Data / Investment advisers / Minnesota / Piper Sandler & Co.
Piper Sandler & Co., Minneapolis, MN: $1.3 billion AUM, SEC registered investment adviser
Piper Sandler & Co. is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $1.3 billion in regulatory assets under management in its Form ADV filed October 14, 2026. Its clients include state and municipal governments, banks and thrifts and investment companies. It is paid through a percentage of assets under management, fixed fees and commissions.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 665
- SEC file number
- 801-108049
- SEC status
- Approved, effective August 4, 2016
- Main office
- 350 North 5th Street Suite 1000, Minneapolis, MN 55401
- Phone
- (612) 303-6000
- Website
- pipersandler.com
- Regulatory AUM
- $1,284,404,458 in the Form ADV filed October 14, 2026
- Non discretionary AUM
- $1,284,404,458
- Accounts
- 1
- Employees
- 1,402, of which 31 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Other offices
- 9
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- October 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 2 | $1.28 billion |
| Banking or thrift institutions | 16 | Not listed |
| Investment companies | 1 | Not listed |
| Corporations or other businesses | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.28 billion | March 23, 2026 |
| December 1, 2025 | $1.99 billion | July 14, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stairway Partners, LLC | Minneapolis | $2.36 billion | Not listed | adviserinfo.sec.gov |
| Okabena Investment Services Inc | Minneapolis | $2.12 billion | 10 | adviserinfo.sec.gov |
| Capital Management Associates Inc | Minneapolis | $1.88 billion | Not listed | adviserinfo.sec.gov |
| Yukon Partners Management, L.L.C. | Minneapolis | $1.75 billion | 17 | adviserinfo.sec.gov |
| Redhawk Wealth Advisors, Inc. | Minneapolis | $1.46 billion | Not listed | adviserinfo.sec.gov |
| Palisade Asset Management, LLC | Minneapolis | $1.27 billion | Not listed | adviserinfo.sec.gov |
| Leuthold Weeden Capital Management | Minneapolis | $1.17 billion | 1 | adviserinfo.sec.gov |
| Financial Perspectives | Minneapolis | $1.17 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving banks and thrifts
- Piper Sandler & Co. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.