Data / Investment advisers / California / Syzygy Asset Management, LLC
Syzygy Asset Management, LLC, Newport Beach, CA: $32.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Syzygy Asset Management, LLC is an SEC registered investment adviser with its main office in Newport Beach, California and reports $32.2 billion in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include investment companies, pooled investment vehicles and state and municipal governments. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 120440
- SEC file number
- 801-61153
- SEC status
- Approved, effective May 10, 2002
- Main office
- 660 Newport Center Drive Suite 300, Newport Beach, CA 92660
- Phone
- (949) 325-8700
- Website
- syzygyassetmanagement.com
- Regulatory AUM
- $32,222,800,756 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $30,066,022,009
- Non discretionary AUM
- $2,156,778,747
- Accounts
- 32
- Employees
- 31, of which 15 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 15 | $22.07 billion |
| Pooled investment vehicles | 9 | $4.70 billion |
| State or municipal government entities | 5 | $4.68 billion |
| Pension and profit sharing plans | 3 | $767.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $32.22 billion | September 18, 2026 |
| April 1, 2026 | $27.84 billion | March 26, 2026 |
| December 1, 2025 | $26.31 billion | November 20, 2025 |
Other advisers in Newport Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pacific Investment Management Company LLC | Newport Beach | $3.67 trillion | 210 | adviserinfo.sec.gov |
| Beacon Pointe Advisors, LLC | Newport Beach | $54.87 billion | 5 | adviserinfo.sec.gov |
| Canterbury Consulting Incorporated | Newport Beach | $45.88 billion | 16 | adviserinfo.sec.gov |
| Pacific Life Fund Advisors LLC | Newport Beach | $42.81 billion | 1 | adviserinfo.sec.gov |
| Creative Planning Institutional Advisors, LLC | Newport Beach | $37.50 billion | Not listed | adviserinfo.sec.gov |
| Aristotle Pacific Capital, LLC | Newport Beach | $26.76 billion | 6 | adviserinfo.sec.gov |
| Aristotle Investment Services, LLC | Newport Beach | $16.50 billion | Not listed | adviserinfo.sec.gov |
| Paamco Prisma, LLC | Newport Beach | $14.45 billion | 14 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newport Beach, CA
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Syzygy Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.