Data / Investment advisers / Connecticut / Conning Investment Products, Inc.
Conning Investment Products, Inc., Hartford, CT: $572 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Conning Investment Products, Inc. is an SEC registered investment adviser with its main office in Hartford, Connecticut and reports $572 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include insurance companies and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Conning Investment Products, Inc. (CRD number 120387): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 120387
- SEC file number
- 801-79816
- SEC status
- Approved, effective June 5, 2014
- Main office
- One Financial Plaza, Hartford, CT 06103
- Phone
- (860) 299-2000
- Regulatory AUM
- $572,024,783 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $572,024,783
- Accounts
- 9
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $564 million |
| Corporations or other businesses | Fewer than 5 | $8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $572 million | March 30, 2026 |
| December 1, 2025 | $517.7 million | November 11, 2025 |
Other advisers in Hartford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Virtus Alternative Investment Advisers, LLC | Hartford | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Goodwin Capital Advisers, Inc. | Hartford | $986.6 million | Not listed | adviserinfo.sec.gov |
| Sky Investment Group LLC | Hartford | $931 million | Not listed | adviserinfo.sec.gov |
| Founders Capital Management, LLC | Hartford | $920.3 million | Not listed | adviserinfo.sec.gov |
| Aetna Asset Advisors, LLC | Hartford | $850.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Hartford, CT
- Investment advisers in Connecticut
- Advisers with $500 million to $1 billion in AUM
- Advisers serving insurance companies
- Advisers serving corporations and other businesses
- Conning Investment Products, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.