Data / Investment advisers / Minnesota / Okabena Investment Services Inc
Okabena Investment Services Inc, Minneapolis, MN: $2.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Okabena Investment Services Inc is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $2.1 billion in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management. It advises 10 private funds.
The request: Watch Okabena Investment Services Inc (CRD number 111162): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 111162
- SEC file number
- 801-47929
- SEC status
- Approved, effective November 29, 1994
- Main office
- 4200 Ids Center 80 S Eighth Street, Minneapolis, MN 55402
- Phone
- (612) 339-7151
- Website
- okabena.com
- Regulatory AUM
- $2,120,659,435 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $1,889,551,788
- Non discretionary AUM
- $231,107,647
- Accounts
- 383
- Employees
- 18, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Private funds
- 10: 10 hedge funds
- Gross assets of private funds
- $1,444,448,084
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 12 | $1.42 billion |
| High net worth individuals | 125 | $486.5 million |
| Charitable organizations | 11 | $48.3 million |
| Individuals (other than high net worth individuals) | Fewer than 5 | $63 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.12 billion | March 27, 2026 |
| December 1, 2025 | $1.85 billion | March 25, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ehlers | Minneapolis | $3.59 billion | Not listed | adviserinfo.sec.gov |
| Sit Investment Associates, Inc | Minneapolis | $3.54 billion | 7 | adviserinfo.sec.gov |
| Arthur Ventures | Minneapolis | $2.56 billion | 17 | adviserinfo.sec.gov |
| Compass Capital Management Inc | Minneapolis | $2.56 billion | Not listed | adviserinfo.sec.gov |
| Stairway Partners, LLC | Minneapolis | $2.36 billion | Not listed | adviserinfo.sec.gov |
| Capital Management Associates Inc | Minneapolis | $1.88 billion | Not listed | adviserinfo.sec.gov |
| Yukon Partners Management, L.L.C. | Minneapolis | $1.75 billion | 17 | adviserinfo.sec.gov |
| Redhawk Wealth Advisors, Inc. | Minneapolis | $1.46 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Okabena Investment Services Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.