Data / Investment advisers / California / Allworth Financial, L.P.
Allworth Financial, L.P., Folsom, CA: $33.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Allworth Financial, L.P. is an SEC registered investment adviser with its main office in Folsom, California and reports $33.6 billion in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Allworth Financial, L.P. (CRD number 111167): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 111167
- SEC file number
- 801-68255
- SEC status
- Approved, effective August 27, 2007
- Main office
- 340 Palladio Pkwy. Suite 501, Folsom, CA 95630
- Phone
- (916) 482-2196
- Regulatory AUM
- $33,554,007,293 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $33,064,569,149
- Non discretionary AUM
- $489,438,144
- Accounts
- 75,126
- Employees
- 493, of which 165 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Other offices
- 35
- Form ADV Item 11 disclosures
- Reported: other Item 11 matters
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 9,283 | $25.23 billion |
| Individuals (other than high net worth individuals) | 19,503 | $7.00 billion |
| Pension and profit sharing plans | 259 | $808.5 million |
| Corporations or other businesses | 143 | $430.2 million |
| Pooled investment vehicles | 2 | $54.8 million |
| Charitable organizations | 107 | $30.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $33.55 billion | March 20, 2026 |
| December 1, 2025 | $25.10 billion | July 1, 2025 |
Other advisers in California
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Creative Planning Institutional Advisors, LLC | Newport Beach | $37.50 billion | Not listed | adviserinfo.sec.gov |
| Dragoneer Investment Group, LLC | San Francisco | $37.04 billion | 39 | adviserinfo.sec.gov |
| Hotchkis and Wiley Capital Management, LLC | Los Angeles | $36.93 billion | 2 | adviserinfo.sec.gov |
| Woodline Partners LP | San Francisco | $36.66 billion | 2 | adviserinfo.sec.gov |
| New Enterprise Associates | Menlo Park | $35.58 billion | 27 | adviserinfo.sec.gov |
| Ares Commercial Real Estate Management LLC | Los Angeles | $32.48 billion | 5 | adviserinfo.sec.gov |
| SVB Asset Management | San Francisco | $32.32 billion | Not listed | adviserinfo.sec.gov |
| Syzygy Asset Management, LLC | Newport Beach | $32.22 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Allworth Financial, L.P. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.