Data / Investment advisers / Puerto Rico / Aton Financial LLC
Aton Financial LLC, San Juan, PR: $601 million AUM, SEC registered investment adviser
Aton Financial LLC is an SEC registered investment adviser with its main office in San Juan, Puerto Rico and reports $601 million in regulatory assets under management in its Form ADV filed July 1, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 173070
- SEC file number
- 801-112925
- SEC status
- Approved, effective April 10, 2018
- Main office
- 1116 Ponce de Leon Suite 300, San Juan, PR 00907
- Phone
- (787) 725-6070
- Website
- atonfinancial.com
- Regulatory AUM
- $600,886,180 in the Form ADV filed July 1, 2026
- Discretionary AUM
- $370,756,236
- Non discretionary AUM
- $230,129,944
- Accounts
- 422
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 5: 5 private equity funds
- Gross assets of private funds
- $172,000,000
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 85 | $342.8 million |
| Pooled investment vehicles | 5 | $172.3 million |
| Individuals (other than high net worth individuals) | 169 | $42.5 million |
| Corporations or other businesses | 9 | $33.8 million |
| Pension and profit sharing plans | 6 | $7.1 million |
| Charitable organizations | Fewer than 5 | $2.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $600.9 million | March 31, 2026 |
| December 1, 2025 | $469.1 million | September 4, 2025 |
Other advisers in San Juan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Long Focus Capital Management LLC | San Juan | $2.44 billion | 1 | adviserinfo.sec.gov |
| Linse Capital LLC | San Juan | $1.71 billion | 18 | adviserinfo.sec.gov |
| UBS Asset Managers of Puerto Rico | San Juan | $1.38 billion | Not listed | adviserinfo.sec.gov |
| Parliament Capital Management, LLC | San Juan | $1.15 billion | 23 | adviserinfo.sec.gov |
| Talon LLC | San Juan | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Celeres Capital Advisors, LLC | San Juan | $534.8 million | Not listed | adviserinfo.sec.gov |
| Consultiva Wealth Management, Corp. | San Juan | $532.7 million | Not listed | adviserinfo.sec.gov |
| TC Latin America Partners LLC | San Juan | $529.7 million | 7 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Juan, PR
- Investment advisers in Puerto Rico
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Aton Financial LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.