Data / Investment advisers / Connecticut / Goodwin Capital Advisers, Inc.
Goodwin Capital Advisers, Inc., Hartford, CT: $987 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Goodwin Capital Advisers, Inc. is an SEC registered investment adviser with its main office in Hartford, Connecticut and reports $987 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include state and municipal governments, pension and profit sharing plans and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Goodwin Capital Advisers, Inc. (CRD number 108290): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 108290
- SEC file number
- 801-8177
- SEC status
- Approved, effective December 14, 1971
- Main office
- One Financial Plaza 755 Main Street, Hartford, CT 06103
- Phone
- (860) 299-2000
- Website
- conning.com
- Regulatory AUM
- $986,624,790 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $986,624,790
- Accounts
- 5
- Employees
- 9, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | Fewer than 5 | $595.4 million |
| Pension and profit sharing plans | Fewer than 5 | $302.3 million |
| Pooled investment vehicles | 1 | $88.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $986.6 million | March 30, 2026 |
| December 1, 2025 | $869.9 million | November 11, 2025 |
Other advisers in Hartford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| UBS Realty Investors LLC | Hartford | $2.34 billion | 3 | adviserinfo.sec.gov |
| Virtus Capital Advisers, LLC | Hartford | $1.49 billion | 2 | adviserinfo.sec.gov |
| Nebrodi Partners, LLC | Hartford | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Virtus Advisers, LLC | Hartford | $1.42 billion | Not listed | adviserinfo.sec.gov |
| Virtus Alternative Investment Advisers, LLC | Hartford | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Sky Investment Group LLC | Hartford | $931 million | Not listed | adviserinfo.sec.gov |
| Founders Capital Management, LLC | Hartford | $920.3 million | Not listed | adviserinfo.sec.gov |
| Aetna Asset Advisors, LLC | Hartford | $850.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Hartford, CT
- Investment advisers in Connecticut
- Advisers with $500 million to $1 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving pension and profit sharing plans
- Goodwin Capital Advisers, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.