Skip to the page

Data / Investment advisers / Minnesota / Minneapolis

Investment advisers in Minneapolis, MN: 86 firms, $1.8 trillion in AUM

86 investment advisers have their main office in Minneapolis, Minnesota: 77 SEC registered and 9 exempt reporting. The registered advisers report $1.8 trillion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Ameriprise Financial Services, LLC with $660 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 86Advisers
  • 77SEC registered
  • 9Exempt reporting
  • $1.8 trillionTotal AUM
  • 72Advisers over $100 million
  • 40Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Ameriprise Financial Services, LLCMinneapolis$660.47 billion2,424,04514,056Not listed(612) 671-3131adviserinfo.sec.gov
U.S. Bancorp Asset Management, Inc.Minneapolis$427.48 billion2,3403221(717) 232-2723adviserinfo.sec.gov
Thrivent Financial for LutheransMinneapolis$128.73 billion344,2201(800) 847-4836thrivent.comadviserinfo.sec.gov
RBC Global Asset Management (U.S.) Inc.Minneapolis$104.49 billion24521214(612) 376-7000adviserinfo.sec.gov
Galliard Capital ManagementMinneapolis$80.27 billion264893(612) 667-3220adviserinfo.sec.gov
Thrivent Asset Management, LLCMinneapolis$47.99 billion31426Not listed(800) 847-4836adviserinfo.sec.gov
Castlelake, L.P.Minneapolis$35.29 billion5025146(612) 851-3000adviserinfo.sec.gov
Advanced Capital GroupMinneapolis$29.99 billion36622Not listed(612) 230-3000adviserinfo.sec.gov
Winslow Capital Management LLCMinneapolis$28.66 billion1,882373(612) 376-9100winslowcapital.comadviserinfo.sec.gov
Thrivent Private InvestmentsMinneapolis$22.78 billion476636(800) 847-4836thriventprivateinvestments.comadviserinfo.sec.gov
Thrivent Investment Management Inc.Minneapolis$20.77 billion54,5033,901Not listed(800) 847-4836adviserinfo.sec.gov
Allianz Investment Management LLCMinneapolis$19.09 billion8350Not listed(763) 765-6500allianzim.comadviserinfo.sec.gov
AB Carval Investors, LPMinneapolis$18.44 billion6916964(952) 444-4780adviserinfo.sec.gov
Whitebox Advisors LLCMinneapolis$15.74 billion166710(612) 253-6001whiteboxadvisors.comadviserinfo.sec.gov
Sit Fixed Income Advisors II, LLCMinneapolis$14.97 billion1587318(612) 332-3223sitinvest.comadviserinfo.sec.gov
Cliftonlarsonallen Wealth Advisors, LLCMinneapolis$14.43 billion23,169158Not listed(612) 376-4777claconnect.comadviserinfo.sec.gov
Northrock Partners, LLCMinneapolis$12.19 billion24,0142331(612) 367-8800adviserinfo.sec.gov
Hays Financial Group, LLCMinneapolis$7.45 billion68712Not listed(612) 373-9863adviserinfo.sec.gov
Carval Clo Management LLCMinneapolis$7.30 billion17117(952) 444-4780abcarval.comadviserinfo.sec.gov
Thrivent Advisor Network, LLCMinneapolis$6.84 billion25,415119Not listed(612) 844-8444adviserinfo.sec.gov
Focus FinancialMinneapolis$6.82 billion27,510189Not listed(651) 631-8166focusfinancial.comadviserinfo.sec.gov
Disciplined Growth Investors IncMinneapolis$5.48 billion144213(612) 317-4100dginv.comadviserinfo.sec.gov
RiverbridgeMinneapolis$5.03 billion3,65646Not listed(612) 904-6200adviserinfo.sec.gov
Peregrine Capital Management, LLCMinneapolis$4.07 billion6128Not listed(612) 343-7600adviserinfo.sec.gov
Norwest Capital Advisors, LLCMinneapolis$3.84 billion124012(612) 215-1600adviserinfo.sec.gov
Proterra Investment Partners LPMinneapolis$3.71 billion286127(612) 257-7900proterraasia.comadviserinfo.sec.gov
EhlersMinneapolis$3.59 billion72213Not listed(800) 552-1171adviserinfo.sec.gov
Sit Investment Associates, IncMinneapolis$3.54 billion80737(612) 332-3223sitinvest.comadviserinfo.sec.gov
Arthur VenturesMinneapolis$2.56 billion171917(612) 552-6792adviserinfo.sec.gov
Compass Capital Management IncMinneapolis$2.56 billion1,67620Not listed(612) 338-4051adviserinfo.sec.gov
Stairway Partners, LLCMinneapolis$2.36 billion1005Not listed(630) 371-2626stairwaypartners.comadviserinfo.sec.gov
Okabena Investment Services IncMinneapolis$2.12 billion3831810(612) 339-7151okabena.comadviserinfo.sec.gov
Capital Management Associates IncMinneapolis$1.88 billion93117Not listed(952) 893-1200tomluing.comadviserinfo.sec.gov
Yukon Partners Management, L.L.C.Minneapolis$1.75 billion181917(612) 435-7800adviserinfo.sec.gov
Redhawk Wealth Advisors, Inc.Minneapolis$1.46 billion6,63955Not listed(952) 835-4295redhawkwa.comadviserinfo.sec.gov
Piper Sandler & Co.Minneapolis$1.28 billion11,402Not listed(612) 303-6000pipersandler.comadviserinfo.sec.gov
Palisade Asset Management, LLCMinneapolis$1.27 billion83910Not listed(612) 455-2900palisadeam.comadviserinfo.sec.gov
Leuthold Weeden Capital ManagementMinneapolis$1.17 billion200171(612) 332-9141adviserinfo.sec.gov
Financial PerspectivesMinneapolis$1.17 billion1,85214Not listed(763) 553-7779fpwealth.comadviserinfo.sec.gov
Shoreview Industries V, LLCMinneapolis$1.17 billion111911(612) 436-4280shoreview.comadviserinfo.sec.gov
Asa Managed Account Managers LLCMinneapolis$1.12 billion22811(952) 847-2450asallc.comadviserinfo.sec.gov
Parr McKnight Wealth Management GroupMinneapolis$1.07 billion2,04014Not listed(612) 324-0240parrmcknightwmg.comadviserinfo.sec.gov
Northstar CapitalMinneapolis$1.02 billion6176(612) 371-5700adviserinfo.sec.gov
Everest Financial GroupMinneapolis$1.00 billion4,50512Not listed(763) 923-7525sincerefinancial.comadviserinfo.sec.gov
Goldner HawnMinneapolis$898.9 million3133(612) 338-5912goldnerhawn.comadviserinfo.sec.gov
All Star FinancialMinneapolis$881.7 million1,83914Not listed(952) 896-3820allstarfinancial.comadviserinfo.sec.gov
Running Oak Capital LLCMinneapolis$874.7 million1,0353Not listed(919) 656-3712runningoak.comadviserinfo.sec.gov
Strong Tower Advisory ServicesMinneapolis$759.2 million3149Not listed(612) 436-3750strongtowerwm.comadviserinfo.sec.gov
Schwarz Dygos Wheeler Investment Advisors LLCMinneapolis$730.4 million2,0047Not listed(612) 355-4360adviserinfo.sec.gov
Summit Creek AdvisorsMinneapolis$650.9 million347Not listed(612) 746-8990summitcreekadvisors.comadviserinfo.sec.gov
White Oaks Wealth Advisors, Inc.Minneapolis$618.3 million2225Not listed(612) 455-6900whiteoakswealth.comadviserinfo.sec.gov
Allodium Investment Consultants, LLCMinneapolis$576.8 million83112Not listed(612) 230-3700allodium.comadviserinfo.sec.gov
Northern Lakes Capital, L.P.Minneapolis$575.4 million7117(612) 562-4288adviserinfo.sec.gov
Deepwater Asset Management, LLCMinneapolis$566.5 million11910(612) 424-1393adviserinfo.sec.gov
Nicollet Investment Management, Inc.Minneapolis$557.4 million8609Not listed(612) 915-3033nicolletinvest.comadviserinfo.sec.gov
Van Clemens Wealth Management, LLCMinneapolis$470.4 million1,58928Not listed(612) 758-9140vanclemens.comadviserinfo.sec.gov
Logan Park Wealth ManagementMinneapolis$464.8 million1,4526Not listed(612) 315-2105lpwm.comadviserinfo.sec.gov
Ulland Investment Advisors, LLCMinneapolis$442.9 million2115Not listed(612) 312-1400ullandinvestment.comadviserinfo.sec.gov
Access Financial Services, Inc.Minneapolis$437.8 million81210Not listed(952) 885-2732accessafs.comadviserinfo.sec.gov
Northland Asset ManagementMinneapolis$405.5 million1,19222Not listed(800) 851-2920northlandsecurities.comadviserinfo.sec.gov
Dunnavan & Co.Minneapolis$392.7 million2316Not listed(612) 630-1101dunnavan.comadviserinfo.sec.gov
Tealwood Asset ManagementMinneapolis$365.4 million6817Not listed(612) 340-0181adviserinfo.sec.gov
India Capital LLCMinneapolis$365.3 million111(973) 641-7393adviserinfo.sec.gov
Cordis Financial, LLCMinneapolis$360.7 million8567Not listed(612) 268-2620adviserinfo.sec.gov
Cloverfields Capital Group, LPMinneapolis$358.7 million582Not listed(952) 208-8620adviserinfo.sec.gov
Nepsis, Inc.Minneapolis$344.5 million1,26737Not listed(952) 746-2003instagramadviserinfo.sec.gov
Colliers Securities LLCMinneapolis$329.6 million1,055120Not listed(612) 376-4000colliers.comadviserinfo.sec.gov
Epiq Partners, LLCMinneapolis$290.9 million3186Not listed(612) 843-4800adviserinfo.sec.gov
PSC Capital Partners LLCMinneapolis$240.8 million6196(612) 303-6000linkedinadviserinfo.sec.gov
Piper Heartland Healthcare Capital, LLCMinneapolis$218.3 million1161(612) 303-6000pipersandler.comadviserinfo.sec.gov
Element Squared Private WealthMinneapolis$203.5 million4787Not listed(612) 325-5920elementsquared.comadviserinfo.sec.gov
Thomas Leo Advisory, LLCMinneapolis$192.7 million3902Not listed(612) 208-1641thomasleoadvisory.comadviserinfo.sec.gov
Northern Pacific Group, L.P.Minneapolis$58.6 million434(952) 456-5300northernpacificgroup.comadviserinfo.sec.gov
Northern Pacific Growth Investment Advisors, LLCMinneapolis$58.6 million343(952) 456-5300northernpacificgroup.comadviserinfo.sec.gov
Intelligent Alpha LLCMinneapolis$27 million211(215) 469-1717intelligentalpha.coadviserinfo.sec.gov
Rally Ventures Management, LLCMinneapolisNot listedNot listedNot listed18(612) 385-6191rallyventures.comadviserinfo.sec.gov
Spell Capital Partners, LLCMinneapolisNot listedNot listedNot listed4(612) 371-9650spellcapital.comadviserinfo.sec.gov
BCCM Advisors, LLCMinneapolisNot listedNot listedNot listed3(612) 200-1740bccmadvisors.comadviserinfo.sec.gov
Mill City Capital, L.P.MinneapolisNot listedNot listedNot listed3(612) 238-9500millcitycapital.comadviserinfo.sec.gov
Paralign Capital Investment Advisors, LLCMinneapolisNot listedNot listedNot listed3(612) 528-1740adviserinfo.sec.gov
Stone Arch Capital, LLCMinneapolisNot listedNot listedNot listed3(612) 317-2980adviserinfo.sec.gov
Farnam Street Capital, Inc.MinneapolisNot listedNot listedNot listed2(612) 309-4443adviserinfo.sec.gov
Lakeside Capital Management, Parallel, LLCMinneapolisNot listedNot listedNot listed1(612) 243-4400gmbcapitalpartners.comadviserinfo.sec.gov
Cloverpoint, LLCMinneapolisNot listed02Not listed(952) 208-8620cloverpointcapital.comadviserinfo.sec.gov
Fathom Advisors LLCMinneapolisNot listed022Not listed(763) 367-7980fathom-advisors.comadviserinfo.sec.gov
Mississippi River Capital LLCMinneapolisNot listedNot listedNot listedNot listed(612) 673-6682adviserinfo.sec.gov

Advisers in Minneapolis that manage private funds

40 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
AB Carval Investors, LPMinneapolisMN6464Not listedNot listedNot listed$11.39 billion$18.44 billionadviserinfo.sec.gov
Castlelake, L.P.MinneapolisMN46335Not listedNot listed$35.07 billion$35.29 billionadviserinfo.sec.gov
Thrivent Private InvestmentsMinneapolisMN36Not listed36Not listedNot listed$20.85 billion$22.78 billionadviserinfo.sec.gov
Proterra Investment Partners LPMinneapolisMN27Not listed27Not listedNot listed$2.89 billion$3.71 billionadviserinfo.sec.gov
Sit Fixed Income Advisors II, LLCMinneapolisMN1814Not listedNot listedNot listed$910.2 million$14.97 billionadviserinfo.sec.gov
Rally Ventures Management, LLCMinneapolisMN18Not listedNot listed18Not listed$712 millionNot listedadviserinfo.sec.gov
Carval Clo Management LLCMinneapolisMN17Not listedNot listedNot listedNot listed$7.30 billion$7.30 billionadviserinfo.sec.gov
Arthur VenturesMinneapolisMN17Not listed215Not listed$2.56 billion$2.56 billionadviserinfo.sec.gov
Yukon Partners Management, L.L.C.MinneapolisMN17Not listed17Not listedNot listed$1.67 billion$1.75 billionadviserinfo.sec.gov
RBC Global Asset Management (U.S.) Inc.MinneapolisMN145Not listedNot listedNot listed$7.51 billion$104.49 billionadviserinfo.sec.gov
Norwest Capital Advisors, LLCMinneapolisMN12Not listed12Not listedNot listed$3.00 billion$3.84 billionadviserinfo.sec.gov
Shoreview Industries V, LLCMinneapolisMN11Not listed11Not listedNot listed$1.17 billion$1.17 billionadviserinfo.sec.gov
Whitebox Advisors LLCMinneapolisMN105Not listedNot listedNot listed$15.74 billion$15.74 billionadviserinfo.sec.gov
Okabena Investment Services IncMinneapolisMN1010Not listedNot listedNot listed$1.44 billion$2.12 billionadviserinfo.sec.gov
Deepwater Asset Management, LLCMinneapolisMN102Not listed8Not listed$314.2 million$566.5 millionadviserinfo.sec.gov
Sit Investment Associates, IncMinneapolisMN7Not listedNot listedNot listed1$234.6 million$3.54 billionadviserinfo.sec.gov
Northern Lakes Capital, L.P.MinneapolisMN7Not listed7Not listedNot listed$575.4 million$575.4 millionadviserinfo.sec.gov
Northstar CapitalMinneapolisMN6Not listed6Not listedNot listed$763.4 million$1.02 billionadviserinfo.sec.gov
PSC Capital Partners LLCMinneapolisMN6Not listed6Not listedNot listed$240.8 million$240.8 millionadviserinfo.sec.gov
Northern Pacific Group, L.P.MinneapolisMN4Not listed4Not listedNot listed$41.6 million$58.6 millionadviserinfo.sec.gov
Spell Capital Partners, LLCMinneapolisMN4Not listed4Not listedNot listed$157.7 millionNot listedadviserinfo.sec.gov
Galliard Capital ManagementMinneapolisMN3Not listedNot listedNot listedNot listed$429.8 million$80.27 billionadviserinfo.sec.gov
Winslow Capital Management LLCMinneapolisMN3Not listedNot listed3Not listed$519.3 million$28.66 billionadviserinfo.sec.gov
Disciplined Growth Investors IncMinneapolisMN32Not listedNot listedNot listed$1.04 billion$5.48 billionadviserinfo.sec.gov
Goldner HawnMinneapolisMN3Not listed3Not listedNot listed$898.9 million$898.9 millionadviserinfo.sec.gov
Northern Pacific Growth Investment Advisors, LLCMinneapolisMN3Not listed3Not listedNot listed$16.9 million$58.6 millionadviserinfo.sec.gov
BCCM Advisors, LLCMinneapolisMN33Not listedNot listedNot listed$39 millionNot listedadviserinfo.sec.gov
Mill City Capital, L.P.MinneapolisMN3Not listed3Not listedNot listed$67.2 millionNot listedadviserinfo.sec.gov
Paralign Capital Investment Advisors, LLCMinneapolisMN3Not listed3Not listedNot listed$44.7 millionNot listedadviserinfo.sec.gov
Stone Arch Capital, LLCMinneapolisMN3Not listed3Not listedNot listed$64.2 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in Minneapolis

1 adviser with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Fathom Advisors LLCMinneapolisMNSeptember 14, 2026Not listedfathom-advisors.comadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.