Data / Investment advisers / Minnesota / Northland Asset Management
Northland Asset Management, Minneapolis, MN: $405 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Northland Asset Management is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $405 million in regulatory assets under management in its Form ADV filed September 22, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Northland Asset Management (CRD number 40258): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 40258
- SEC file number
- 801-96329
- SEC status
- Approved, effective May 26, 2015
- Legal name
- Northland Securities, Inc.
- Main office
- 150 South 5th Street Suite 3300, Minneapolis, MN 55402
- Phone
- (800) 851-2920
- Website
- northlandsecurities.com
- Regulatory AUM
- $405,485,183 in the Form ADV filed September 22, 2026
- Discretionary AUM
- $387,310,427
- Non discretionary AUM
- $18,174,756
- Accounts
- 1,192
- Employees
- 22, of which 22 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- September 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 484 | $319.3 million |
| Individuals (other than high net worth individuals) | 391 | $79.2 million |
| Charitable organizations | Fewer than 5 | $3.7 million |
| Pension and profit sharing plans | Fewer than 5 | $3.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $405.5 million | March 27, 2026 |
| December 1, 2025 | $359.9 million | October 10, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Nicollet Investment Management, Inc. | Minneapolis | $557.4 million | Not listed | adviserinfo.sec.gov |
| Van Clemens Wealth Management, LLC | Minneapolis | $470.4 million | Not listed | adviserinfo.sec.gov |
| Logan Park Wealth Management | Minneapolis | $464.8 million | Not listed | adviserinfo.sec.gov |
| Ulland Investment Advisors, LLC | Minneapolis | $442.9 million | Not listed | adviserinfo.sec.gov |
| Access Financial Services, Inc. | Minneapolis | $437.8 million | Not listed | adviserinfo.sec.gov |
| Dunnavan & Co. | Minneapolis | $392.7 million | Not listed | adviserinfo.sec.gov |
| Tealwood Asset Management | Minneapolis | $365.4 million | Not listed | adviserinfo.sec.gov |
| India Capital LLC | Minneapolis | $365.3 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Northland Asset Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.