Data / Investment advisers / Connecticut

Investment advisers in Connecticut: 585 firms, $3.3 trillion in AUM

585 investment advisers have their main office in Connecticut: 502 SEC registered and 83 exempt reporting. The registered advisers report $3.3 trillion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is AQR Capital Management, LLC with $312 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

• 585Advisers
• 502SEC registered
• 83Exempt reporting
• $3.3 trillionTotal AUM
• 480Advisers over $100 million
• 367Manage private funds
• November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. The first 300 of 585 are shown. Each row links to the firm page where it has one, and to its SEC record.

Advisers in Connecticut that manage private funds

367 advisers report private funds. The 40 with the most funds.

Newest SEC registrations in Connecticut

9 advisers with an SEC status effective in the 90 days to November 2, 2026.

Cities in Connecticut

More ways to read Connecticut

• Advisers in Connecticut with $10 billion to $100 billion in AUM
• Advisers in Connecticut with $1 billion to $10 billion in AUM
• Advisers in Connecticut with $500 million to $1 billion in AUM
• Advisers in Connecticut with $100 million to $500 million in AUM
• Advisers in Connecticut serving individuals
• Advisers in Connecticut serving high net worth individuals
• Advisers in Connecticut serving investment companies
• Advisers in Connecticut serving pooled investment vehicles
• Advisers in Connecticut serving pension and profit sharing plans
• Advisers in Connecticut serving charitable organizations
• Advisers in Connecticut serving state and municipal governments
• Advisers in Connecticut serving other investment advisers
• Advisers in Connecticut serving insurance companies
• Advisers in Connecticut serving sovereign wealth funds and foreign official institutions
• Advisers in Connecticut serving corporations and other businesses
• Private fund advisers in Connecticut

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.