Data / Investment advisers / Serving banks and thrifts

Investment advisers serving banks and thrifts: 401 firms and $787 billion in AUM

Name: Investment advisers serving banks and thrifts: Form ADV data
Creator: SpecStream
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Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

401 SEC registered investment advisers report banks and thrifts among their clients in Form ADV item 5.D, and together they attribute $787 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Alm First Financial Advisors LLC.

The request: Every investment adviser that serves banks and thrifts, with AUM, phone and website. $10 of work on sign-up, no card.

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401Advisers
$787 billionAUM from this client type
386Advisers over $100 million
November 2, 2026File date

Advisers serving banks and thrifts

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 401 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
Alm First Financial Advisors LLC	Dallas	TX	155	$74.58 billion	$76.17 billion	adviserinfo.sec.gov
Pacific Investment Management Company LLC	Newport Beach	CA	35	$66.18 billion	$3.67 trillion	adviserinfo.sec.gov
Catalyst Strategic Solutions	Plano	TX	80	$52.37 billion	$52.37 billion	adviserinfo.sec.gov
Blackrock Investment Management, LLC	Princeton	NJ	7	$50.60 billion	$676.69 billion	adviserinfo.sec.gov
Santander Asset Management SA Sgiic	Madrid	Spain	4	$35.21 billion	$159.86 billion	adviserinfo.sec.gov
Pgim, Inc.	Newark	NJ	6	$27.20 billion	$1.13 trillion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	NY	216	$25.18 billion	$120.52 billion	adviserinfo.sec.gov
Regions Investment Management, Inc.	Birmingham	AL	Fewer than 5	$20.14 billion	$20.14 billion	adviserinfo.sec.gov
HSBC Global Asset Management (UK) Limited	London	United Kingdom	10	$19.59 billion	$260.22 billion	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	NY	17	$17.97 billion	$240.66 billion	adviserinfo.sec.gov
Keystate Advisory, LLC	Las Vegas	NV	58	$16.50 billion	$16.59 billion	adviserinfo.sec.gov
Sumitomo Mitsui DS Asset Management Company, Limited	Minato-Ku, Tokyo	Japan	40	$15.55 billion	$177.71 billion	adviserinfo.sec.gov
Wellington Management Company LLP	Boston	MA	34	$14.70 billion	$1.43 trillion	adviserinfo.sec.gov
Mitsubishi Ufj Trust and Banking Corporation	Tokyo	Japan	70	$14.36 billion	$406.96 billion	adviserinfo.sec.gov
Columbia Management Investment Advisers, LLC	Boston	MA	2	$13.67 billion	$502.40 billion	adviserinfo.sec.gov
Devenir Investment Advisors, LLC	Bloomington	MN	40	$12.80 billion	$12.99 billion	adviserinfo.sec.gov
NB Alternatives Advisers LLC	Dallas	TX	28	$11.87 billion	$160.24 billion	adviserinfo.sec.gov
Wellington Management Japan Pte LTD	Tokyo	Japan	12	$10.31 billion	$17.75 billion	adviserinfo.sec.gov
McQueen Financial Advisors II, Inc.	Clawson	MI	104	$10.07 billion	$10.09 billion	adviserinfo.sec.gov
RBC Global Asset Management (UK) Limited	London	United Kingdom	14	$10.00 billion	$178.01 billion	adviserinfo.sec.gov
Bentallgreenoak (U.S.) Limited Partnership	Seattle	WA	2	$9.92 billion	$24.07 billion	adviserinfo.sec.gov
Cavanal Hill Investment Management, Inc.	Tulsa	OK	1	$9.29 billion	$15.23 billion	adviserinfo.sec.gov
PNC Capital Advisors LLC	Baltimore	MD	1	$9.22 billion	$50.88 billion	adviserinfo.sec.gov
Aksia LLC	New York	NY	Fewer than 5	$9.01 billion	$35.20 billion	adviserinfo.sec.gov
Principal Asset Management	Des Moines	IA	37	$8.50 billion	$427.71 billion	adviserinfo.sec.gov
Principal Real Estate	Des Moines	IA	39	$8.04 billion	$105.65 billion	adviserinfo.sec.gov
U.S. Bancorp Asset Management, Inc.	Minneapolis	MN	Fewer than 5	$7.17 billion	$427.48 billion	adviserinfo.sec.gov
Morgan Stanley	Purchase	NY	4,257	$6.39 billion	$1.96 trillion	adviserinfo.sec.gov
Sterling Capital Management LLC	Charlotte	NC	2	$6.17 billion	$69.23 billion	adviserinfo.sec.gov
Mainstreet Advisors	Chicago	IL	56	$5.85 billion	$5.86 billion	adviserinfo.sec.gov
Smith Shellnut Wilson	Ridgeland	MS	51	$5.48 billion	$6.92 billion	adviserinfo.sec.gov
Alumina Investment Management	Charlotte	NC	Fewer than 5	$5.26 billion	$5.26 billion	adviserinfo.sec.gov
First National Advisers, LLC	Omaha	NE	Fewer than 5	$5.14 billion	$7.37 billion	adviserinfo.sec.gov
Sentry Management Inc	Wichita Falls	TX	48	$5.09 billion	$5.44 billion	adviserinfo.sec.gov
Montrusco Bolton Investments Inc.	Montreal, Quebec	Canada	Fewer than 5	$4.67 billion	$12.93 billion	adviserinfo.sec.gov
Mariner	Overland Park	KS	56	$3.99 billion	$125.41 billion	adviserinfo.sec.gov
S.B. Value Partners, L.P.	San Antonio	TX	29	$3.81 billion	$3.89 billion	adviserinfo.sec.gov
Gaoteng Global Asset Management Limited	Hong Kong, Hong Kong	Hong Kong	4	$3.78 billion	$13.35 billion	adviserinfo.sec.gov
BTC Capital Management	Des Moines	IA	18	$3.67 billion	$4.60 billion	adviserinfo.sec.gov
Southstate Private Capital Management LLC	Columbia	SC	Fewer than 5	$3.27 billion	$4.96 billion	adviserinfo.sec.gov
Epg Incorporated	Framingham	MA	48	$3.15 billion	$3.20 billion	adviserinfo.sec.gov
Midland Wealth Management	Effingham	IL	Fewer than 5	$3.10 billion	$3.16 billion	adviserinfo.sec.gov
Hamilton Lane	Conshohocken	PA	8	$3.02 billion	$141.83 billion	adviserinfo.sec.gov
Investment Management Group	Billings	MT	8	$3.01 billion	$5.24 billion	adviserinfo.sec.gov
Hartford Investment Management Company	Hartford	CT	Fewer than 5	$2.96 billion	$123.58 billion	adviserinfo.sec.gov
Haussmann 1864 Capital Management LLC	New York	NY	3	$2.89 billion	$4.60 billion	adviserinfo.sec.gov
Brick Capital Management Inc	East Lansing	MI	20	$2.84 billion	$2.84 billion	adviserinfo.sec.gov
Lumint Corporation	Boston	MA	Fewer than 5	$2.83 billion	$3.67 billion	adviserinfo.sec.gov
Stifel, Nicolaus & Company, Incorporated	St Louis	MO	551	$2.68 billion	$197.53 billion	adviserinfo.sec.gov
Sbi Funds Management Limited	Mumbai	India	9	$2.68 billion	$219.93 billion	adviserinfo.sec.gov
BPS Capital Management, Inc.	Bloomington	MN	46	$2.66 billion	$3.10 billion	adviserinfo.sec.gov
Atlantic Capital Strategies, Inc.			13	$2.56 billion	$2.57 billion	adviserinfo.sec.gov
Barings LLC	Charlotte	NC	7	$2.34 billion	$392.75 billion	adviserinfo.sec.gov
Whitetail Rock Capital Management, LLC	Lincoln	NE	Fewer than 5	$2.31 billion	$3.28 billion	adviserinfo.sec.gov
Voya Retirement Advisors, LLC	Windsor	CT	70	$2.30 billion	$37.47 billion	adviserinfo.sec.gov
E Fund Management (Hong Kong) Co., Limited	Hong Kong	Hong Kong	7	$2.30 billion	$15.72 billion	adviserinfo.sec.gov
Ratson Advisory LLC	New York	NY	Fewer than 5	$2.24 billion	$2.39 billion	adviserinfo.sec.gov
Ares Capital Management LLC	Los Angeles	CA	Fewer than 5	$2.20 billion	$97.62 billion	adviserinfo.sec.gov
Blackrock (Singapore) Limited	Singapore	Singapore	Fewer than 5	$2.17 billion	$70.33 billion	adviserinfo.sec.gov
Chartwell Investment Partners, LLC	Berwyn	PA	Fewer than 5	$2.17 billion	$12.97 billion	adviserinfo.sec.gov
Candriam S.C.A.	Strassen	Luxembourg	3	$2.12 billion	$154.66 billion	adviserinfo.sec.gov
DWS Investment Management Americas, Inc.	New York	NY	2	$2.08 billion	$199.66 billion	adviserinfo.sec.gov
Bosera Asset Management (International) Co., Limited	Hong Kong	Hong Kong	Fewer than 5	$2.05 billion	$17.26 billion	adviserinfo.sec.gov
Payden & Rygel	Los Angeles	CA	Fewer than 5	$2.03 billion	$158.23 billion	adviserinfo.sec.gov
Popular Asset Management	San Juan	PR	Fewer than 5	$1.99 billion	$3.71 billion	adviserinfo.sec.gov
Principal Asset Management (Asia)	Wanchai	Hong Kong	1	$1.99 billion	$14.38 billion	adviserinfo.sec.gov
Brown Brothers Harriman Credit Partners, LLC	New York	NY	8	$1.95 billion	$57.43 billion	adviserinfo.sec.gov
Alliance Partners LLC	Chevy Chase	MD	104	$1.94 billion	$1.94 billion	adviserinfo.sec.gov
Raymond James & Associates, Inc.	St. Petersburg	FL	710	$1.82 billion	$500.96 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	Fewer than 5	$1.77 billion	$2.65 trillion	adviserinfo.sec.gov
Vontobel Asset Management, Inc.	New York	NY	Fewer than 5	$1.76 billion	$20.29 billion	adviserinfo.sec.gov
Finser Investment Advisor	San Antonio	TX	10	$1.75 billion	$1.75 billion	adviserinfo.sec.gov
Epoch Investment Partners, Inc.	New York	NY	1	$1.70 billion	$29.73 billion	adviserinfo.sec.gov
Samsung Asset Management Company, LTD.	Seoul	Korea, South	2	$1.69 billion	$300.82 billion	adviserinfo.sec.gov
Accolade Asset/Liability Advisory Services	Columbus	OH	39	$1.60 billion	$1.60 billion	adviserinfo.sec.gov
Blackrock Asset Management North Asia Limited	Hong Kong	China	5	$1.60 billion	$140.25 billion	adviserinfo.sec.gov
Kellogg Asset Management, LLC	Green Bay	WI	Fewer than 5	$1.48 billion	$2.86 billion	adviserinfo.sec.gov
Nomura Asset Management Co., LTD.	Tokyo	Japan	8	$1.45 billion	$601.79 billion	adviserinfo.sec.gov
Pgim Limited	London	United Kingdom	11	$1.43 billion	$76.45 billion	adviserinfo.sec.gov
DWS International GMBH	Frankfurt Am Main	Germany	Fewer than 5	$1.42 billion	$228.87 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	NY	1,168	$1.42 billion	$588.22 billion	adviserinfo.sec.gov
China Asset Management (Hong Kong) Limited	Hong Kong	Hong Kong	7	$1.41 billion	$23.90 billion	adviserinfo.sec.gov
Nicolet Wealth Management	Green Bay	WI	Fewer than 5	$1.38 billion	$4.29 billion	adviserinfo.sec.gov
Nelson Capital Advisors			6	$1.36 billion	$1.36 billion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	NY	16	$1.35 billion	$3.52 trillion	adviserinfo.sec.gov
Pictet Asset Management SA	Geneva	Switzerland	16	$1.33 billion	$330.70 billion	adviserinfo.sec.gov
CBRE Investment Management Infrastructure Inc.	Toronto, Ontario	Canada	6	$1.26 billion	$11.54 billion	adviserinfo.sec.gov
Victory Capital Management Inc.	San Antonio	TX	Fewer than 5	$1.15 billion	$282.71 billion	adviserinfo.sec.gov
Bam Credit and Insurance Solutions Advisor LLC	New York	NY	1	$1.12 billion	$107.29 billion	adviserinfo.sec.gov
First Sentier Investors	Barangaroo, NSW	Australia	3	$1.08 billion	$52.93 billion	adviserinfo.sec.gov
Invesco Senior Secured Management, Inc.	New York	NY	2	$1.04 billion	$29.38 billion	adviserinfo.sec.gov
Ameriserv Wealth Advisors Inc	Johnstown	PA	Fewer than 5	$1.00 billion	$1.11 billion	adviserinfo.sec.gov
Doubleline Capital LP	Tampa	FL	2	$986.6 million	$93.32 billion	adviserinfo.sec.gov
SEI Investments Management Corp	Oaks	PA	93	$935.5 million	$216.43 billion	adviserinfo.sec.gov
1900 Wealth	San Antonio	TX	Fewer than 5	$856.9 million	$3.07 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	NY	6	$839.1 million	$1.60 trillion	adviserinfo.sec.gov
Pinebridge Investments LLC	New York	NY	Fewer than 5	$800.9 million	$76.73 billion	adviserinfo.sec.gov
Icr Partners	Nashvillle	TN	9	$798.7 million	$798.7 million	adviserinfo.sec.gov
Wright Investors Service Inc	Shelton	CT	15	$762.3 million	$1.21 billion	adviserinfo.sec.gov
Baxter Capital Management Inc	Indianapolis	IN	12	$757.3 million	$4.19 billion	adviserinfo.sec.gov
Manulife Investment Management Private Markets (US) LLC	Boston	MA	Fewer than 5	$748.8 million	$48.31 billion	adviserinfo.sec.gov
Loop Capital Asset Management	Miami	FL	1	$745.4 million	$10.81 billion	adviserinfo.sec.gov
HPS Investment Partners, LLC	New York	NY	1	$739.2 million	$175.72 billion	adviserinfo.sec.gov
Asset Growth Solutions, LLC	Scottsdale	AZ	4	$702.7 million	$702.7 million	adviserinfo.sec.gov
Lafise Global Advisors LLC	Miami	FL	Fewer than 5	$627.6 million	$699 million	adviserinfo.sec.gov
Industrial Development Funding LLC	Miami Beach	FL	7	$624 million	$624 million	adviserinfo.sec.gov
Madison Investment Advisors, LLC	Madison	WI	87	$610.5 million	$13.84 billion	adviserinfo.sec.gov
Hermes Investment Management Limited	London	United Kingdom	4	$600.8 million	$24.79 billion	adviserinfo.sec.gov
MGG Investment Group LP	New York	NY	2	$591.3 million	$7.59 billion	adviserinfo.sec.gov
Usi Advisors	Glastonbury	CT	20	$588.4 million	$56.28 billion	adviserinfo.sec.gov
David Vaughan Investments, LLC	Peoria	IL	Fewer than 5	$561 million	$5.33 billion	adviserinfo.sec.gov
Fci Advisors	Overland Park	KS	Fewer than 5	$529.7 million	$1.47 billion	adviserinfo.sec.gov
Canal Road Capital, LLC	Miami	FL	Fewer than 5	$500 million	$1.26 billion	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	18	$492.4 million	$394.07 billion	adviserinfo.sec.gov
First Foundation Advisors	Irvine	CA	157	$483.3 million	$5.06 billion	adviserinfo.sec.gov
Tolleson Private Wealth Management	Dallas	TX	1	$469.1 million	$9.26 billion	adviserinfo.sec.gov
Blue Owl Credit Private Fund Advisors LLC	New York	NY	1	$448.8 million	$46.06 billion	adviserinfo.sec.gov
TCW Asset Management Company LLC	Los Angeles	CA	1	$434.3 million	$81.18 billion	adviserinfo.sec.gov
Northwestern Mutual Investment Management Company, LLC	Milwaukee	WI	1	$432.4 million	$323.08 billion	adviserinfo.sec.gov
Latash Investments, LLC	Anchorage	AK	2	$430 million	$1.74 billion	adviserinfo.sec.gov
Texas Capital Bank Private Wealth Advisors	Dallas	TX	47	$418 million	$4.19 billion	adviserinfo.sec.gov
Caird Investments	Dallas	TX	1	$413.2 million	$413.2 million	adviserinfo.sec.gov
Rooney Capital Management, Inc.			1	$411.2 million	$411.2 million	adviserinfo.sec.gov
Tributary Capital Management, LLC	Omaha	NE	Fewer than 5	$400.5 million	$1.90 billion	adviserinfo.sec.gov
Abrdn Asia Limited	Singapore	Singapore	1	$398.4 million	$40.27 billion	adviserinfo.sec.gov
Newton Investment Management LTD	London	United Kingdom	Fewer than 5	$378.4 million	$42.39 billion	adviserinfo.sec.gov
Mainstay Capital Management, LLC	Grand Blanc	MI	Fewer than 5	$371.8 million	$5.31 billion	adviserinfo.sec.gov
Efg Private Wealth Management (Americas) Corp.	Miami	FL	Fewer than 5	$371.5 million	$2.30 billion	adviserinfo.sec.gov
Applied Finance Capital Management, LLC	San Juan	PR	3	$358.1 million	$4.44 billion	adviserinfo.sec.gov
GF International	Hong Kong	China	2	$354.4 million	$2.39 billion	adviserinfo.sec.gov
Elite Capital Management Group, LLC			16	$350.9 million	$350.9 million	adviserinfo.sec.gov
T. Rowe Price Associates, Inc.	Baltimore	MD	Fewer than 5	$348.6 million	$2.20 trillion	adviserinfo.sec.gov
CV Advisors LLC	Aventura	FL	Fewer than 5	$343.9 million	$15.08 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management (Singapore) Pte. LTD.	Singapore	Singapore	1	$342.2 million	$13.78 billion	adviserinfo.sec.gov
Orange Investment Advisors, LLC	Winter Park	FL	1	$336.8 million	$765 million	adviserinfo.sec.gov
Insight Investment	New York	NY	Fewer than 5	$328.4 million	$171.09 billion	adviserinfo.sec.gov
Amova Asset Management Co.,Ltd.	Tokyo	Japan	3	$327.9 million	$247.43 billion	adviserinfo.sec.gov
Longfellow Investment Management Co. LLC	Boston	MA	1	$327 million	$23.44 billion	adviserinfo.sec.gov
Park Place Capital Corporation	Homewood	AL	1	$325.5 million	$879.2 million	adviserinfo.sec.gov
Meeder Public Funds, Inc.	Dublin	OH	17	$325.3 million	$70.16 billion	adviserinfo.sec.gov
Asset Management One Co., LTD.	Tokyo	Japan	17	$316.9 million	$470.54 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	NY	33	$313.9 million	$184.81 billion	adviserinfo.sec.gov
Raymond James Financial Services Advisors, Inc	Saint Petersburg	FL	203	$313.8 million	$390.04 billion	adviserinfo.sec.gov
Sardis Group, LLC	Atlanta	GA	Fewer than 5	$313.8 million	$531.2 million	adviserinfo.sec.gov
GW&K Investment Management, LLC	Boston	MA	17	$312.2 million	$52.78 billion	adviserinfo.sec.gov
Bill Opp Fixed Income Advisory Service, LLC			1	$305 million	$309.8 million	adviserinfo.sec.gov
Jupiter Asset Management Limited	London	United Kingdom	4	$303.8 million	$68.22 billion	adviserinfo.sec.gov
Hunter Point Capital LP	New York	NY	Fewer than 5	$301 million	$7.81 billion	adviserinfo.sec.gov
Addison Capital	Conshohocken	PA	2	$300.6 million	$1.12 billion	adviserinfo.sec.gov
Saluda Grade Asset Management LLC	New York	NY	Fewer than 5	$294.1 million	$5.83 billion	adviserinfo.sec.gov
Masonry Capital Management, LLC	Charlottesville	VA	2	$291.1 million	$370.5 million	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	NY	Fewer than 5	$271.7 million	$33.48 billion	adviserinfo.sec.gov
Apollo Capital Management, L.P.	New York	NY	2	$254.5 million	$718.48 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	NY	25	$250.4 million	$139.88 billion	adviserinfo.sec.gov
CVC Credit Partners, LLC	New York	NY	Fewer than 5	$248.2 million	$61.63 billion	adviserinfo.sec.gov
Schroders Capital Management (US) LLC	New York	NY	Fewer than 5	$242.6 million	$34.59 billion	adviserinfo.sec.gov
Blackstone Liquid Credit Advisors I LLC	New York	NY	Fewer than 5	$229.6 million	$51.63 billion	adviserinfo.sec.gov
Mirae Asset Global Investments (Hong Kong) Limited	Hong Kong	Hong Kong	2	$229.5 million	$7.87 billion	adviserinfo.sec.gov
Hanwha Asset Management (USA) LTD.	San Francisco	CA	1	$220.9 million	$4.00 billion	adviserinfo.sec.gov
SSB&T Wealth Management, LLC	Fredericksburg	TX	1	$218.7 million	$445.1 million	adviserinfo.sec.gov
Muzinich & Co., Inc.	New York	NY	Fewer than 5	$215.3 million	$31.27 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	NY	1	$207.3 million	$159.52 billion	adviserinfo.sec.gov
Alphacore Capital LLC	LA Jolla	CA	2	$205.9 million	$12.96 billion	adviserinfo.sec.gov
Trust Advisors, Inc.	Houston	TX	5	$201.3 million	$6.97 billion	adviserinfo.sec.gov
Pinvest	Coral Gables	FL	2	$200.3 million	$377.5 million	adviserinfo.sec.gov
HFM Wealth Management	West Hartford	CT	2	$193.1 million	$699.6 million	adviserinfo.sec.gov
Graycliff Partners LP	New York	NY	Fewer than 5	$192.8 million	$1.98 billion	adviserinfo.sec.gov
Pearson Creek Capital Management LLC	Chicago	IL	Fewer than 5	$192.4 million	$284.8 million	adviserinfo.sec.gov
HSBC Global Asset Management (Hong Kong) Limited	Hong Kong	Hong Kong	4	$186.6 million	$149.48 billion	adviserinfo.sec.gov
Affinius Capital LLC	San Antonio	TX	Fewer than 5	$186 million	$30.44 billion	adviserinfo.sec.gov
Rathbones	Liverpool	United Kingdom	18	$183 million	$135.09 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	NY	1	$179.4 million	$702.25 billion	adviserinfo.sec.gov
Cbiz Investment Advisory Services, LLC	Cleveland	OH	16	$177.8 million	$12.76 billion	adviserinfo.sec.gov
Bridge Capital Advisors	Houston	TX	1	$175.2 million	$725.2 million	adviserinfo.sec.gov
Paradigm Investment Management	Miami	FL	1	$175.2 million	$725.2 million	adviserinfo.sec.gov
Amicorp Wealth Services	Miami	FL	2	$169.5 million	$188.5 million	adviserinfo.sec.gov
Nepc, LLC	Boston	MA	1	$163.5 million	$152.72 billion	adviserinfo.sec.gov
Pictet Asset Management Limited	London	United Kingdom	Fewer than 5	$160.1 million	$24.40 billion	adviserinfo.sec.gov
Insigneo Advisory Services, LLC	Miami	FL	8	$159.5 million	$5.16 billion	adviserinfo.sec.gov
Focus Investment Advisors, Inc	Solana Beach	CA	1	$157.7 million	$956.2 million	adviserinfo.sec.gov
Mitchell Capital Management Co	Leawood	KS	4	$156.5 million	$847.3 million	adviserinfo.sec.gov
Evercore Wealth Management, LLC	New York	NY	8	$154.3 million	$15.52 billion	adviserinfo.sec.gov
J.P. Morgan Natural Capital	Portland	OR	Fewer than 5	$150 million	$7.02 billion	adviserinfo.sec.gov
Chamonix Partners Capital Management LLC	New York	NY	1	$149.2 million	$149.2 million	adviserinfo.sec.gov
Mystic Asset Management	Warwick	RI	Fewer than 5	$147.2 million	$614.6 million	adviserinfo.sec.gov
Angel Oak Capital Advisors, LLC	Atlanta	GA	Fewer than 5	$141.6 million	$11.49 billion	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	NY	Fewer than 5	$141.3 million	$36.38 billion	adviserinfo.sec.gov
Capstone Investment Advisors, LLC	New York	NY	2	$140 million	$91.53 billion	adviserinfo.sec.gov
The Atlas Financial Group	Miami	FL	1	$138.7 million	$174.9 million	adviserinfo.sec.gov
Goldman Sachs Asset Management International	London	United Kingdom	Fewer than 5	$135.1 million	$621.02 billion	adviserinfo.sec.gov
Reliant Investment Management, LLC	Memphis	TN	Fewer than 5	$128.7 million	$1.47 billion	adviserinfo.sec.gov
Champlain Investment Partners, LLC	Burlington	VT	Fewer than 5	$127.1 million	$10.18 billion	adviserinfo.sec.gov
Fiam LLC	Smithfield	RI	Fewer than 5	$126 million	$347.73 billion	adviserinfo.sec.gov
Glasgow Partners, LLC			6	$119.3 million	$120 million	adviserinfo.sec.gov
Income Research + Management	Boston	MA	Fewer than 5	$117.7 million	$130.65 billion	adviserinfo.sec.gov
Levin Capital Strategies, L.P.	New York	NY	Fewer than 5	$116.9 million	$1.66 billion	adviserinfo.sec.gov
F/M Investments LLC	Washington	DC	25	$116.9 million	$17.74 billion	adviserinfo.sec.gov
Ullico Investment Advisors, Inc.	Bethesda	MD	1	$116.8 million	$13.92 billion	adviserinfo.sec.gov
Waters, Parkerson & Co., LLC	New Orleans	LA	Fewer than 5	$115.1 million	$2.86 billion	adviserinfo.sec.gov
Nationwide Asset Management, LLC	Columbus	OH	Fewer than 5	$112.5 million	$15.19 billion	adviserinfo.sec.gov
LSB Wealth Management	Ankeny	IA	Fewer than 5	$112.3 million	$228.8 million	adviserinfo.sec.gov
BGV Financial Advisors	Miami	FL	Fewer than 5	$106.1 million	$143.8 million	adviserinfo.sec.gov
Charlesbridge Advisors	Dedham	MA	Fewer than 5	$100.3 million	$108.5 million	adviserinfo.sec.gov
Cresalta Investment Management, Inc.	Greenwood Village	CO	1	$96.7 million	$323.4 million	adviserinfo.sec.gov
Mag Cap	Ridgeland	MS	1	$95.2 million	$1.69 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	1	$93.5 million	$398.65 billion	adviserinfo.sec.gov
MML Investors Services, LLC	Springfield	MA	12	$91.6 million	$115.64 billion	adviserinfo.sec.gov
Wynkoop LLC	Greenwood Village	CO	1	$91.5 million	$1.22 billion	adviserinfo.sec.gov
Advanced Capital Group	Minneapolis	MN	1	$89.4 million	$29.99 billion	adviserinfo.sec.gov
Vectors Asset Management	New York	NY	1	$88.9 million	$1.01 billion	adviserinfo.sec.gov
Northcape Capital	Sydney, New South Wales	Australia	Fewer than 5	$86.2 million	$12.29 billion	adviserinfo.sec.gov
Rather & Kittrell, Inc.	Knoxville	TN	3	$79.7 million	$2.25 billion	adviserinfo.sec.gov
Eagle Capital Management, LLC	Mandeville	LA	Fewer than 5	$79.6 million	$455.2 million	adviserinfo.sec.gov
Summit Creek Advisors	Minneapolis	MN	Fewer than 5	$78.6 million	$650.9 million	adviserinfo.sec.gov
Donaldson Capital Management LLC	Evansville	IN	4	$78.3 million	$3.46 billion	adviserinfo.sec.gov
Davivienda Advisors	Miami	FL	1	$77.2 million	$120.2 million	adviserinfo.sec.gov
Magnetar Financial LLC	Evanston	IL	Fewer than 5	$75 million	$31.99 billion	adviserinfo.sec.gov
Maytech Global Investments	New York	NY	1	$74.5 million	$895.1 million	adviserinfo.sec.gov
Bluespring Wealth Management, LLC	Austin	TX	2	$72.8 million	$7.82 billion	adviserinfo.sec.gov
Invex Advisors LLC	Coral Gables	FL	8	$69.2 million	$759.3 million	adviserinfo.sec.gov
Oep Capital Advisors, L.P.	New York	NY	1	$67 million	$15.73 billion	adviserinfo.sec.gov
Avior Wealth Management, LLC	Omaha	NE	3	$63.6 million	$6.46 billion	adviserinfo.sec.gov
Sands Capital Management, LLC	Arlington	VA	Fewer than 5	$62.8 million	$44.30 billion	adviserinfo.sec.gov
Robert Harrell, Incorporated	Austin	TX	2	$61.4 million	$885.3 million	adviserinfo.sec.gov
UBS Financial Services Inc.	Weehawken	NJ	8	$59.3 million	$915.79 billion	adviserinfo.sec.gov
Empower Capital Management, LLC	Greenwood Village	CO	Fewer than 5	$58.2 million	$77.96 billion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	NY	7	$55.6 million	$310.43 billion	adviserinfo.sec.gov
Horse Cove Partners LLC	Atlanta	GA	1	$52.3 million	$106.6 million	adviserinfo.sec.gov
Cibest Capital Advisory Services LLC	Miami	FL	1	$52.1 million	$374.8 million	adviserinfo.sec.gov
Private Wealth Partners, LLC	Mill Valley	CA	Fewer than 5	$51.2 million	$1.92 billion	adviserinfo.sec.gov
Eldridge Structured Credit Advisers, LLC	New York	NY	1	$49.8 million	$10.53 billion	adviserinfo.sec.gov
Capstone Capital Wealth Advisors	Henderson	NV	1	$48.7 million	$408.4 million	adviserinfo.sec.gov
Familywealth Asset Management	Lake Mary	FL	1	$47.6 million	$177 million	adviserinfo.sec.gov
Simplicity Wealth	Summit	NJ	2	$44.1 million	$4.27 billion	adviserinfo.sec.gov
Rogers Wealth Group, Inc.	Fort Worth	TX	1	$43.1 million	$1.04 billion	adviserinfo.sec.gov
Clearwater Advisors, LLC	Boise	ID	Fewer than 5	$43.1 million	$4.65 billion	adviserinfo.sec.gov
Renaissance Investment Management	Covington	KY	111	$42.2 million	$2.91 billion	adviserinfo.sec.gov
David Wendell Associates, Inc.	Portsmouth	NH	Fewer than 5	$41.6 million	$1.33 billion	adviserinfo.sec.gov
BG Investment Services, LLC	Hagatna	Guam	2	$41.5 million	$868.5 million	adviserinfo.sec.gov
Manning & Napier Advisors, LLC	Fairport	NY	2	$40.9 million	$17.03 billion	adviserinfo.sec.gov
Godsey & Gibb Wealth Management	Richmond	VA	23	$40.4 million	$1.56 billion	adviserinfo.sec.gov
Newton Investment Management North America	Boston	MA	1	$38.3 million	$59.16 billion	adviserinfo.sec.gov
Alpinvest US Holdings, LLC	New York	NY	1	$37.1 million	$57.66 billion	adviserinfo.sec.gov
Credit Capital Investments	Livingston	NJ	2	$34.4 million	$444 million	adviserinfo.sec.gov
Tandem Investment Advisors Inc	Charleston	SC	7	$33.9 million	$3.45 billion	adviserinfo.sec.gov
Hub Investment Partners, LLC	Austin	TX	3	$33.4 million	$11.88 billion	adviserinfo.sec.gov
Martin & Company Investment Counsel	Knoxville	TN	1	$33.1 million	$1.65 billion	adviserinfo.sec.gov
Congruence Capital, LLC	Los Angeles	CA	1	$30.5 million	$333.5 million	adviserinfo.sec.gov
Unfcu Advisors LLC	Long Island City	NY	Fewer than 5	$30.4 million	$30.4 million	adviserinfo.sec.gov
Thurston Springer Advisors	Indianapolis	IN	1	$29.4 million	$6.01 billion	adviserinfo.sec.gov
Stephens	Little Rock	AR	1	$29.1 million	$18.04 billion	adviserinfo.sec.gov
Anda Asset Management Co., LTD.	Seoul	Korea, South	1	$27.5 million	$1.23 billion	adviserinfo.sec.gov
Truist Advisory Services, Inc.	Atlanta	GA	5	$26.9 million	$77.39 billion	adviserinfo.sec.gov
Sparx Asset Management Korea Co., LTD.	Seoul	Korea, South	Fewer than 5	$26.8 million	$2.13 billion	adviserinfo.sec.gov
Renaissance Investment Group, LLC	Lenox	MA	Fewer than 5	$26.8 million	$726.1 million	adviserinfo.sec.gov
Robertson Investment Management	Houston	TX	2	$24.5 million	$534.1 million	adviserinfo.sec.gov
Claritas Capital	Nashville	TN	Fewer than 5	$24.1 million	$814 million	adviserinfo.sec.gov
Community Capital Management, LLC	Fort Lauderdale	FL	Fewer than 5	$23.3 million	$7.00 billion	adviserinfo.sec.gov
Illumine Investment Management, LLC	Poulsbo	WA	Fewer than 5	$22.9 million	$215.2 million	adviserinfo.sec.gov
Axiom Investors	Greenwich	CT	Fewer than 5	$22.9 million	$28.06 billion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	CA	13	$21 million	$509.45 billion	adviserinfo.sec.gov
SC Asesores En Inversiones Independientes SA de CV	Mexico City	Mexico	6	$20.9 million	$553.4 million	adviserinfo.sec.gov
City of London Investment Management Company Limited	London	United Kingdom	1	$20.9 million	$8.06 billion	adviserinfo.sec.gov
First Dallas Securities, Inc.	Dallas	TX	2	$20.6 million	$398.4 million	adviserinfo.sec.gov
Hightower Advisors, LLC	Chicago	IL	Fewer than 5	$20.1 million	$198.58 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	NY	1	$20 million	$8.57 billion	adviserinfo.sec.gov
Matheson & Rock Wealth Management, LLC	Davenport	IA	1	$20 million	$530 million	adviserinfo.sec.gov
Professional Financial Advisors, LLC	North Platte	NE	3	$19.8 million	$769.8 million	adviserinfo.sec.gov
Invesco Advisers, Inc.	Atlanta	GA	2	$19 million	$749.52 billion	adviserinfo.sec.gov
Welcy Capital Advisors LLC	Miami	FL	1	$18.3 million	$225.7 million	adviserinfo.sec.gov
Washington Crossing Advisors LLC	Morristown	NJ	7	$17.3 million	$2.03 billion	adviserinfo.sec.gov
Grey Ledge Advisors, LLC	Guilford	CT	Fewer than 5	$16.9 million	$616 million	adviserinfo.sec.gov
Accretive Wealth Partners, LLC	Parsippany	NJ	Fewer than 5	$16.7 million	$504.5 million	adviserinfo.sec.gov
Blalock Williams, LLC	Alexander City	AL	Fewer than 5	$16.3 million	$242.6 million	adviserinfo.sec.gov
MCF Advisors, LLC	Lexington	KY	1	$16.1 million	$4.68 billion	adviserinfo.sec.gov
Saiph Capital, LLC	Wyckoff	NJ	Fewer than 5	$15.9 million	$459.4 million	adviserinfo.sec.gov
Scala Capital LLC	Miami	FL	2	$15.7 million	$380.5 million	adviserinfo.sec.gov
Centrus Financial Strategies	Orlando	FL	1	$15.6 million	$125.1 million	adviserinfo.sec.gov
Fas Wealth Partners, Inc.	Leawood	KS	5	$15.6 million	$3.78 billion	adviserinfo.sec.gov
Sompo Asset Management Co., LTD.	Tokyo	Japan	2	$14.9 million	$25.39 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	10	$13.9 million	$671.42 billion	adviserinfo.sec.gov
Systematica Investments GP Limited	St Helier	Jersey	Fewer than 5	$13.8 million	$23.79 billion	adviserinfo.sec.gov
Systematica Investments Limited	St Helier	Jersey	Fewer than 5	$13.8 million	$23.79 billion	adviserinfo.sec.gov
Systematica Investments Singapore Pte. LTD	Singapore	Singapore	Fewer than 5	$13.8 million	$23.79 billion	adviserinfo.sec.gov
Systematica Investments UK LLP	London	United Kingdom	Fewer than 5	$13.8 million	$23.79 billion	adviserinfo.sec.gov
Invesco Asset Management LTD.	Henley-On-Thames	United Kingdom	Fewer than 5	$13.4 million	$187.60 billion	adviserinfo.sec.gov
Liberty Capital Management Inc	Birmingham	MI	Fewer than 5	$13.4 million	$849.5 million	adviserinfo.sec.gov
Sierra Capital LLC	Miami	FL	Fewer than 5	$13.1 million	$1.61 billion	adviserinfo.sec.gov
Brightstone Capital Management, LLC	St. Clair, Port of Spain	Trinidad and Tobago	1	$12.9 million	$31 million	adviserinfo.sec.gov
AXA Investment Managers US Inc	New York	NY	Fewer than 5	$12.7 million	$79.24 billion	adviserinfo.sec.gov
Intellus Advisors, LLC	Naples	FL	10	$12.4 million	$1.35 billion	adviserinfo.sec.gov
Invera Wealth Advisors LLC			Fewer than 5	$12.4 million	$243.8 million	adviserinfo.sec.gov
Bridgewater Associates, LP	Westport	CT	Fewer than 5	$11.7 million	$150.16 billion	adviserinfo.sec.gov
Lake Avenue Financial LLC	Pasadena	CA	1	$10.3 million	$154.7 million	adviserinfo.sec.gov
Truston Asset Management	Seoul	Korea, South	Fewer than 5	$9.4 million	$13.75 billion	adviserinfo.sec.gov
Modern Capital Management, Co.	Mt Pleasant	SC	12	$9.2 million	$90.7 million	adviserinfo.sec.gov
Beacon Pointe Advisors, LLC	Newport Beach	CA	1	$8.5 million	$54.87 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	1	$8.2 million	$252.25 billion	adviserinfo.sec.gov
Kristal.Ai	Singapore	Singapore	Fewer than 5	$8.2 million	$1.27 billion	adviserinfo.sec.gov
Deltec Asset Management LLC	New York	NY	1	$8.1 million	$782.8 million	adviserinfo.sec.gov

By state

State	Advisers
New York	60
Florida	34
Texas	26
California	24
Massachusetts	18
New Jersey	11
Connecticut	9
Pennsylvania	9
Illinois	9
Ohio	9
Minnesota	8
Wisconsin	8
North Carolina	8
Tennessee	8
Georgia	7
Nebraska	7
Maryland	6
Kansas	5
Iowa	5
Missouri	4
Michigan	4
Alabama	4
Oregon	3
Indiana	3
Virginia	3
Colorado	3
South Carolina	3
Oklahoma	3
Washington	3
Puerto Rico	3
Arkansas	2
Louisiana	2
Arizona	2
Kentucky	2
Mississippi	2
Montana	2
Nevada	2
Rhode Island	2
Maine	2
New Hampshire	1
Idaho	1
Alaska	1
Vermont	1
Delaware	1
Utah	1
District of Columbia	1
South Dakota	1

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.