adviserinfo.sec.gov
Oa Private Capital	Grand Rapids	MI	60	$5.94 billion	$22.95 billion	adviserinfo.sec.gov
Mariner Independent	Overland Park	KS	1,575	$5.92 billion	$7.34 billion	adviserinfo.sec.gov
James Hambro & Partners LLP	London	United Kingdom	2,117	$5.90 billion	$13.01 billion	adviserinfo.sec.gov
Chicago Partners Investment Group LLC	Chicago	IL	1,749	$5.82 billion	$7.47 billion	adviserinfo.sec.gov
Provident Trust Company	Waukesha	WI	814	$5.81 billion	$6.86 billion	adviserinfo.sec.gov
GC Wealth Management RIA, LLC	Cambridge	MA	215	$5.80 billion	$5.83 billion	adviserinfo.sec.gov
Pitcairn	Conshohocken	PA	330	$5.78 billion	$5.87 billion	adviserinfo.sec.gov
Ingalls Investment Management, LLC	New York	NY	1,090	$5.78 billion	$7.83 billion	adviserinfo.sec.gov
Iht Wealth Management LLC	Chicago	IL	6,952	$5.74 billion	$9.80 billion	adviserinfo.sec.gov
Evanson Financial, LLC Dba Evanson Asset Management			847	$5.74 billion	$5.85 billion	adviserinfo.sec.gov
World Investment Advisors, LLC	Lincroft	NJ	2,165	$5.73 billion	$71.64 billion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	NY	1,229	$5.73 billion	$36.71 billion	adviserinfo.sec.gov
Icg Advisors, LLC	Los Angeles	CA	55	$5.72 billion	$7.92 billion	adviserinfo.sec.gov
Truepoint, Inc.	Cincinnati	OH	1,006	$5.72 billion	$6.39 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	NC	1,893	$5.70 billion	$475.78 billion	adviserinfo.sec.gov
HBKS Wealth Advisors	Erie	PA	1,597	$5.70 billion	$7.66 billion	adviserinfo.sec.gov
Crawford Investment Counsel Inc	Atlanta	GA	1,176	$5.69 billion	$9.14 billion	adviserinfo.sec.gov
Tocqueville Asset Management LP	New York	NY	741	$5.67 billion	$10.24 billion	adviserinfo.sec.gov
Forum Financial Management, LP	Lombard	IL	1,719	$5.67 billion	$8.69 billion	adviserinfo.sec.gov
Fiera Capital Inc.	New York	NY	3,087	$5.66 billion	$17.28 billion	adviserinfo.sec.gov
Yale Capital Corp.	St. Petersburg	FL	118	$5.62 billion	$5.62 billion	adviserinfo.sec.gov
WCM Investment Management	Laguna Beach	CA	1,720	$5.59 billion	$96.77 billion	adviserinfo.sec.gov
J. Safra Asset Management Corporation	New York City	NY	3,079	$5.58 billion	$6.26 billion	adviserinfo.sec.gov
United Planners' Financial Services of America a Limited Partner	Scottsdale	AZ	4,880	$5.57 billion	$12.77 billion	adviserinfo.sec.gov
Bluespring Wealth Management, LLC	Austin	TX	1,893	$5.55 billion	$7.82 billion	adviserinfo.sec.gov
Brown Advisory	Norfolk	VA	145	$5.55 billion	$7.57 billion	adviserinfo.sec.gov
Principal Securities, Inc.	Des Moines	IA	2,638	$5.53 billion	$17.02 billion	adviserinfo.sec.gov
Insight Investment	New York	NY	1,238	$5.52 billion	$171.09 billion	adviserinfo.sec.gov
Marcuard Family Office LTD	Zurich	Switzerland	65	$5.51 billion	$8.66 billion	adviserinfo.sec.gov
Mariner Advisor Network	Overland Park	KS	2,202	$5.51 billion	$9.57 billion	adviserinfo.sec.gov
Douglass Winthrop Advisors LLC	New York	NY	884	$5.49 billion	$6.46 billion	adviserinfo.sec.gov
71 West Capital Partners	Boston	MA	167	$5.47 billion	$5.51 billion	adviserinfo.sec.gov
Parallel Advisors, LLC	San Francisco	CA	1,013	$5.44 billion	$10.31 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	NY	64	$5.43 billion	$1.60 trillion	adviserinfo.sec.gov

By state

State	Advisers
California	1,103
New York	878
Florida	670
Texas	635
Pennsylvania	419
Illinois	385
Massachusetts	342
Ohio	336
New Jersey	267
Michigan	254
Colorado	251
Georgia	245
Virginia	226
North Carolina	222
Washington	210
Minnesota	207
Connecticut	188
Arizona	175
Wisconsin	168
Tennessee	165
Maryland	163
Missouri	155
Oregon	139
Indiana	120
Utah	113
Kansas	109
South Carolina	93
Iowa	82
Alabama	74
Kentucky	71
New Hampshire	70
Oklahoma	70
Louisiana	67
Nebraska	65
Nevada	54
Arkansas	50
Idaho	46
Rhode Island	42
Mississippi	32
Vermont	31
Maine	28
Delaware	22
New Mexico	22
Montana	21
Wyoming	17
Puerto Rico	16
District of Columbia	13
Hawaii	13
South Dakota	13
West Virginia	11
North Dakota	8
Alaska	6
U.S. Virgin Islands	1

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.