Data / Investment advisers / Puerto Rico / UBS Asset Managers of Puerto Rico
UBS Asset Managers of Puerto Rico, San Juan, PR: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
UBS Asset Managers of Puerto Rico is an SEC registered investment adviser with its main office in San Juan, Puerto Rico and reports $1.4 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
The request: Watch UBS Asset Managers of Puerto Rico (CRD number 313696): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 313696
- SEC file number
- 801-120846
- SEC status
- Approved, effective April 16, 2021
- Legal name
- UBS Trust Company of Puerto Rico
- Main office
- 250 Munoz Rivera Ave. 10th FL, San Juan, PR 00918
- Phone
- (787) 773-3888
- Website
- ubs.com
- Regulatory AUM
- $1,377,018,437 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $1,377,018,437
- Accounts
- 19
- Employees
- 6, of which 6 give investment advice
- Form of organization
- Sid of UBS Trust Company of Puerto Rico
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 19 | $1.38 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.38 billion | March 30, 2026 |
| December 1, 2025 | $1.78 billion | March 27, 2025 |
Other advisers in San Juan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Applied Finance Capital Management, LLC | San Juan | $4.44 billion | Not listed | adviserinfo.sec.gov |
| Popular Asset Management | San Juan | $3.71 billion | 1 | adviserinfo.sec.gov |
| Rational Advisors, Inc. | San Juan | $2.56 billion | 1 | adviserinfo.sec.gov |
| Long Focus Capital Management LLC | San Juan | $2.44 billion | 1 | adviserinfo.sec.gov |
| Linse Capital LLC | San Juan | $1.71 billion | 18 | adviserinfo.sec.gov |
| Parliament Capital Management, LLC | San Juan | $1.15 billion | 23 | adviserinfo.sec.gov |
| Talon LLC | San Juan | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Aton Financial LLC | San Juan | $600.9 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Juan, PR
- Investment advisers in Puerto Rico
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- UBS Asset Managers of Puerto Rico on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.