Data / Investment advisers / Connecticut / Usi Advisors
Usi Advisors, Glastonbury, CT: $56.3 billion AUM, SEC registered investment adviser
Usi Advisors is an SEC registered investment adviser with its main office in Glastonbury, Connecticut and reports $56.3 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include pension and profit sharing plans, corporations and other businesses and state and municipal governments. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 108113
- SEC file number
- 801-56622
- SEC status
- Approved, effective June 18, 1999
- Legal name
- Usi Advisors, Inc.
- Main office
- 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033
- Phone
- (860) 633-5283
- Website
- usiadvisorsinc.com
- Regulatory AUM
- $56,282,631,536 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $2,369,353,896
- Non discretionary AUM
- $53,913,277,640
- Accounts
- 1,355
- Employees
- 79, of which 48 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 13
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 845 | $37.93 billion |
| Corporations or other businesses | 297 | $10.59 billion |
| State or municipal government entities | 107 | $3.24 billion |
| Charitable organizations | 71 | $2.19 billion |
| Investment companies | 6 | $1.58 billion |
| Banking or thrift institutions | 20 | $588.4 million |
| Insurance companies | 5 | $125.3 million |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $32.5 million |
| Business development companies | 2 | $2.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $56.28 billion | March 30, 2026 |
| December 1, 2025 | $48.86 billion | July 3, 2025 |
Other advisers in Glastonbury
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Symmetry Partners | Glastonbury | $4.73 billion | Not listed | adviserinfo.sec.gov |
| Adviceone Advisory Services, LLC | Glastonbury | $2.05 billion | Not listed | adviserinfo.sec.gov |
| Rossmore Private Capital, LLC | Glastonbury | $1.92 billion | Not listed | adviserinfo.sec.gov |
| Smith Brothers Financial, LLC | Glastonbury | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Empower Financial Advisory, LLC | Glastonbury | $635.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Glastonbury, CT
- Investment advisers in Connecticut
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving corporations and other businesses
- Usi Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.