Data / Investment advisers / Minnesota / Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC, Minneapolis, MN: $660 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ameriprise Financial Services, LLC is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $660 billion in regulatory assets under management in its Form ADV filed September 25, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Ameriprise Financial Services, LLC (CRD number 6363): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 6363
- SEC file number
- 801-28543
- SEC status
- Approved, effective December 5, 1986
- Main office
- 901 3rd Avenue South, Minneapolis, MN 55402
- Phone
- (612) 671-3131
- Regulatory AUM
- $660,474,421,776 in the Form ADV filed September 25, 2026
- Discretionary AUM
- $356,290,579,112
- Non discretionary AUM
- $304,183,842,664
- Accounts
- 2,424,045
- Employees
- 14,056, of which 12,681 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 158
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, other Item 11 matters, civil court actions
- Latest Form ADV filing
- September 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 183,925 | $368.50 billion |
| Individuals (other than high net worth individuals) | 1,189,138 | $278.45 billion |
| Pension and profit sharing plans | 7,105 | $5.02 billion |
| Corporations or other businesses | 3,260 | $4.11 billion |
| Charitable organizations | 2,335 | $3.02 billion |
| State or municipal government entities | 540 | $1.37 billion |
| Insurance companies | 11 | $8.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $660.47 billion | March 27, 2026 |
| December 1, 2025 | $564.62 billion | September 26, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| U.S. Bancorp Asset Management, Inc. | Minneapolis | $427.48 billion | 1 | adviserinfo.sec.gov |
| Thrivent Financial for Lutherans | Minneapolis | $128.73 billion | 1 | adviserinfo.sec.gov |
| RBC Global Asset Management (U.S.) Inc. | Minneapolis | $104.49 billion | 14 | adviserinfo.sec.gov |
| Galliard Capital Management | Minneapolis | $80.27 billion | 3 | adviserinfo.sec.gov |
| Thrivent Asset Management, LLC | Minneapolis | $47.99 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with Over $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ameriprise Financial Services, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.