Data / Investment advisers / Minnesota / Carval Clo Management LLC
Carval Clo Management LLC, Minneapolis, MN: $7.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Carval Clo Management LLC is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $7.3 billion in regulatory assets under management in its Form ADV filed September 25, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 17 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 298135
- SEC file number
- 801-131161
- SEC status
- Approved, effective September 23, 2024
- Main office
- 1601 Utica Avenue South Suite 1000, Minneapolis, MN 55416
- Phone
- (952) 444-4780
- Website
- abcarval.com
- Regulatory AUM
- $7,304,940,802 in the Form ADV filed September 25, 2026
- Discretionary AUM
- $7,304,940,802
- Accounts
- 17
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 17: 17 securitized asset funds
- Gross assets of private funds
- $7,304,940,806
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 17 | $7.30 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $7.30 billion | March 30, 2026 |
| December 1, 2025 | $6.39 billion | July 1, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Whitebox Advisors LLC | Minneapolis | $15.74 billion | 10 | adviserinfo.sec.gov |
| Sit Fixed Income Advisors II, LLC | Minneapolis | $14.97 billion | 18 | adviserinfo.sec.gov |
| Cliftonlarsonallen Wealth Advisors, LLC | Minneapolis | $14.43 billion | Not listed | adviserinfo.sec.gov |
| Northrock Partners, LLC | Minneapolis | $12.19 billion | 1 | adviserinfo.sec.gov |
| Hays Financial Group, LLC | Minneapolis | $7.45 billion | Not listed | adviserinfo.sec.gov |
| Thrivent Advisor Network, LLC | Minneapolis | $6.84 billion | Not listed | adviserinfo.sec.gov |
| Focus Financial | Minneapolis | $6.82 billion | Not listed | adviserinfo.sec.gov |
| Disciplined Growth Investors Inc | Minneapolis | $5.48 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Carval Clo Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.