Data / Investment advisers / Connecticut / Themes Management Company LLC
Themes Management Company LLC, Greenwich, CT: $1.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Themes Management Company LLC is an SEC registered investment adviser with its main office in Greenwich, Connecticut and reports $1.2 billion in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 323861
- SEC file number
- 801-128358
- SEC status
- Approved, effective July 18, 2023
- Main office
- 34 East Putnam Avenue, Suite 112, Greenwich, CT 06830
- Phone
- (646) 206-1788
- Website
- themesetfs.com
- Regulatory AUM
- $1,232,945,555 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $1,232,945,555
- Accounts
- 90
- Employees
- 15, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 90 | $1.23 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.23 billion | March 5, 2026 |
| December 1, 2025 | $844.5 million | October 16, 2025 |
Other advisers in Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Woodson Capital Management, LP | Greenwich | $1.55 billion | 4 | adviserinfo.sec.gov |
| Iso-Mts Capital Management LP | Greenwich | $1.49 billion | 1 | adviserinfo.sec.gov |
| Gabelli & Company Investment Advisers, Inc. | Greenwich | $1.48 billion | 10 | adviserinfo.sec.gov |
| Granite State Capital Management, LP | Greenwich | $1.33 billion | 6 | adviserinfo.sec.gov |
| Silver Point Specialty Credit Fund Management, LLC | Greenwich | $1.26 billion | Not listed | adviserinfo.sec.gov |
| Mountain Point Credit Management LLC | Greenwich | $1.22 billion | 4 | adviserinfo.sec.gov |
| Stone Point Credit Income Adviser LLC | Greenwich | $1.19 billion | 1 | adviserinfo.sec.gov |
| Astatine Investment Partners | Greenwich | $1.15 billion | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Themes Management Company LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.