Data / Investment advisers / New York / Citigroup Global Markets Inc.
Citigroup Global Markets Inc., New York, NY: $56 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Citigroup Global Markets Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $56 billion in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Citigroup Global Markets Inc. (CRD number 7059): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 7059
- SEC file number
- 801-3387
- SEC status
- Approved, effective February 23, 1964
- Main office
- 388 Greenwich Street, New York, NY 10013
- Phone
- (212) 816-6000
- Regulatory AUM
- $56,006,655,920 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $34,964,584,439
- Non discretionary AUM
- $21,042,071,481
- Accounts
- 59,757
- Employees
- 7,036, of which 4,078 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 594
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, other Item 11 matters, civil court actions
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 23,441 | $31.95 billion |
| Individuals (other than high net worth individuals) | 34,655 | $9.55 billion |
| Corporations or other businesses | 1,512 | $6.67 billion |
| Pooled investment vehicles | 26 | $2.98 billion |
| State or municipal government entities | 11 | $2.84 billion |
| Pension and profit sharing plans | 41 | $1.50 billion |
| Charitable organizations | 143 | $509.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $56.01 billion | March 26, 2026 |
| December 1, 2025 | $46.87 billion | October 29, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Marshall Wace North America L.P. | New York | $58.87 billion | 14 | adviserinfo.sec.gov |
| Blackstone Private Credit Strategies LLC | New York | $57.92 billion | 54 | adviserinfo.sec.gov |
| Alpinvest US Holdings, LLC | New York | $57.66 billion | 110 | adviserinfo.sec.gov |
| Brown Brothers Harriman Credit Partners, LLC | New York | $57.43 billion | 9 | adviserinfo.sec.gov |
| Tenaron Capital Management LP | New York | $56.41 billion | 2 | adviserinfo.sec.gov |
| Churchill Asset Management LLC | New York | $55.66 billion | 48 | adviserinfo.sec.gov |
| Rafferty Asset Management, LLC | New York | $55.24 billion | Not listed | adviserinfo.sec.gov |
| Veritas Capital Fund Management, L.L.C. | New York | $53.81 billion | 35 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Citigroup Global Markets Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.