Data / Investment advisers / Minnesota / Minneapolis
Investment advisers in Minneapolis, MN: 86 firms, $1.8 trillion in AUM
86 investment advisers have their main office in Minneapolis, Minnesota: 77 SEC registered and 9 exempt reporting. The registered advisers report $1.8 trillion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Ameriprise Financial Services, LLC with $660 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 86Advisers
- 77SEC registered
- 9Exempt reporting
- $1.8 trillionTotal AUM
- 72Advisers over $100 million
- 40Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Ameriprise Financial Services, LLC | Minneapolis | $660.47 billion | 2,424,045 | 14,056 | Not listed | (612) 671-3131 | adviserinfo.sec.gov | |
| U.S. Bancorp Asset Management, Inc. | Minneapolis | $427.48 billion | 2,340 | 322 | 1 | (717) 232-2723 | adviserinfo.sec.gov | |
| Thrivent Financial for Lutherans | Minneapolis | $128.73 billion | 34 | 4,220 | 1 | (800) 847-4836 | thrivent.com | adviserinfo.sec.gov |
| RBC Global Asset Management (U.S.) Inc. | Minneapolis | $104.49 billion | 245 | 212 | 14 | (612) 376-7000 | adviserinfo.sec.gov | |
| Galliard Capital Management | Minneapolis | $80.27 billion | 264 | 89 | 3 | (612) 667-3220 | adviserinfo.sec.gov | |
| Thrivent Asset Management, LLC | Minneapolis | $47.99 billion | 31 | 426 | Not listed | (800) 847-4836 | adviserinfo.sec.gov | |
| Castlelake, L.P. | Minneapolis | $35.29 billion | 50 | 251 | 46 | (612) 851-3000 | adviserinfo.sec.gov | |
| Advanced Capital Group | Minneapolis | $29.99 billion | 366 | 22 | Not listed | (612) 230-3000 | adviserinfo.sec.gov | |
| Winslow Capital Management LLC | Minneapolis | $28.66 billion | 1,882 | 37 | 3 | (612) 376-9100 | winslowcapital.com | adviserinfo.sec.gov |
| Thrivent Private Investments | Minneapolis | $22.78 billion | 47 | 66 | 36 | (800) 847-4836 | thriventprivateinvestments.com | adviserinfo.sec.gov |
| Thrivent Investment Management Inc. | Minneapolis | $20.77 billion | 54,503 | 3,901 | Not listed | (800) 847-4836 | adviserinfo.sec.gov | |
| Allianz Investment Management LLC | Minneapolis | $19.09 billion | 83 | 50 | Not listed | (763) 765-6500 | allianzim.com | adviserinfo.sec.gov |
| AB Carval Investors, LP | Minneapolis | $18.44 billion | 69 | 169 | 64 | (952) 444-4780 | adviserinfo.sec.gov | |
| Whitebox Advisors LLC | Minneapolis | $15.74 billion | 16 | 67 | 10 | (612) 253-6001 | whiteboxadvisors.com | adviserinfo.sec.gov |
| Sit Fixed Income Advisors II, LLC | Minneapolis | $14.97 billion | 158 | 73 | 18 | (612) 332-3223 | sitinvest.com | adviserinfo.sec.gov |
| Cliftonlarsonallen Wealth Advisors, LLC | Minneapolis | $14.43 billion | 23,169 | 158 | Not listed | (612) 376-4777 | claconnect.com | adviserinfo.sec.gov |
| Northrock Partners, LLC | Minneapolis | $12.19 billion | 24,014 | 233 | 1 | (612) 367-8800 | adviserinfo.sec.gov | |
| Hays Financial Group, LLC | Minneapolis | $7.45 billion | 687 | 12 | Not listed | (612) 373-9863 | adviserinfo.sec.gov | |
| Carval Clo Management LLC | Minneapolis | $7.30 billion | 17 | 1 | 17 | (952) 444-4780 | abcarval.com | adviserinfo.sec.gov |
| Thrivent Advisor Network, LLC | Minneapolis | $6.84 billion | 25,415 | 119 | Not listed | (612) 844-8444 | adviserinfo.sec.gov | |
| Focus Financial | Minneapolis | $6.82 billion | 27,510 | 189 | Not listed | (651) 631-8166 | focusfinancial.com | adviserinfo.sec.gov |
| Disciplined Growth Investors Inc | Minneapolis | $5.48 billion | 144 | 21 | 3 | (612) 317-4100 | dginv.com | adviserinfo.sec.gov |
| Riverbridge | Minneapolis | $5.03 billion | 3,656 | 46 | Not listed | (612) 904-6200 | adviserinfo.sec.gov | |
| Peregrine Capital Management, LLC | Minneapolis | $4.07 billion | 61 | 28 | Not listed | (612) 343-7600 | adviserinfo.sec.gov | |
| Norwest Capital Advisors, LLC | Minneapolis | $3.84 billion | 12 | 40 | 12 | (612) 215-1600 | adviserinfo.sec.gov | |
| Proterra Investment Partners LP | Minneapolis | $3.71 billion | 28 | 61 | 27 | (612) 257-7900 | proterraasia.com | adviserinfo.sec.gov |
| Ehlers | Minneapolis | $3.59 billion | 722 | 13 | Not listed | (800) 552-1171 | adviserinfo.sec.gov | |
| Sit Investment Associates, Inc | Minneapolis | $3.54 billion | 80 | 73 | 7 | (612) 332-3223 | sitinvest.com | adviserinfo.sec.gov |
| Arthur Ventures | Minneapolis | $2.56 billion | 17 | 19 | 17 | (612) 552-6792 | adviserinfo.sec.gov | |
| Compass Capital Management Inc | Minneapolis | $2.56 billion | 1,676 | 20 | Not listed | (612) 338-4051 | adviserinfo.sec.gov | |
| Stairway Partners, LLC | Minneapolis | $2.36 billion | 100 | 5 | Not listed | (630) 371-2626 | stairwaypartners.com | adviserinfo.sec.gov |
| Okabena Investment Services Inc | Minneapolis | $2.12 billion | 383 | 18 | 10 | (612) 339-7151 | okabena.com | adviserinfo.sec.gov |
| Capital Management Associates Inc | Minneapolis | $1.88 billion | 931 | 17 | Not listed | (952) 893-1200 | tomluing.com | adviserinfo.sec.gov |
| Yukon Partners Management, L.L.C. | Minneapolis | $1.75 billion | 18 | 19 | 17 | (612) 435-7800 | adviserinfo.sec.gov | |
| Redhawk Wealth Advisors, Inc. | Minneapolis | $1.46 billion | 6,639 | 55 | Not listed | (952) 835-4295 | redhawkwa.com | adviserinfo.sec.gov |
| Piper Sandler & Co. | Minneapolis | $1.28 billion | 1 | 1,402 | Not listed | (612) 303-6000 | pipersandler.com | adviserinfo.sec.gov |
| Palisade Asset Management, LLC | Minneapolis | $1.27 billion | 839 | 10 | Not listed | (612) 455-2900 | palisadeam.com | adviserinfo.sec.gov |
| Leuthold Weeden Capital Management | Minneapolis | $1.17 billion | 200 | 17 | 1 | (612) 332-9141 | adviserinfo.sec.gov | |
| Financial Perspectives | Minneapolis | $1.17 billion | 1,852 | 14 | Not listed | (763) 553-7779 | fpwealth.com | adviserinfo.sec.gov |
| Shoreview Industries V, LLC | Minneapolis | $1.17 billion | 11 | 19 | 11 | (612) 436-4280 | shoreview.com | adviserinfo.sec.gov |
| Asa Managed Account Managers LLC | Minneapolis | $1.12 billion | 228 | 1 | 1 | (952) 847-2450 | asallc.com | adviserinfo.sec.gov |
| Parr McKnight Wealth Management Group | Minneapolis | $1.07 billion | 2,040 | 14 | Not listed | (612) 324-0240 | parrmcknightwmg.com | adviserinfo.sec.gov |
| Northstar Capital | Minneapolis | $1.02 billion | 6 | 17 | 6 | (612) 371-5700 | adviserinfo.sec.gov | |
| Everest Financial Group | Minneapolis | $1.00 billion | 4,505 | 12 | Not listed | (763) 923-7525 | sincerefinancial.com | adviserinfo.sec.gov |
| Goldner Hawn | Minneapolis | $898.9 million | 3 | 13 | 3 | (612) 338-5912 | goldnerhawn.com | adviserinfo.sec.gov |
| All Star Financial | Minneapolis | $881.7 million | 1,839 | 14 | Not listed | (952) 896-3820 | allstarfinancial.com | adviserinfo.sec.gov |
| Running Oak Capital LLC | Minneapolis | $874.7 million | 1,035 | 3 | Not listed | (919) 656-3712 | runningoak.com | adviserinfo.sec.gov |
| Strong Tower Advisory Services | Minneapolis | $759.2 million | 314 | 9 | Not listed | (612) 436-3750 | strongtowerwm.com | adviserinfo.sec.gov |
| Schwarz Dygos Wheeler Investment Advisors LLC | Minneapolis | $730.4 million | 2,004 | 7 | Not listed | (612) 355-4360 | adviserinfo.sec.gov | |
| Summit Creek Advisors | Minneapolis | $650.9 million | 34 | 7 | Not listed | (612) 746-8990 | summitcreekadvisors.com | adviserinfo.sec.gov |
| White Oaks Wealth Advisors, Inc. | Minneapolis | $618.3 million | 222 | 5 | Not listed | (612) 455-6900 | whiteoakswealth.com | adviserinfo.sec.gov |
| Allodium Investment Consultants, LLC | Minneapolis | $576.8 million | 831 | 12 | Not listed | (612) 230-3700 | allodium.com | adviserinfo.sec.gov |
| Northern Lakes Capital, L.P. | Minneapolis | $575.4 million | 7 | 11 | 7 | (612) 562-4288 | adviserinfo.sec.gov | |
| Deepwater Asset Management, LLC | Minneapolis | $566.5 million | 11 | 9 | 10 | (612) 424-1393 | adviserinfo.sec.gov | |
| Nicollet Investment Management, Inc. | Minneapolis | $557.4 million | 860 | 9 | Not listed | (612) 915-3033 | nicolletinvest.com | adviserinfo.sec.gov |
| Van Clemens Wealth Management, LLC | Minneapolis | $470.4 million | 1,589 | 28 | Not listed | (612) 758-9140 | vanclemens.com | adviserinfo.sec.gov |
| Logan Park Wealth Management | Minneapolis | $464.8 million | 1,452 | 6 | Not listed | (612) 315-2105 | lpwm.com | adviserinfo.sec.gov |
| Ulland Investment Advisors, LLC | Minneapolis | $442.9 million | 211 | 5 | Not listed | (612) 312-1400 | ullandinvestment.com | adviserinfo.sec.gov |
| Access Financial Services, Inc. | Minneapolis | $437.8 million | 812 | 10 | Not listed | (952) 885-2732 | accessafs.com | adviserinfo.sec.gov |
| Northland Asset Management | Minneapolis | $405.5 million | 1,192 | 22 | Not listed | (800) 851-2920 | northlandsecurities.com | adviserinfo.sec.gov |
| Dunnavan & Co. | Minneapolis | $392.7 million | 231 | 6 | Not listed | (612) 630-1101 | dunnavan.com | adviserinfo.sec.gov |
| Tealwood Asset Management | Minneapolis | $365.4 million | 681 | 7 | Not listed | (612) 340-0181 | adviserinfo.sec.gov | |
| India Capital LLC | Minneapolis | $365.3 million | 1 | 1 | 1 | (973) 641-7393 | adviserinfo.sec.gov | |
| Cordis Financial, LLC | Minneapolis | $360.7 million | 856 | 7 | Not listed | (612) 268-2620 | adviserinfo.sec.gov | |
| Cloverfields Capital Group, LP | Minneapolis | $358.7 million | 58 | 2 | Not listed | (952) 208-8620 | adviserinfo.sec.gov | |
| Nepsis, Inc. | Minneapolis | $344.5 million | 1,267 | 37 | Not listed | (952) 746-2003 | adviserinfo.sec.gov | |
| Colliers Securities LLC | Minneapolis | $329.6 million | 1,055 | 120 | Not listed | (612) 376-4000 | colliers.com | adviserinfo.sec.gov |
| Epiq Partners, LLC | Minneapolis | $290.9 million | 318 | 6 | Not listed | (612) 843-4800 | adviserinfo.sec.gov | |
| PSC Capital Partners LLC | Minneapolis | $240.8 million | 6 | 19 | 6 | (612) 303-6000 | adviserinfo.sec.gov | |
| Piper Heartland Healthcare Capital, LLC | Minneapolis | $218.3 million | 1 | 16 | 1 | (612) 303-6000 | pipersandler.com | adviserinfo.sec.gov |
| Element Squared Private Wealth | Minneapolis | $203.5 million | 478 | 7 | Not listed | (612) 325-5920 | elementsquared.com | adviserinfo.sec.gov |
| Thomas Leo Advisory, LLC | Minneapolis | $192.7 million | 390 | 2 | Not listed | (612) 208-1641 | thomasleoadvisory.com | adviserinfo.sec.gov |
| Northern Pacific Group, L.P. | Minneapolis | $58.6 million | 4 | 3 | 4 | (952) 456-5300 | northernpacificgroup.com | adviserinfo.sec.gov |
| Northern Pacific Growth Investment Advisors, LLC | Minneapolis | $58.6 million | 3 | 4 | 3 | (952) 456-5300 | northernpacificgroup.com | adviserinfo.sec.gov |
| Intelligent Alpha LLC | Minneapolis | $27 million | 2 | 1 | 1 | (215) 469-1717 | intelligentalpha.co | adviserinfo.sec.gov |
| Rally Ventures Management, LLC | Minneapolis | Not listed | Not listed | Not listed | 18 | (612) 385-6191 | rallyventures.com | adviserinfo.sec.gov |
| Spell Capital Partners, LLC | Minneapolis | Not listed | Not listed | Not listed | 4 | (612) 371-9650 | spellcapital.com | adviserinfo.sec.gov |
| BCCM Advisors, LLC | Minneapolis | Not listed | Not listed | Not listed | 3 | (612) 200-1740 | bccmadvisors.com | adviserinfo.sec.gov |
| Mill City Capital, L.P. | Minneapolis | Not listed | Not listed | Not listed | 3 | (612) 238-9500 | millcitycapital.com | adviserinfo.sec.gov |
| Paralign Capital Investment Advisors, LLC | Minneapolis | Not listed | Not listed | Not listed | 3 | (612) 528-1740 | adviserinfo.sec.gov | |
| Stone Arch Capital, LLC | Minneapolis | Not listed | Not listed | Not listed | 3 | (612) 317-2980 | adviserinfo.sec.gov | |
| Farnam Street Capital, Inc. | Minneapolis | Not listed | Not listed | Not listed | 2 | (612) 309-4443 | adviserinfo.sec.gov | |
| Lakeside Capital Management, Parallel, LLC | Minneapolis | Not listed | Not listed | Not listed | 1 | (612) 243-4400 | gmbcapitalpartners.com | adviserinfo.sec.gov |
| Cloverpoint, LLC | Minneapolis | Not listed | 0 | 2 | Not listed | (952) 208-8620 | cloverpointcapital.com | adviserinfo.sec.gov |
| Fathom Advisors LLC | Minneapolis | Not listed | 0 | 22 | Not listed | (763) 367-7980 | fathom-advisors.com | adviserinfo.sec.gov |
| Mississippi River Capital LLC | Minneapolis | Not listed | Not listed | Not listed | Not listed | (612) 673-6682 | adviserinfo.sec.gov |
Advisers in Minneapolis that manage private funds
40 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| AB Carval Investors, LP | Minneapolis | MN | 64 | 64 | Not listed | Not listed | Not listed | $11.39 billion | $18.44 billion | adviserinfo.sec.gov |
| Castlelake, L.P. | Minneapolis | MN | 46 | 3 | 35 | Not listed | Not listed | $35.07 billion | $35.29 billion | adviserinfo.sec.gov |
| Thrivent Private Investments | Minneapolis | MN | 36 | Not listed | 36 | Not listed | Not listed | $20.85 billion | $22.78 billion | adviserinfo.sec.gov |
| Proterra Investment Partners LP | Minneapolis | MN | 27 | Not listed | 27 | Not listed | Not listed | $2.89 billion | $3.71 billion | adviserinfo.sec.gov |
| Sit Fixed Income Advisors II, LLC | Minneapolis | MN | 18 | 14 | Not listed | Not listed | Not listed | $910.2 million | $14.97 billion | adviserinfo.sec.gov |
| Rally Ventures Management, LLC | Minneapolis | MN | 18 | Not listed | Not listed | 18 | Not listed | $712 million | Not listed | adviserinfo.sec.gov |
| Carval Clo Management LLC | Minneapolis | MN | 17 | Not listed | Not listed | Not listed | Not listed | $7.30 billion | $7.30 billion | adviserinfo.sec.gov |
| Arthur Ventures | Minneapolis | MN | 17 | Not listed | 2 | 15 | Not listed | $2.56 billion | $2.56 billion | adviserinfo.sec.gov |
| Yukon Partners Management, L.L.C. | Minneapolis | MN | 17 | Not listed | 17 | Not listed | Not listed | $1.67 billion | $1.75 billion | adviserinfo.sec.gov |
| RBC Global Asset Management (U.S.) Inc. | Minneapolis | MN | 14 | 5 | Not listed | Not listed | Not listed | $7.51 billion | $104.49 billion | adviserinfo.sec.gov |
| Norwest Capital Advisors, LLC | Minneapolis | MN | 12 | Not listed | 12 | Not listed | Not listed | $3.00 billion | $3.84 billion | adviserinfo.sec.gov |
| Shoreview Industries V, LLC | Minneapolis | MN | 11 | Not listed | 11 | Not listed | Not listed | $1.17 billion | $1.17 billion | adviserinfo.sec.gov |
| Whitebox Advisors LLC | Minneapolis | MN | 10 | 5 | Not listed | Not listed | Not listed | $15.74 billion | $15.74 billion | adviserinfo.sec.gov |
| Okabena Investment Services Inc | Minneapolis | MN | 10 | 10 | Not listed | Not listed | Not listed | $1.44 billion | $2.12 billion | adviserinfo.sec.gov |
| Deepwater Asset Management, LLC | Minneapolis | MN | 10 | 2 | Not listed | 8 | Not listed | $314.2 million | $566.5 million | adviserinfo.sec.gov |
| Sit Investment Associates, Inc | Minneapolis | MN | 7 | Not listed | Not listed | Not listed | 1 | $234.6 million | $3.54 billion | adviserinfo.sec.gov |
| Northern Lakes Capital, L.P. | Minneapolis | MN | 7 | Not listed | 7 | Not listed | Not listed | $575.4 million | $575.4 million | adviserinfo.sec.gov |
| Northstar Capital | Minneapolis | MN | 6 | Not listed | 6 | Not listed | Not listed | $763.4 million | $1.02 billion | adviserinfo.sec.gov |
| PSC Capital Partners LLC | Minneapolis | MN | 6 | Not listed | 6 | Not listed | Not listed | $240.8 million | $240.8 million | adviserinfo.sec.gov |
| Northern Pacific Group, L.P. | Minneapolis | MN | 4 | Not listed | 4 | Not listed | Not listed | $41.6 million | $58.6 million | adviserinfo.sec.gov |
| Spell Capital Partners, LLC | Minneapolis | MN | 4 | Not listed | 4 | Not listed | Not listed | $157.7 million | Not listed | adviserinfo.sec.gov |
| Galliard Capital Management | Minneapolis | MN | 3 | Not listed | Not listed | Not listed | Not listed | $429.8 million | $80.27 billion | adviserinfo.sec.gov |
| Winslow Capital Management LLC | Minneapolis | MN | 3 | Not listed | Not listed | 3 | Not listed | $519.3 million | $28.66 billion | adviserinfo.sec.gov |
| Disciplined Growth Investors Inc | Minneapolis | MN | 3 | 2 | Not listed | Not listed | Not listed | $1.04 billion | $5.48 billion | adviserinfo.sec.gov |
| Goldner Hawn | Minneapolis | MN | 3 | Not listed | 3 | Not listed | Not listed | $898.9 million | $898.9 million | adviserinfo.sec.gov |
| Northern Pacific Growth Investment Advisors, LLC | Minneapolis | MN | 3 | Not listed | 3 | Not listed | Not listed | $16.9 million | $58.6 million | adviserinfo.sec.gov |
| BCCM Advisors, LLC | Minneapolis | MN | 3 | 3 | Not listed | Not listed | Not listed | $39 million | Not listed | adviserinfo.sec.gov |
| Mill City Capital, L.P. | Minneapolis | MN | 3 | Not listed | 3 | Not listed | Not listed | $67.2 million | Not listed | adviserinfo.sec.gov |
| Paralign Capital Investment Advisors, LLC | Minneapolis | MN | 3 | Not listed | 3 | Not listed | Not listed | $44.7 million | Not listed | adviserinfo.sec.gov |
| Stone Arch Capital, LLC | Minneapolis | MN | 3 | Not listed | 3 | Not listed | Not listed | $64.2 million | Not listed | adviserinfo.sec.gov |
Newest SEC registrations in Minneapolis
1 adviser with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Fathom Advisors LLC | Minneapolis | MN | September 14, 2026 | Not listed | fathom-advisors.com | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.