Data / Investment advisers / Connecticut / Heartwood Partners, LLC
Heartwood Partners, LLC, Norwalk, CT: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Heartwood Partners, LLC is an SEC registered investment adviser with its main office in Norwalk, Connecticut and reports $1.4 billion in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 18 private funds.
The request: Watch Heartwood Partners, LLC (CRD number 313052): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 313052
- SEC file number
- 801-120555
- SEC status
- Approved, effective March 18, 2021
- Main office
- 301 Merritt 7 Third Floor, Norwalk, CT 06851
- Phone
- (203) 625-0770
- Regulatory AUM
- $1,358,200,000 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $1,358,200,000
- Accounts
- 18
- Employees
- 27, of which 22 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 18: 18 private equity funds
- Gross assets of private funds
- $2,087,400,000
- Umbrella registration
- 5 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 18 | $1.36 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.36 billion | March 27, 2026 |
| December 1, 2025 | $1.27 billion | March 28, 2025 |
Other advisers in Norwalk
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ge Investment Management | Norwalk | $24.36 billion | Not listed | adviserinfo.sec.gov |
| Commonfund Ocio, Inc. | Norwalk | $23.94 billion | 31 | adviserinfo.sec.gov |
| CF Private Equity, Inc. | Norwalk | $17.53 billion | 95 | adviserinfo.sec.gov |
| Ardsley Partners | Norwalk | $1.64 billion | 6 | adviserinfo.sec.gov |
| Teewinot Capital Advisers, L.L.C. | Norwalk | $1.61 billion | 2 | adviserinfo.sec.gov |
| Riskbridge Advisors, LLC | Norwalk | $898.3 million | Not listed | adviserinfo.sec.gov |
| Litvak Wealth, LLC | Norwalk | $536.1 million | Not listed | adviserinfo.sec.gov |
| Savoir Faire Capital Management, LP | Norwalk | $389.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Norwalk, CT
- Investment advisers in Connecticut
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Heartwood Partners, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.