Data / Investment advisers / Serving individuals

Investment advisers serving individuals: 9,653 firms and $9 trillion in AUM

Name: Investment advisers serving individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

9,653 SEC registered investment advisers report individuals among their clients in Form ADV item 5.D, and together they attribute $9 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Morgan Stanley.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get advisers serving individuals Get them in my state

9,653Advisers
$9 trillionAUM from this client type
8,961Advisers over $100 million
November 2, 2026File date

Advisers serving individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 9,653 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
Morgan Stanley	Purchase	NY	2,600,707	$1.25 trillion	$1.96 trillion	adviserinfo.sec.gov
Edward Jones	St. Louis	MO	3,657,451	$613.21 billion	$1.01 trillion	adviserinfo.sec.gov
Envestnet PMC	Berwyn	PA	2,125,667	$387.57 billion	$614.93 billion	adviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	1,269,968	$313.53 billion	$1.78 trillion	adviserinfo.sec.gov
Ameriprise Financial Services, LLC	Minneapolis	MN	1,189,138	$278.45 billion	$660.47 billion	adviserinfo.sec.gov
Managed Account Advisors LLC	Jersey City	NJ	1,040,100	$249.70 billion	$994.99 billion	adviserinfo.sec.gov
LPL Financial LLC	Fort Mill	SC	1,291,397	$231.45 billion	$819.12 billion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	NY	263,588	$182.25 billion	$310.43 billion	adviserinfo.sec.gov
Cetera Investment Advisers LLC	Schaumburg	IL	722,373	$175.55 billion	$256.81 billion	adviserinfo.sec.gov
Vanguard Advisers, Inc.	Malvern	PA	711,336	$164.80 billion	$344.62 billion	adviserinfo.sec.gov
Strategic Advisers LLC	Boston	MA	1,654,834	$164.64 billion	$1.37 trillion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	NY	963,550	$150.39 billion	$469.98 billion	adviserinfo.sec.gov
J.P. Morgan Securities LLC	New York	NY	877,306	$141.83 billion	$429.69 billion	adviserinfo.sec.gov
Empower Advisory Group, LLC	Greenwood Village	CO	272,823	$127.04 billion	$195.43 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	644,097	$122.51 billion	$671.42 billion	adviserinfo.sec.gov
Raymond James & Associates, Inc.	St. Petersburg	FL	413,527	$116.07 billion	$500.96 billion	adviserinfo.sec.gov
Raymond James Financial Services Advisors, Inc	Saint Petersburg	FL	402,577	$115.33 billion	$390.04 billion	adviserinfo.sec.gov
Osaic Wealth, Inc.	Scottsdale	AZ	513,910	$113.44 billion	$234.86 billion	adviserinfo.sec.gov
Charles Schwab Investment Management, Inc	San Francisco	CA	697,928	$108.47 billion	$1.72 trillion	adviserinfo.sec.gov
MML Investors Services, LLC	Springfield	MA	447,952	$105.77 billion	$115.64 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	NY	326,365	$95.93 billion	$588.22 billion	adviserinfo.sec.gov
Commonwealth Financial Network	Waltham	MA	314,099	$93.62 billion	$212.66 billion	adviserinfo.sec.gov
Edelman Financial Engines	Santa Clara	CA	431,514	$92.64 billion	$326.29 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	NY	174,985	$75.71 billion	$139.88 billion	adviserinfo.sec.gov
Wealth Enhancement Advisory Services, LLC	Plymouth	MN	53,562	$72.28 billion	$122.19 billion	adviserinfo.sec.gov
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	308,441	$65.01 billion	$138.69 billion	adviserinfo.sec.gov
Parametric Portfolio Associates	Seattle	WA	151,182	$64.94 billion	$684.78 billion	adviserinfo.sec.gov
Assetmark, Inc.	Concord	CA	436,288	$62.97 billion	$91.76 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	221,968	$51.41 billion	$252.25 billion	adviserinfo.sec.gov
Pacific Investment Management Company LLC	Newport Beach	CA	5,833	$50.46 billion	$3.67 trillion	adviserinfo.sec.gov
Vestmark Advisory Solutions, Inc.	Wakefield	MA	84,069	$49.85 billion	$49.85 billion	adviserinfo.sec.gov
Fisher Investments	Plano	TX	73,217	$48.32 billion	$386.67 billion	adviserinfo.sec.gov
SEI Investments Management Corp	Oaks	PA	110,959	$47.68 billion	$216.43 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	NY	122,494	$47.40 billion	$184.81 billion	adviserinfo.sec.gov
UBS Financial Services Inc.	Weehawken	NJ	244,284	$47.16 billion	$915.79 billion	adviserinfo.sec.gov
Betterment	New York	NY	992,194	$46.63 billion	$69.52 billion	adviserinfo.sec.gov
Stifel, Nicolaus & Company, Incorporated	St Louis	MO	156,989	$41.03 billion	$197.53 billion	adviserinfo.sec.gov
Morningstar Investment Management LLC	Chicago	IL	512,688	$35.59 billion	$87.82 billion	adviserinfo.sec.gov
Alight Financial Advisors, LLC	Charlotte	NC	195,957	$35.05 billion	$35.05 billion	adviserinfo.sec.gov
Wealthfront Advisers LLC	Palo Alto	CA	529,863	$33.66 billion	$55.19 billion	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	153,711	$33.33 billion	$394.07 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	71,675	$32.19 billion	$2.65 trillion	adviserinfo.sec.gov
Ae Wealth Management, LLC	Topeka	KS	117,769	$30.20 billion	$49.84 billion	adviserinfo.sec.gov
Rathbones	Liverpool	United Kingdom	95,035	$29.11 billion	$135.09 billion	adviserinfo.sec.gov
Valic Financial Advisors, Inc.	Houston	TX	291,076	$26.42 billion	$29.22 billion	adviserinfo.sec.gov
Private Advisor Group, LLC	Morristown	NJ	138,881	$25.42 billion	$57.70 billion	adviserinfo.sec.gov
Natixis Advisors, LLC	Boston	MA	57,713	$24.82 billion	$108.65 billion	adviserinfo.sec.gov
Ep Wealth Advisors	Torrance	CA	18,029	$24.82 billion	$45.15 billion	adviserinfo.sec.gov
Kestra Advisory Services, LLC	Austin	TX	89,162	$24.54 billion	$79.80 billion	adviserinfo.sec.gov
PNC Wealth Management	Pittsburgh	PA	157,700	$24.04 billion	$30.27 billion	adviserinfo.sec.gov
CWM, LLC	Omaha	NE	45,032	$23.87 billion	$50.58 billion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	NY	120,219	$23.66 billion	$33.48 billion	adviserinfo.sec.gov
Truist Advisory Services, Inc.	Atlanta	GA	93,619	$23.06 billion	$77.39 billion	adviserinfo.sec.gov
Hightower Advisors, LLC	Chicago	IL	33,630	$21.50 billion	$198.58 billion	adviserinfo.sec.gov
Janney Montgomery Scott LLC	Philadelphia	PA	139,021	$21.06 billion	$110.11 billion	adviserinfo.sec.gov
First Command Advisory Services	Fort Worth	TX	109,659	$20.10 billion	$24.43 billion	adviserinfo.sec.gov
Nuveen Asset Management, LLC	Chicago	IL	48,733	$19.69 billion	$280.48 billion	adviserinfo.sec.gov
Creative Planning	Overland Park	KS	47,540	$19.52 billion	$295.57 billion	adviserinfo.sec.gov
Orion Portfolio Solutions, LLC	Omaha	NE	166,226	$19.44 billion	$64.84 billion	adviserinfo.sec.gov
Transamerica Retirement Advisors, LLC	Cedar Rapids	IA	212,700	$17.45 billion	$18.83 billion	adviserinfo.sec.gov
Lincoln Investment	Fort Washington	PA	133,528	$17.42 billion	$21.99 billion	adviserinfo.sec.gov
Eagle Strategies LLC	New York	NY	105,597	$17.10 billion	$32.04 billion	adviserinfo.sec.gov
Capital Research and Management Company	Los Angeles	CA	22,211	$16.87 billion	$4.32 trillion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	NY	35,818	$16.85 billion	$36.71 billion	adviserinfo.sec.gov
Nationwide Investment Advisors, LLC	Columbus	OH	251,200	$16.70 billion	$16.73 billion	adviserinfo.sec.gov
Savant Wealth Management	Rockford	IL	16,726	$15.67 billion	$55.61 billion	adviserinfo.sec.gov
Benjamin F. Edwards & Company, Incorporated	St. Louis	MO	32,288	$15.55 billion	$18.92 billion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	CA	22,641	$14.81 billion	$509.45 billion	adviserinfo.sec.gov
D.A. Davidson & Co.	Great Falls	MT	49,912	$14.02 billion	$41.84 billion	adviserinfo.sec.gov
Eagle Asset Management Inc	St. Petersburg	FL	21,795	$13.54 billion	$60.65 billion	adviserinfo.sec.gov
Focus Partners Wealth, LLC	St. Louis	MO	30,825	$13.52 billion	$181.86 billion	adviserinfo.sec.gov
Acorns	Irvine	CA	8,158,308	$13.35 billion	$13.39 billion	adviserinfo.sec.gov
Oppenheimer Asset Management	New York	NY	39,766	$13.12 billion	$21.33 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	NY	32,546	$12.78 billion	$99.60 billion	adviserinfo.sec.gov
Envestnet Portfolio Solutions, Inc.	Berwyn	PA	57,665	$12.71 billion	$17.35 billion	adviserinfo.sec.gov
Primerica Advisors	Duluth	GA	65,489	$12.21 billion	$15.54 billion	adviserinfo.sec.gov
Citizens Securities, Inc.	Johnston	RI	60,118	$12.21 billion	$12.87 billion	adviserinfo.sec.gov
LPL Enterprise, LLC	Fort Mill	SC	79,249	$11.78 billion	$24.94 billion	adviserinfo.sec.gov
Everett Harris & Co	Los Angeles	CA	718	$11.37 billion	$11.53 billion	adviserinfo.sec.gov
Newedge Advisors	New Orleans	LA	35,697	$11.28 billion	$43.21 billion	adviserinfo.sec.gov
Principal Securities, Inc.	Des Moines	IA	49,012	$11.21 billion	$17.02 billion	adviserinfo.sec.gov
Clark Capital Management Group Inc	Philadelphia	PA	28,584	$11.15 billion	$35.69 billion	adviserinfo.sec.gov
Brookstone Capital Management LLC	Wheaton	IL	49,950	$11.02 billion	$12.75 billion	adviserinfo.sec.gov
Mariner	Overland Park	KS	32,261	$10.67 billion	$125.41 billion	adviserinfo.sec.gov
Equitable Advisors, LLC	New York	NY	39,439	$9.74 billion	$47.26 billion	adviserinfo.sec.gov
CIBC Private Wealth Advisors, Inc.	Chicago	IL	6,063	$9.73 billion	$67.84 billion	adviserinfo.sec.gov
Geowealth Management LLC	Chicago	IL	47,696	$9.71 billion	$17.57 billion	adviserinfo.sec.gov
United Capital Financial Advisors	Irving	TX	22,900	$9.59 billion	$24.65 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	NY	34,655	$9.55 billion	$56.01 billion	adviserinfo.sec.gov
&Partners	Nashville	TN	42,060	$9.33 billion	$30.27 billion	adviserinfo.sec.gov
Park Avenue Securities LLC	New York	NY	63,006	$9.11 billion	$19.58 billion	adviserinfo.sec.gov
Ameritas Advisory Services, LLC	Lincoln	NE	28,459	$9.00 billion	$13.75 billion	adviserinfo.sec.gov
Thrivent Investment Management Inc.	Minneapolis	MN	106,954	$8.89 billion	$20.77 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	24,100	$8.85 billion	$398.65 billion	adviserinfo.sec.gov
Northern Trust Investments, Incorporated	Chicago	IL	20,223	$8.81 billion	$1.25 trillion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	NY	22,298	$8.70 billion	$24.74 billion	adviserinfo.sec.gov
Lord, Abbett & Co. LLC	Jersey City	NJ	19,064	$8.65 billion	$270.39 billion	adviserinfo.sec.gov
Summit Financial, LLC	Parsippany	NJ	15,561	$8.55 billion	$26.35 billion	adviserinfo.sec.gov
Centaurus Financial, Inc.	Anaheim	CA	44,727	$8.44 billion	$9.74 billion	adviserinfo.sec.gov
Advice and Planning Services	New York	NY	25,667	$8.35 billion	$37.93 billion	adviserinfo.sec.gov
Fifth Third Securities, Inc.	Cincinnati	OH	44,361	$8.17 billion	$10.92 billion	adviserinfo.sec.gov
Geneos Wealth Management, Inc.	Englewood	CO	20,649	$7.94 billion	$9.22 billion	adviserinfo.sec.gov
Sanctuary Advisors, LLC	Miami	FL	14,600	$7.89 billion	$34.88 billion	adviserinfo.sec.gov
Human Interest Advisors LLC	San Francisco	CA	792,873	$7.84 billion	$8.10 billion	adviserinfo.sec.gov
Planmember Securities Corporation	Carpinteria	CA	68,543	$7.71 billion	$10.12 billion	adviserinfo.sec.gov
Focus Advisor Solutions, LLC	St. Louis	MO	23,933	$7.61 billion	$41.48 billion	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	CA	30,187	$7.34 billion	$184.99 billion	adviserinfo.sec.gov
William Blair & Company L.L.C.	Chicago	IL	26,242	$7.33 billion	$64.28 billion	adviserinfo.sec.gov
Mitsubishi Ufj Trust and Banking Corporation	Tokyo	Japan	29,814	$7.23 billion	$406.96 billion	adviserinfo.sec.gov
Hornor, Townsend & Kent, LLC	Conshohocken	PA	27,446	$7.23 billion	$9.01 billion	adviserinfo.sec.gov
Independent Financial Group, LLC	San Diego	CA	23,458	$7.12 billion	$12.93 billion	adviserinfo.sec.gov
Mercer Global Advisors Inc.	Denver	CO	16,646	$7.08 billion	$84.40 billion	adviserinfo.sec.gov
Key Investment Services LLC	Brooklyn	OH	33,369	$7.00 billion	$8.88 billion	adviserinfo.sec.gov
Allworth Financial, L.P.	Folsom	CA	19,503	$7.00 billion	$33.55 billion	adviserinfo.sec.gov
Capital Wealth Planning, LLC	Naples	FL	11,151	$6.97 billion	$17.25 billion	adviserinfo.sec.gov
Steward Partners Investment Advisory, LLC	Stamford	CT	18,249	$6.81 billion	$36.73 billion	adviserinfo.sec.gov
Integrated Wealth Concepts LLC	Waltham	MA	18,758	$6.80 billion	$23.58 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	NY	10,384	$6.79 billion	$161.68 billion	adviserinfo.sec.gov
United Planners' Financial Services of America a Limited Partner	Scottsdale	AZ	25,159	$6.75 billion	$12.77 billion	adviserinfo.sec.gov
Huntington Financial Advisors	Columbus	OH	41,475	$6.70 billion	$7.89 billion	adviserinfo.sec.gov
Mai Capital Management, LLC	Cleveland	OH	10,838	$6.66 billion	$52.10 billion	adviserinfo.sec.gov
Merit Financial Advisors	Alpharetta	GA	15,696	$6.66 billion	$23.88 billion	adviserinfo.sec.gov
Harbour Investments, Inc.	Madison	WI	28,325	$6.65 billion	$9.60 billion	adviserinfo.sec.gov
Aspen Grove Capital, LLC	Avon	CO	40	$6.65 billion	$6.67 billion	adviserinfo.sec.gov
Captrust	Raleigh	NC	19,698	$6.61 billion	$1.24 trillion	adviserinfo.sec.gov
Advisory Services Network	Atlanta	GA	11,305	$6.46 billion	$10.60 billion	adviserinfo.sec.gov
Aristotle Capital Management, LLC	Los Angeles	CA	4,452	$6.30 billion	$43.54 billion	adviserinfo.sec.gov
QRG Capital Management, Inc.	Berwyn	PA	24,822	$6.26 billion	$11.41 billion	adviserinfo.sec.gov
Ruffer LLP	London	United Kingdom	4,669	$6.25 billion	$24.87 billion	adviserinfo.sec.gov
Osaic Advisory Services, LLC	Atlanta	GA	25,761	$6.12 billion	$15.48 billion	adviserinfo.sec.gov
Beacon Pointe Advisors, LLC	Newport Beach	CA	18,083	$6.09 billion	$54.87 billion	adviserinfo.sec.gov
T. Rowe Price Advisory Services, Inc.	Owings Mills	MD	13,517	$5.90 billion	$5.90 billion	adviserinfo.sec.gov
BMO Private Investment Counsel Inc.	Toronto, Ontario	Canada	18,117	$5.88 billion	$40.18 billion	adviserinfo.sec.gov
Prime Capital Financial	Overland Park	KS	16,558	$5.84 billion	$39.14 billion	adviserinfo.sec.gov
NWF Advisory Services Inc	Los Angeles	CA	11,130	$5.70 billion	$6.43 billion	adviserinfo.sec.gov
Stratos Wealth Partners, LTD	Beachwood	OH	20,685	$5.68 billion	$18.65 billion	adviserinfo.sec.gov
Kingsview Wealth Management, LLC	Grants Pass	OR	9,934	$5.52 billion	$8.96 billion	adviserinfo.sec.gov
Gradient Investments, LLC	Arden Hills	MN	24,809	$5.46 billion	$8.84 billion	adviserinfo.sec.gov
Hantz Financial Services, Inc.	Southfield	MI	21,201	$5.43 billion	$10.00 billion	adviserinfo.sec.gov
Great Valley Advisor Group, LLC	Berwyn	PA	35,067	$5.40 billion	$10.60 billion	adviserinfo.sec.gov
Matson Money, Inc.	Mason	OH	26,217	$5.36 billion	$24.33 billion	adviserinfo.sec.gov
Missionsquare Retirement	Washington	DC	40,136	$5.18 billion	$6.31 billion	adviserinfo.sec.gov
J. W. Cole Advisors, Inc.	Tampa	FL	29,606	$5.15 billion	$8.25 billion	adviserinfo.sec.gov
Sequoia Financial Group, L.L.C.	Akron	OH	6,508	$5.05 billion	$32.24 billion	adviserinfo.sec.gov
Advisors Capital Management, LLC	Ridgewood	NJ	14,979	$5.02 billion	$12.20 billion	adviserinfo.sec.gov
Stancorp Investment Advisers, Inc.	Portland	OR	93,316	$5.00 billion	$34.50 billion	adviserinfo.sec.gov
Breckinridge Capital Advisors Inc	Boston	MA	8,657	$4.99 billion	$54.28 billion	adviserinfo.sec.gov
Stash	New York	NY	1,138,270	$4.92 billion	$4.92 billion	adviserinfo.sec.gov
World Investment Advisors, LLC	Lincroft	NJ	16,604	$4.81 billion	$71.64 billion	adviserinfo.sec.gov
Seia	Los Angeles	CA	4,600	$4.76 billion	$22.54 billion	adviserinfo.sec.gov
Foundations Investment Advisors LLC	Phoenix	AZ	23,568	$4.71 billion	$10.10 billion	adviserinfo.sec.gov
The Pacific Financial Group, Inc.	Nashville	TN	16,514	$4.55 billion	$5.07 billion	adviserinfo.sec.gov
Osaic Institutions, Inc.	Meriden	CT	15,761	$4.49 billion	$6.49 billion	adviserinfo.sec.gov
Confluence Investment Management LLC	Saint Louis	MO	13,470	$4.35 billion	$6.72 billion	adviserinfo.sec.gov
Independent Advisor Alliance, LLC	Charlotte	NC	26,649	$4.35 billion	$17.23 billion	adviserinfo.sec.gov
Valmark Advisers, Inc.	Akron	OH	12,995	$4.16 billion	$10.17 billion	adviserinfo.sec.gov
SPC	Ann Arbor	MI	29,763	$4.14 billion	$6.10 billion	adviserinfo.sec.gov
Stephens	Little Rock	AR	18,080	$4.13 billion	$18.04 billion	adviserinfo.sec.gov
Arkadios Wealth Advisors	Atlanta	GA	13,556	$4.11 billion	$8.79 billion	adviserinfo.sec.gov
Concurrent Investment Advisors, LLC	Tampa	FL	10,259	$4.04 billion	$15.73 billion	adviserinfo.sec.gov
Kestra Private Wealth Services, LLC	Austin	TX	14,677	$3.98 billion	$13.45 billion	adviserinfo.sec.gov
Fidelity Management & Research Company LLC	Boston	MA	6,596	$3.94 billion	$5.69 trillion	adviserinfo.sec.gov
Signature Investment Advisors, LLC	Los Angeles	CA	5,707	$3.92 billion	$6.76 billion	adviserinfo.sec.gov
GWN Securities Inc.	Palm Beach Gardens	FL	35,546	$3.89 billion	$4.75 billion	adviserinfo.sec.gov
Davenport & Company LLC	Richmond	VA	11,188	$3.84 billion	$24.70 billion	adviserinfo.sec.gov
Parallel Advisors, LLC	San Francisco	CA	3,156	$3.83 billion	$10.31 billion	adviserinfo.sec.gov
Capital Analysts	Fort Washington	PA	12,569	$3.82 billion	$8.77 billion	adviserinfo.sec.gov
Mariner Advisor Network	Overland Park	KS	13,898	$3.82 billion	$9.57 billion	adviserinfo.sec.gov
Waverly Advisors, LLC	Birmingham	AL	8,621	$3.78 billion	$29.87 billion	adviserinfo.sec.gov
Thrivent Advisor Network, LLC	Minneapolis	MN	13,130	$3.73 billion	$6.84 billion	adviserinfo.sec.gov
Farther	San Francisco	CA	11,130	$3.71 billion	$16.01 billion	adviserinfo.sec.gov
Prospera Financial Services, Inc.	Dallas	TX	10,082	$3.70 billion	$14.39 billion	adviserinfo.sec.gov
The Ameriflex Group	Las Vegas	NV	13,495	$3.68 billion	$9.66 billion	adviserinfo.sec.gov
Global Retirement Partners LLC	San Rafael	CA	11,380	$3.67 billion	$169.58 billion	adviserinfo.sec.gov
Edgewood Management LLC	Greenwich	CT	616	$3.66 billion	$21.52 billion	adviserinfo.sec.gov
Federated Investment Counseling	Pittsburgh	PA	6,466	$3.62 billion	$207.21 billion	adviserinfo.sec.gov
Creativeone Wealth, LLC	Overland Park	KS	20,326	$3.61 billion	$6.25 billion	adviserinfo.sec.gov
Independent Financial Partners	Tampa	FL	34,349	$3.49 billion	$16.29 billion	adviserinfo.sec.gov
Savvy	New York	NY	3,413	$3.48 billion	$5.00 billion	adviserinfo.sec.gov
Facet	West Palm Beach	FL	13,180	$3.47 billion	$8.69 billion	adviserinfo.sec.gov
Aperio Group, LLC	Sausalito	CA	5,717	$3.47 billion	$152.13 billion	adviserinfo.sec.gov
Composition Wealth, LLC	Los Angeles	CA	3,354	$3.43 billion	$9.47 billion	adviserinfo.sec.gov
Sagespring Wealth Partners	Franklin	TN	9,498	$3.39 billion	$8.49 billion	adviserinfo.sec.gov
Sound Income Strategies, LLC	Fort Lauderdale	FL	24,261	$3.38 billion	$4.18 billion	adviserinfo.sec.gov
Sigfig Wealth Management LLC	San Francisco	CA	106,229	$3.38 billion	$3.58 billion	adviserinfo.sec.gov
Sage Advisory Services LTD Co	Austin	TX	11,158	$3.31 billion	$28.43 billion	adviserinfo.sec.gov
Madison Investment Advisors, LLC	Madison	WI	12,359	$3.28 billion	$13.84 billion	adviserinfo.sec.gov
Tandem Investment Advisors Inc	Charleston	SC	10,230	$3.25 billion	$3.45 billion	adviserinfo.sec.gov
Vestgen Advisors, LLC	Chicago	IL	21,477	$3.24 billion	$6.67 billion	adviserinfo.sec.gov
Modern Wealth Management, LLC	Kansas City	MO	8,995	$3.22 billion	$10.90 billion	adviserinfo.sec.gov
Putnam Investment Management, LLC	Boston	MA	16,168	$3.19 billion	$117.24 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	NY	23,833	$3.08 billion	$8.57 billion	adviserinfo.sec.gov
Arax Advisory Partners	New York	NY	10,206	$3.05 billion	$26.52 billion	adviserinfo.sec.gov
Spire Wealth Management, LLC	McLean	VA	6,023	$3.04 billion	$4.51 billion	adviserinfo.sec.gov
Money Concepts Advisory Service	Palm Beach Gardens	FL	16,296	$3.00 billion	$4.07 billion	adviserinfo.sec.gov
Aptus Capital Advisors, LLC	Fairhope	AL	10,335	$2.96 billion	$14.14 billion	adviserinfo.sec.gov
Oneseven	Beachwood	OH	13,879	$2.96 billion	$7.72 billion	adviserinfo.sec.gov
Wedbush Securities Inc.	Pasadena	CA	7,515	$2.95 billion	$6.75 billion	adviserinfo.sec.gov
Freestone Capital Management, LLC	Seattle	WA	1,569	$2.95 billion	$14.54 billion	adviserinfo.sec.gov
Allspring Funds Management, LLC	Charlotte	NC	7,267	$2.90 billion	$324.65 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	NC	7,267	$2.90 billion	$475.78 billion	adviserinfo.sec.gov
Onedigital	Overland Park	KS	9,087	$2.86 billion	$155.41 billion	adviserinfo.sec.gov
Santander Securities	Boston	MA	10,832	$2.85 billion	$3.14 billion	adviserinfo.sec.gov
Good Life Advisors, LLC	Celebration	FL	21,451	$2.85 billion	$4.35 billion	adviserinfo.sec.gov
Focus Financial	Minneapolis	MN	11,863	$2.84 billion	$6.82 billion	adviserinfo.sec.gov
Vise AI Advisors	New York City	NY	14,135	$2.83 billion	$8.53 billion	adviserinfo.sec.gov
Kovack Advisors, Inc.	Ft. Lauderdale	FL	11,316	$2.81 billion	$6.28 billion	adviserinfo.sec.gov
Sage, Rutty & Co., Inc.	Rochester	NY	6,892	$2.77 billion	$3.46 billion	adviserinfo.sec.gov
Corient	Miami	FL	6,392	$2.67 billion	$165.25 billion	adviserinfo.sec.gov
Synovus Securities, Inc.	Columbus	GA	10,026	$2.67 billion	$8.45 billion	adviserinfo.sec.gov
Crossmark Global Investments, Inc.	Houston	TX	5,579	$2.57 billion	$8.98 billion	adviserinfo.sec.gov
RFG Advisory, LLC	Vestavia Hills	AL	15,951	$2.53 billion	$7.97 billion	adviserinfo.sec.gov
Lasalle St. Investment Advisors, L.L.C.	Elmhurst	IL	12,817	$2.53 billion	$5.74 billion	adviserinfo.sec.gov
Acr Alpine Capital Research, LLC	St. Louis	MO	6,002	$2.52 billion	$10.79 billion	adviserinfo.sec.gov
Howard Capital Management, LLC	Alpharetta	GA	9,734	$2.45 billion	$8.01 billion	adviserinfo.sec.gov
Mawer Investment Management LTD.	Calgary, Alberta	Canada	4,222	$2.45 billion	$40.94 billion	adviserinfo.sec.gov
Icici Asset Management	Mumbai, Maharashtra	India	27,396	$2.43 billion	$117.06 billion	adviserinfo.sec.gov
TCW Investment Management Company LLC	Los Angeles	CA	4,748	$2.42 billion	$38.82 billion	adviserinfo.sec.gov
Congress Asset Management Company, LLP	Boston	MA	6,408	$2.42 billion	$14.20 billion	adviserinfo.sec.gov
Blackrock Investment Management, LLC	Princeton	NJ	4,754	$2.40 billion	$676.69 billion	adviserinfo.sec.gov
Wealthcare Advisory Partners LLC	West Chester	PA	8,512	$2.37 billion	$8.29 billion	adviserinfo.sec.gov
Bankers Life Advisory Services, Inc.	Chicago	IL	14,270	$2.36 billion	$2.49 billion	adviserinfo.sec.gov
BFC Planning, Inc.	Cedar Rapids	IA	10,753	$2.35 billion	$3.84 billion	adviserinfo.sec.gov
Mariner	Overland Park,	KS	3,491	$2.35 billion	$2.77 billion	adviserinfo.sec.gov
Integrated Advisors Network LLC	Dallas	TX	6,711	$2.33 billion	$5.52 billion	adviserinfo.sec.gov
Efs Advisors	Cambridge	MN	21,660	$2.33 billion	$2.40 billion	adviserinfo.sec.gov
American Century Investments Private Client Group, Inc.	Kansas City	MO	4,098	$2.33 billion	$2.33 billion	adviserinfo.sec.gov
Diversify Advisory Services, LLC	South Jordan	UT	4,398	$2.33 billion	$4.65 billion	adviserinfo.sec.gov
Future Capital	Chattanooga	TN	17,091	$2.32 billion	$2.42 billion	adviserinfo.sec.gov
Mutual Advisors, LLC	Omaha	NE	7,501	$2.28 billion	$9.45 billion	adviserinfo.sec.gov
Stonex Advisors Inc.	Birmingham	AL	8,721	$2.28 billion	$5.09 billion	adviserinfo.sec.gov
Voya Financial Advisors, Inc.	Windsor	CT	13,218	$2.26 billion	$3.87 billion	adviserinfo.sec.gov
Sowell Management	North Little Rock	AR	5,880	$2.25 billion	$4.81 billion	adviserinfo.sec.gov
Annex Wealth Management, LLC	Brookfield	WI	3,819	$2.25 billion	$8.05 billion	adviserinfo.sec.gov
Avalor Investment AG	Zurich	Switzerland	522	$2.24 billion	$2.24 billion	adviserinfo.sec.gov
Gerber Kawasaki Wealth & Investment Management	Santa Monica	CA	8,719	$2.19 billion	$4.11 billion	adviserinfo.sec.gov
Integrity Alliance, LLC	Urbandale	IA	9,578	$2.18 billion	$5.41 billion	adviserinfo.sec.gov
MFS Institutional Advisors Inc.	Boston	MA	9,145	$2.18 billion	$113.59 billion	adviserinfo.sec.gov
HSBC Securities (USA) Inc.	New York	NY	10,254	$2.15 billion	$3.84 billion	adviserinfo.sec.gov
B. Riley Wealth Advisors, Inc.	Memphis	TN	9,295	$2.13 billion	$4.21 billion	adviserinfo.sec.gov
FBB Capital Partners	Bethesda	MD	988	$2.13 billion	$2.39 billion	adviserinfo.sec.gov
Maseco Private Wealth	London	United Kingdom	2,723	$2.12 billion	$4.96 billion	adviserinfo.sec.gov
Sunbelt Securities	Houston	TX	5,279	$2.11 billion	$2.64 billion	adviserinfo.sec.gov
Principal Asset Management	Des Moines	IA	6,014	$2.11 billion	$427.71 billion	adviserinfo.sec.gov
Moneta Group Investment Advisors, LLC	St. Louis	MO	3,380	$2.10 billion	$50.54 billion	adviserinfo.sec.gov
Jefferies Investment Advisers LLC	New York	NY	1,649	$2.07 billion	$5.15 billion	adviserinfo.sec.gov
Berger Financial Group	Plymouth	MN	2,942	$2.07 billion	$2.95 billion	adviserinfo.sec.gov
Creative Financial Designs, Inc.	Kokomo	IN	10,015	$2.05 billion	$2.94 billion	adviserinfo.sec.gov
Sofi Wealth LLC	San Francisco	CA	254,000	$2.01 billion	$2.05 billion	adviserinfo.sec.gov
Fuller & Thaler Asset Management Inc	San Mateo	CA	5,559	$2.00 billion	$30.25 billion	adviserinfo.sec.gov
Healthequity Advisors	Draper	UT	178,476	$1.99 billion	$1.99 billion	adviserinfo.sec.gov
Bill Few Associates, Inc.	Sewickley	PA	2,871	$1.99 billion	$2.72 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	NY	1,370	$1.99 billion	$10.39 billion	adviserinfo.sec.gov
Impact Partnership Wealth, LLC	Marietta	GA	7,476	$1.97 billion	$2.96 billion	adviserinfo.sec.gov
Dunham	San Diego	CA	10,820	$1.97 billion	$5.63 billion	adviserinfo.sec.gov
Axxcess Wealth Management, LLC	Carlsbad	CA	7,359	$1.96 billion	$8.88 billion	adviserinfo.sec.gov
Chilton Investment Services, LLC	Stamford	CT	1,172	$1.96 billion	$8.15 billion	adviserinfo.sec.gov
Onepoint BFG Wealth Partners	Parsippany	NJ	5,524	$1.94 billion	$15.13 billion	adviserinfo.sec.gov
Dakota Wealth, LLC	Palm Beach Gardens	FL	2,441	$1.93 billion	$6.94 billion	adviserinfo.sec.gov
Advance Capital Management Inc	Southfield	MI	5,756	$1.93 billion	$4.98 billion	adviserinfo.sec.gov
Apollon Wealth Management, LLC	Mount Pleasant	SC	5,613	$1.91 billion	$11.56 billion	adviserinfo.sec.gov
M Holdings Securities, Inc.	Portland	OR	4,290	$1.88 billion	$3.21 billion	adviserinfo.sec.gov
WCM Investment Management	Laguna Beach	CA	3,991	$1.84 billion	$96.77 billion	adviserinfo.sec.gov
Corecap Advisors	Southfield	MI	8,735	$1.84 billion	$3.99 billion	adviserinfo.sec.gov
XML Financial Group	Bethesda	MD	2,057	$1.83 billion	$3.30 billion	adviserinfo.sec.gov
Gladstone Wealth Partners	Palm Beach Gardens	FL	6,089	$1.82 billion	$5.68 billion	adviserinfo.sec.gov
Capital Investment Advisors, LLC	Atlanta	GA	3,552	$1.81 billion	$8.21 billion	adviserinfo.sec.gov
Perigon Wealth Management, LLC	San Francisco	CA	3,768	$1.81 billion	$11.29 billion	adviserinfo.sec.gov
Eagle Global Advisors LLC	Houston	TX	336	$1.79 billion	$3.10 billion	adviserinfo.sec.gov
John Hancock Personal Financial Services, LLC	Boston	MA	35,247	$1.79 billion	$2.20 billion	adviserinfo.sec.gov
Pure Financial Advisors, LLC	San Diego	CA	3,936	$1.79 billion	$11.05 billion	adviserinfo.sec.gov
Janus Henderson Investors	Denver	CO	7,214	$1.77 billion	$380.43 billion	adviserinfo.sec.gov
Diversify Wealth Management, LLC	South Jordan	UT	3,888	$1.77 billion	$4.11 billion	adviserinfo.sec.gov
Hub Investment Partners, LLC	Austin	TX	4,444	$1.76 billion	$11.88 billion	adviserinfo.sec.gov
Bluespring Wealth Management, LLC	Austin	TX	6,127	$1.74 billion	$7.82 billion	adviserinfo.sec.gov
Madison Avenue Securities, LLC	San Diego	CA	13,536	$1.74 billion	$2.02 billion	adviserinfo.sec.gov
On Investment Management Co	Cincinnati	OH	8,523	$1.74 billion	$3.15 billion	adviserinfo.sec.gov
Fayez Sarofim & Co.	Houston	TX	2,465	$1.72 billion	$35.07 billion	adviserinfo.sec.gov
Trajan Wealth, L.L.C.	Scottsdale	AZ	9,598	$1.70 billion	$2.60 billion	adviserinfo.sec.gov
Prosperity Capital Advisors	Westlake	OH	6,479	$1.69 billion	$4.39 billion	adviserinfo.sec.gov
Navy Federal Investment Services, LLC	Vienna	VA	7,093	$1.68 billion	$2.10 billion	adviserinfo.sec.gov
Elevation Point Wealth Partners, LLC	Denver	CO	3,280	$1.67 billion	$8.29 billion	adviserinfo.sec.gov
Clearbridge Investment Management Limited	Edinburgh	United Kingdom	4,987	$1.67 billion	$9.89 billion	adviserinfo.sec.gov
Xcelsior Advisor Partners LLC	Scottsdale	AZ	1,319	$1.67 billion	$2.51 billion	adviserinfo.sec.gov
Farther Asset Management, LLC	San Francisco	CA	8,914	$1.66 billion	$2.91 billion	adviserinfo.sec.gov
Segall Bryant & Hamill	Chicago	IL	5,156	$1.66 billion	$22.64 billion	adviserinfo.sec.gov
Washington Crossing Advisors LLC	Morristown	NJ	3,097	$1.65 billion	$2.03 billion	adviserinfo.sec.gov
Beacon Capital Management, Inc.	Dayton	OH	10,057	$1.64 billion	$4.26 billion	adviserinfo.sec.gov
Transamerica Financial Advisors, LLC	Philadelphia	PA	41,279	$1.64 billion	$2.11 billion	adviserinfo.sec.gov
Ally Invest Advisors	Charlotte	NC	83,137	$1.64 billion	$1.73 billion	adviserinfo.sec.gov
Creativeone Securities, LLC	Overland Park	KS	12,052	$1.64 billion	$2.54 billion	adviserinfo.sec.gov
Wealthspire Advisors	New York	NY	4,183	$1.63 billion	$34.32 billion	adviserinfo.sec.gov
RBC Private Counsel (USA) Inc.	Toronto, on	Canada	4,529	$1.63 billion	$7.89 billion	adviserinfo.sec.gov
Arvest Wealth Management	Lowell	AR	6,100	$1.63 billion	$3.44 billion	adviserinfo.sec.gov
Avantax Planning Partners, Inc.	Dubuque	IA	6,299	$1.62 billion	$7.57 billion	adviserinfo.sec.gov
Brandes Investment Partners, LP	LA Jolla	CA	9,723	$1.62 billion	$40.65 billion	adviserinfo.sec.gov
Ipi Wealth Management, Inc.	Decatur	IL	12,703	$1.62 billion	$2.66 billion	adviserinfo.sec.gov
Equity Investment Corp	Atlanta	GA	6,086	$1.61 billion	$3.51 billion	adviserinfo.sec.gov
Bolton Global Asset Management	Bolton	MA	3,868	$1.60 billion	$8.28 billion	adviserinfo.sec.gov
TLG Advisors, Inc.	Summit	NJ	4,717	$1.60 billion	$2.30 billion	adviserinfo.sec.gov

By state

State	Advisers
California	1,020
New York	726
Florida	600
Texas	581
Pennsylvania	395
Illinois	347
Ohio	332
Massachusetts	309
Michigan	254
New Jersey	245
Colorado	240
Georgia	235
North Carolina	224
Virginia	216
Washington	207
Minnesota	198
Arizona	173
Connecticut	163
Wisconsin	162
Tennessee	155
Missouri	153
Maryland	152
Oregon	134
Indiana	121
Utah	109
Kansas	108
South Carolina	94
Iowa	81
Alabama	69
Kentucky	68
Louisiana	68
New Hampshire	68
Oklahoma	66
Nebraska	62
Nevada	51
Arkansas	49
Idaho	44
Rhode Island	41
Mississippi	31
Vermont	30
Maine	26
Delaware	23
New Mexico	21
Montana	19
Wyoming	18
Puerto Rico	14
Hawaii	14
District of Columbia	13
South Dakota	13
West Virginia	11
North Dakota	8
Alaska	4

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.