Data / Investment advisers / California / Hotchkis and Wiley Capital Management, LLC
Hotchkis and Wiley Capital Management, LLC, Los Angeles, CA: $36.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hotchkis and Wiley Capital Management, LLC is an SEC registered investment adviser with its main office in Los Angeles, California and reports $36.9 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies, pooled investment vehicles and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 114649
- SEC file number
- 801-60512
- SEC status
- Approved, effective September 5, 2001
- Main office
- 601 South Figueroa Street 39th Floor, Los Angeles, CA 90017
- Phone
- (213) 430-1000
- Regulatory AUM
- $36,927,831,000 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $36,927,831,000
- Accounts
- 103
- Employees
- 64, of which 32 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $423,739,617
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 26 | $24.54 billion |
| Pooled investment vehicles | 19 | $4.89 billion |
| Pension and profit sharing plans | 16 | $4.03 billion |
| State or municipal government entities | 12 | $2.44 billion |
| Charitable organizations | 11 | $910.2 million |
| Insurance companies | Fewer than 5 | $16.9 million |
| Other investment advisers | 9 | $13.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $36.93 billion | March 30, 2026 |
| December 1, 2025 | $33.18 billion | March 28, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aristotle Capital Management, LLC | Los Angeles | $43.54 billion | 1 | adviserinfo.sec.gov |
| Lido | Los Angeles | $42.50 billion | 22 | adviserinfo.sec.gov |
| Los Angeles Capital Management LLC | Los Angeles | $40.58 billion | 5 | adviserinfo.sec.gov |
| Kayne Anderson Rudnick Investment Management, LLC | Los Angeles | $39.36 billion | Not listed | adviserinfo.sec.gov |
| TCW Investment Management Company LLC | Los Angeles | $38.82 billion | Not listed | adviserinfo.sec.gov |
| Ares Commercial Real Estate Management LLC | Los Angeles | $32.48 billion | 5 | adviserinfo.sec.gov |
| Seia | Los Angeles | $22.54 billion | Not listed | adviserinfo.sec.gov |
| PCCP, LLC | Los Angeles | $20.10 billion | 40 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Hotchkis and Wiley Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.