Data / Investment advisers / Puerto Rico / Applied Finance Capital Management, LLC
Applied Finance Capital Management, LLC, San Juan, PR: $4.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Applied Finance Capital Management, LLC is an SEC registered investment adviser with its main office in San Juan, Puerto Rico and reports $4.4 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies, sovereign wealth funds and foreign official institutions and other investment advisers. It is paid through a percentage of assets under management, fixed fees and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 226755
- SEC file number
- 801-98338
- SEC status
- Approved, effective June 5, 2015
- Main office
- 53 Calle Palmeras Suite 601, San Juan, PR 00901
- Phone
- (800) 673-0400
- Website
- appliedfinance.com
- Regulatory AUM
- $4,443,037,725 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $1,718,338,977
- Non discretionary AUM
- $2,724,698,748
- Accounts
- 3,390
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $2.01 billion |
| Sovereign wealth funds and foreign official institutions | 2 | $684.1 million |
| Other investment advisers | 6 | $361.6 million |
| Banking or thrift institutions | 3 | $358.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.44 billion | March 30, 2026 |
| December 1, 2025 | $4.86 billion | March 31, 2025 |
Other advisers in San Juan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Catalyst Capital Advisors LLC | San Juan | $10.30 billion | Not listed | adviserinfo.sec.gov |
| Popular Asset Management | San Juan | $3.71 billion | 1 | adviserinfo.sec.gov |
| Rational Advisors, Inc. | San Juan | $2.56 billion | 1 | adviserinfo.sec.gov |
| Long Focus Capital Management LLC | San Juan | $2.44 billion | 1 | adviserinfo.sec.gov |
| Linse Capital LLC | San Juan | $1.71 billion | 18 | adviserinfo.sec.gov |
| UBS Asset Managers of Puerto Rico | San Juan | $1.38 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Juan, PR
- Investment advisers in Puerto Rico
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving sovereign wealth funds and foreign official institutions
- Applied Finance Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.