Data / Investment advisers / Serving corporations and other businesses

Investment advisers serving corporations and other businesses: 5,853 firms and $3.6 trillion in AUM

Name: Investment advisers serving corporations and other businesses: Form ADV data
Creator: SpecStream
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5,853 SEC registered investment advisers report corporations and other businesses among their clients in Form ADV item 5.D, and together they attribute $3.6 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is J.P. Morgan Investment Management Inc.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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5,853Advisers
$3.6 trillionAUM from this client type
5,657Advisers over $100 million
November 2, 2026File date

Advisers serving corporations and other businesses

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 5,853 are shown.

Adviser	City	State	Clients of this type	AUM from this type	Total AUM	Source
J.P. Morgan Investment Management Inc.	New York	NY	461	$226.82 billion	$3.52 trillion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	NY	3,559	$182.91 billion	$2.65 trillion	adviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	22,807	$131.16 billion	$1.78 trillion	adviserinfo.sec.gov
Northern Trust Investments, Incorporated	Chicago	IL	3,627	$111.90 billion	$1.25 trillion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	NY	195	$101.08 billion	$1.60 trillion	adviserinfo.sec.gov
UBS Financial Services Inc.	Weehawken	NJ	27,490	$94.46 billion	$915.79 billion	adviserinfo.sec.gov
Macquarie Investment Management Global Limited	Sydney	Australia	69	$66.85 billion	$187.35 billion	adviserinfo.sec.gov
Parametric Portfolio Associates	Seattle	WA	7,725	$65.43 billion	$684.78 billion	adviserinfo.sec.gov
Nippon Life Global Investors Americas, Inc.	New York	NY	36	$57.95 billion	$82.99 billion	adviserinfo.sec.gov
Pacific Investment Management Company LLC	Newport Beach	CA	405	$55.45 billion	$3.67 trillion	adviserinfo.sec.gov
Managed Account Advisors LLC	Jersey City	NJ	15,280	$51.71 billion	$994.99 billion	adviserinfo.sec.gov
Voya Investment Management Co. LLC	New York	NY	197	$48.94 billion	$274.95 billion	adviserinfo.sec.gov
Invesco Advisers, Inc.	Atlanta	GA	62	$47.77 billion	$749.52 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	NY	64	$44.45 billion	$702.25 billion	adviserinfo.sec.gov
Raymond James & Associates, Inc.	St. Petersburg	FL	7,358	$40.02 billion	$500.96 billion	adviserinfo.sec.gov
Columbia Management Investment Advisers, LLC	Boston	MA	139	$35.76 billion	$502.40 billion	adviserinfo.sec.gov
Invesco Capital Management LLC	Downers Grove	IL	28	$35.31 billion	$941.02 billion	adviserinfo.sec.gov
Blackrock Investment Management, LLC	Princeton	NJ	922	$33.61 billion	$676.69 billion	adviserinfo.sec.gov
SVB Asset Management	San Francisco	CA	454	$32.28 billion	$32.32 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	10,435	$29.13 billion	$671.42 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	NY	13,703	$28.45 billion	$588.22 billion	adviserinfo.sec.gov
Voya Retirement Advisors, LLC	Windsor	CT	7,427	$27.89 billion	$37.47 billion	adviserinfo.sec.gov
J.P. Morgan Securities LLC	New York	NY	8,977	$27.62 billion	$429.69 billion	adviserinfo.sec.gov
U.S. Bancorp Asset Management, Inc.	Minneapolis	MN	43	$26.54 billion	$427.48 billion	adviserinfo.sec.gov
Payden & Rygel	Los Angeles	CA	85	$25.59 billion	$158.23 billion	adviserinfo.sec.gov
American Beacon Advisors, Inc.	Irving	TX	4	$25.34 billion	$59.93 billion	adviserinfo.sec.gov
Envestnet PMC	Berwyn	PA	15,422	$23.83 billion	$614.93 billion	adviserinfo.sec.gov
Loomis, Sayles & Company, L.P.	Boston	MA	672	$23.13 billion	$386.88 billion	adviserinfo.sec.gov
Capital Advisors Group, Inc	Boston	MA	228	$22.90 billion	$23.03 billion	adviserinfo.sec.gov
Nepc, LLC	Boston	MA	47	$22.57 billion	$152.72 billion	adviserinfo.sec.gov
Mercury Advisory, LLC	San Francisco	CA	10,630	$22.50 billion	$22.57 billion	adviserinfo.sec.gov
Sumitomo Mitsui DS Asset Management Company, Limited	Minato-Ku, Tokyo	Japan	107	$21.57 billion	$177.71 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management International	London	United Kingdom	806	$20.50 billion	$621.02 billion	adviserinfo.sec.gov
Robert W. Baird & Co. Incorporated	Milwaukee	WI	1,669	$19.39 billion	$394.07 billion	adviserinfo.sec.gov
Insight Investment	New York	NY	176	$18.55 billion	$171.09 billion	adviserinfo.sec.gov
The Baldwin Group Wealth Advisors, LLC	Tampa	FL	431	$18.11 billion	$27.28 billion	adviserinfo.sec.gov
CIBC Private Wealth Advisors, Inc.	Chicago	IL	427	$17.93 billion	$67.84 billion	adviserinfo.sec.gov
Principal Asset Management	Des Moines	IA	951	$17.26 billion	$427.71 billion	adviserinfo.sec.gov
Goldman Sachs & Co. LLC	New York	NY	506	$16.94 billion	$133.64 billion	adviserinfo.sec.gov
Hightower Advisors, LLC	Chicago	IL	640	$15.79 billion	$198.58 billion	adviserinfo.sec.gov
Sterling Capital Management LLC	Charlotte	NC	271	$15.74 billion	$69.23 billion	adviserinfo.sec.gov
Raymond James Financial Services Advisors, Inc	Saint Petersburg	FL	5,554	$15.46 billion	$390.04 billion	adviserinfo.sec.gov
Invesco Management S.A.	Luxembourg	Luxembourg	34	$15.35 billion	$48.69 billion	adviserinfo.sec.gov
PNC Capital Advisors LLC	Baltimore	MD	138	$14.92 billion	$50.88 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	NC	424	$14.90 billion	$475.78 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	NY	1,828	$14.23 billion	$398.65 billion	adviserinfo.sec.gov
LPL Financial LLC	Fort Mill	SC	8,528	$14.06 billion	$819.12 billion	adviserinfo.sec.gov
Morgan Stanley	Purchase	NY	1,982	$13.87 billion	$1.96 trillion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	NY	3,071	$13.82 billion	$310.43 billion	adviserinfo.sec.gov
T. Rowe Price Associates, Inc.	Baltimore	MD	88	$13.59 billion	$2.20 trillion	adviserinfo.sec.gov
DWS Investment Management Americas, Inc.	New York	NY	20	$13.49 billion	$199.66 billion	adviserinfo.sec.gov
Concord Advisory Group LTD	Princeton	NJ	32	$13.46 billion	$46.19 billion	adviserinfo.sec.gov
HSBC Global Asset Management (USA) Inc.	New York	NY	30	$13.09 billion	$156.56 billion	adviserinfo.sec.gov
Alliancebernstein L.P.	Nashville	TN	1,219	$12.83 billion	$763.40 billion	adviserinfo.sec.gov
Wellington Management Company LLP	Boston	MA	40	$12.66 billion	$1.43 trillion	adviserinfo.sec.gov
BMO Private Investment Counsel Inc.	Toronto, Ontario	Canada	4,839	$12.42 billion	$40.18 billion	adviserinfo.sec.gov
RBC Global Asset Management (U.S.) Inc.	Minneapolis	MN	29	$12.36 billion	$104.49 billion	adviserinfo.sec.gov
Highland Associates Inc	Birmingham	AL	23	$12.16 billion	$20.99 billion	adviserinfo.sec.gov
Fortress Investment Group	New York	NY	Fewer than 5	$12.08 billion	$87.30 billion	adviserinfo.sec.gov
Goldentree Asset Management LP	New York	NY	43	$12.03 billion	$70.14 billion	adviserinfo.sec.gov
Apogem Capital LLC	New York	NY	1	$11.95 billion	$43.82 billion	adviserinfo.sec.gov
Morrison US, LLC	Wellington	New Zealand	1	$11.80 billion	$32.53 billion	adviserinfo.sec.gov
Capacuity LLC	Lake Mary	FL	121	$11.42 billion	$13.87 billion	adviserinfo.sec.gov
Rhumbline Advisers	Boston	MA	28	$11.28 billion	$136.48 billion	adviserinfo.sec.gov
Ashmore Investment Management LTD	London	United Kingdom	29	$11.05 billion	$47.36 billion	adviserinfo.sec.gov
Pgim, Inc.	Newark	NJ	11	$10.79 billion	$1.13 trillion	adviserinfo.sec.gov
Metlife Investment Management, LLC	Whippany	NJ	27	$10.78 billion	$563.78 billion	adviserinfo.sec.gov
Merganser Capital Management, LLC	Boston	MA	83	$10.61 billion	$17.66 billion	adviserinfo.sec.gov
Usi Advisors	Glastonbury	CT	297	$10.59 billion	$56.28 billion	adviserinfo.sec.gov
Nuveen Asset Management, LLC	Chicago	IL	2,029	$10.49 billion	$280.48 billion	adviserinfo.sec.gov
Clearstead; Clearstead Advisory Solutions	Cleveland	OH	468	$10.36 billion	$33.88 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	NY	1,295	$9.91 billion	$99.60 billion	adviserinfo.sec.gov
Glacier Peak Capital Management, LLC	Chatham	NJ	5	$9.86 billion	$9.86 billion	adviserinfo.sec.gov
LSV Asset Management	Chicago	IL	46	$9.37 billion	$104.25 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	NY	339	$9.27 billion	$120.52 billion	adviserinfo.sec.gov
Wells Fargo Advisors	St. Louis	MO	3,954	$9.26 billion	$252.25 billion	adviserinfo.sec.gov
Capital International, Inc.	Los Angeles	CA	6	$9.08 billion	$64.25 billion	adviserinfo.sec.gov
Record Currency Management Limited	London	United Kingdom	21	$9.05 billion	$114.16 billion	adviserinfo.sec.gov
Fayez Sarofim & Co.	Houston	TX	129	$9.01 billion	$35.07 billion	adviserinfo.sec.gov
Victory Capital Management Inc.	San Antonio	TX	116	$8.89 billion	$282.71 billion	adviserinfo.sec.gov
Pine Ridge Advisers LLC	New York	NY	18	$8.87 billion	$14.42 billion	adviserinfo.sec.gov
Allstate Investment Management Company	Chicago	IL	60	$8.81 billion	$26.46 billion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	NY	14,143	$8.62 billion	$469.98 billion	adviserinfo.sec.gov
Brown Advisory	Baltimore	MD	363	$8.46 billion	$124.31 billion	adviserinfo.sec.gov
Dodge & Cox	San Francisco	CA	31	$8.41 billion	$466.56 billion	adviserinfo.sec.gov
Candriam S.C.A.	Strassen	Luxembourg	40	$8.23 billion	$154.66 billion	adviserinfo.sec.gov
H&H International Investment, LLC	Palo Alto	CA	Fewer than 5	$8.20 billion	$25.50 billion	adviserinfo.sec.gov
Edward Jones	St. Louis	MO	10,848	$8.15 billion	$1.01 trillion	adviserinfo.sec.gov
William Blair & Company L.L.C.	Chicago	IL	1,333	$8.06 billion	$64.28 billion	adviserinfo.sec.gov
Breckinridge Capital Advisors Inc	Boston	MA	987	$8.02 billion	$54.28 billion	adviserinfo.sec.gov
Barrow Hanley Global Investors	Dallas	TX	18	$7.95 billion	$59.04 billion	adviserinfo.sec.gov
Rathbones	Liverpool	United Kingdom	2,089	$7.90 billion	$135.09 billion	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	NY	575	$7.89 billion	$72.96 billion	adviserinfo.sec.gov
Kotak Alternate Asset Managers Limited	Mumbai	India	637	$7.76 billion	$18.52 billion	adviserinfo.sec.gov
WCM Investment Management	Laguna Beach	CA	416	$7.54 billion	$96.77 billion	adviserinfo.sec.gov
Principal Real Estate	Des Moines	IA	8	$7.19 billion	$105.65 billion	adviserinfo.sec.gov
Creative Planning	Overland Park	KS	1,847	$7.13 billion	$295.57 billion	adviserinfo.sec.gov
Beutel, Goodman & Company LTD.	Toronto, Ont.	Canada	82	$6.97 billion	$36.11 billion	adviserinfo.sec.gov
Eagle Capital Management LLC	New York	NY	348	$6.89 billion	$35.80 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	NY	1,512	$6.67 billion	$56.01 billion	adviserinfo.sec.gov
Brookfield Asset Management Pic US, LLC	New York	NY	2	$6.54 billion	$105.30 billion	adviserinfo.sec.gov
Fiam LLC	Smithfield	RI	36	$6.36 billion	$347.73 billion	adviserinfo.sec.gov
Wafra Inc.	New York	NY	29	$6.35 billion	$29.04 billion	adviserinfo.sec.gov
Stifel, Nicolaus & Company, Incorporated	St Louis	MO	1,967	$6.21 billion	$197.53 billion	adviserinfo.sec.gov
Grantham Mayo van Otterloo & Co LLC	Boston	MA	13	$6.19 billion	$80.97 billion	adviserinfo.sec.gov
Intech	West Palm Beach	FL	6	$6.15 billion	$15.47 billion	adviserinfo.sec.gov
Mitsubishi Ufj Trust and Banking Corporation	Tokyo	Japan	208	$5.97 billion	$406.96 billion	adviserinfo.sec.gov
Cetera Investment Advisers LLC	Schaumburg	IL	3,884	$5.94 billion	$256.81 billion	adviserinfo.sec.gov
Captrust	Raleigh	NC	67	$5.91 billion	$1.24 trillion	adviserinfo.sec.gov
Oasis Investment Strategies LLC	Chicago	IL	3	$5.71 billion	$5.73 billion	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	CA	583	$5.65 billion	$184.99 billion	adviserinfo.sec.gov
Jpmorgan Asset Management (Asia Pacific) Limited	Hong Kong	Hong Kong	14	$5.61 billion	$169.62 billion	adviserinfo.sec.gov
Santander Asset Management SA Sgiic	Madrid	Spain	4	$5.58 billion	$159.86 billion	adviserinfo.sec.gov
Truist Advisory Services, Inc.	Atlanta	GA	2,186	$5.49 billion	$77.39 billion	adviserinfo.sec.gov
Spectrum Asset Management, Inc.	Stamford	CT	50	$5.42 billion	$18.30 billion	adviserinfo.sec.gov
Osaic Wealth, Inc.	Scottsdale	AZ	4,024	$5.37 billion	$234.86 billion	adviserinfo.sec.gov
Jpmorgan Asset Management (UK) Limited	London	United Kingdom	19	$5.26 billion	$484.10 billion	adviserinfo.sec.gov
Vinva Investment Management	Sydney, NSW	Australia	6	$5.13 billion	$42.90 billion	adviserinfo.sec.gov
Longfellow Investment Management Co. LLC	Boston	MA	35	$5.10 billion	$23.44 billion	adviserinfo.sec.gov
Federated Investment Counseling	Pittsburgh	PA	615	$5.05 billion	$207.21 billion	adviserinfo.sec.gov
GQG Partners	Fort Lauderdale	FL	23	$5.05 billion	$163.86 billion	adviserinfo.sec.gov
Asset Management One Co., LTD.	Tokyo	Japan	59	$5.03 billion	$470.54 billion	adviserinfo.sec.gov
Schroder Investment Management (Japan) Limited	Chiyoda-Ku, Tokyo	Japan	20	$4.90 billion	$11.01 billion	adviserinfo.sec.gov
Fidelity Institutional Wealth Adviser LLC	Boston	MA	1,335	$4.84 billion	$9.38 billion	adviserinfo.sec.gov
Cerity Partners Retirement Plan Consultants	New York	NY	5	$4.81 billion	$40.25 billion	adviserinfo.sec.gov
Income Research + Management	Boston	MA	20	$4.80 billion	$130.65 billion	adviserinfo.sec.gov
L&G, Asset Management, America	Chicago	IL	6	$4.80 billion	$267.16 billion	adviserinfo.sec.gov
Natixis Advisors, LLC	Boston	MA	1,952	$4.79 billion	$108.65 billion	adviserinfo.sec.gov
Qcam Currency Asset Management AG	Zug	Switzerland	4	$4.76 billion	$6.61 billion	adviserinfo.sec.gov
Sage Advisory Services LTD Co	Austin	TX	1,219	$4.75 billion	$28.43 billion	adviserinfo.sec.gov
Sagard Private Equity Solutions	Greenwich	CT	2	$4.68 billion	$9.41 billion	adviserinfo.sec.gov
Nisa Investment Advisors, LLC	St. Louis	MO	13	$4.65 billion	$343.89 billion	adviserinfo.sec.gov
Brown Advisory LTD.	London	United Kingdom	189	$4.65 billion	$26.58 billion	adviserinfo.sec.gov
Shenkman Capital Management, Inc.	New York	NY	10	$4.59 billion	$36.54 billion	adviserinfo.sec.gov
Capitolis Advisors LLC	New York	NY	Fewer than 5	$4.50 billion	$4.50 billion	adviserinfo.sec.gov
HB Wealth	Atlanta	GA	358	$4.49 billion	$30.16 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	NY	2,027	$4.46 billion	$139.88 billion	adviserinfo.sec.gov
Nomura Investment Management Business Trust	Philadelphia	PA	45	$4.39 billion	$144.04 billion	adviserinfo.sec.gov
Capital Group Private Client Services, Inc.	Los Angeles	CA	274	$4.38 billion	$48.37 billion	adviserinfo.sec.gov
Constellation Investments, Inc.	Montgomery	OH	9	$4.32 billion	$31.48 billion	adviserinfo.sec.gov
Mawer Investment Management LTD.	Calgary, Alberta	Canada	761	$4.27 billion	$40.94 billion	adviserinfo.sec.gov
Acadian Asset Management	Sydney , NSW	Australia	7	$4.25 billion	$5.71 billion	adviserinfo.sec.gov
Luther King Capital Management Corporation	Fort Worth	TX	219	$4.25 billion	$31.50 billion	adviserinfo.sec.gov
Third Lake Partners, LLC	Tampa	FL	8	$4.21 billion	$5.97 billion	adviserinfo.sec.gov
Samsung Asset Management Company, LTD.	Seoul	Korea, South	4	$4.19 billion	$300.82 billion	adviserinfo.sec.gov
Commonwealth Financial Network	Waltham	MA	2,603	$4.13 billion	$212.66 billion	adviserinfo.sec.gov
Ameriprise Financial Services, LLC	Minneapolis	MN	3,260	$4.11 billion	$660.47 billion	adviserinfo.sec.gov
Gallagher Fiduciary Advisors, LLC	Rolling Meadows	IL	11	$4.09 billion	$194.82 billion	adviserinfo.sec.gov
Charles Schwab Investment Management, Inc	San Francisco	CA	1,901	$4.05 billion	$1.72 trillion	adviserinfo.sec.gov
Morgan Stanley Aip GP LP	West Conshohocken	PA	36	$4.01 billion	$40.85 billion	adviserinfo.sec.gov
Fiera Capital Inc.	New York	NY	438	$4.01 billion	$17.28 billion	adviserinfo.sec.gov
Granger Management LLC	New York	NY	Fewer than 5	$4.01 billion	$4.92 billion	adviserinfo.sec.gov
Aflac Asset Management LLC	New York	NY	Fewer than 5	$3.94 billion	$133.47 billion	adviserinfo.sec.gov
Panagora Asset Management Inc	Boston	MA	32	$3.91 billion	$44.13 billion	adviserinfo.sec.gov
Bolton Global Asset Management	Bolton	MA	1,690	$3.76 billion	$8.28 billion	adviserinfo.sec.gov
Orion Portfolio Solutions, LLC	Omaha	NE	1,170	$3.68 billion	$64.84 billion	adviserinfo.sec.gov
Ramp Advisory LLC	New York	NY	3,728	$3.62 billion	$4.08 billion	adviserinfo.sec.gov
Mellon Investments Corporation	Pittsburgh	PA	9	$3.58 billion	$873.87 billion	adviserinfo.sec.gov
Capital Generation Partners LLP	London	United Kingdom	19	$3.57 billion	$4.12 billion	adviserinfo.sec.gov
Lord, Abbett & Co. LLC	Jersey City	NJ	478	$3.55 billion	$270.39 billion	adviserinfo.sec.gov
Post Advisory Group, LLC	Los Angeles	CA	9	$3.47 billion	$13.03 billion	adviserinfo.sec.gov
Invesco Managed Accounts, LLC	Seattle	WA	1,133	$3.47 billion	$31.28 billion	adviserinfo.sec.gov
Letko, Brosseau & Associates Inc.	Montreal, Quebec	Canada	379	$3.44 billion	$18.83 billion	adviserinfo.sec.gov
Focus Partners Wealth, LLC	St. Louis	MO	456	$3.23 billion	$181.86 billion	adviserinfo.sec.gov
GW&K Investment Management, LLC	Boston	MA	776	$3.12 billion	$52.78 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	NY	226	$3.11 billion	$161.68 billion	adviserinfo.sec.gov
Marcuard Family Office LTD	Zurich	Switzerland	53	$3.10 billion	$8.66 billion	adviserinfo.sec.gov
Dimension Capital Management LLC	Coral Gables	FL	259	$3.10 billion	$7.29 billion	adviserinfo.sec.gov
Trustage Investment Management	Madison	WI	10	$3.09 billion	$39.46 billion	adviserinfo.sec.gov
Manulife Investment Management (US) LLC	Boston	MA	203	$3.08 billion	$228.04 billion	adviserinfo.sec.gov
F/M Investments LLC	Washington	DC	497	$3.06 billion	$17.74 billion	adviserinfo.sec.gov
Stanhope Capital, LLP	London	United Kingdom	19	$3.06 billion	$15.70 billion	adviserinfo.sec.gov
Jefferies Investment Advisers LLC	New York	NY	340	$3.06 billion	$5.15 billion	adviserinfo.sec.gov
Compass Group Management LLC	Westport	CT	Fewer than 5	$3.04 billion	$3.04 billion	adviserinfo.sec.gov
Bear Creek Asset Management, LLC	Denver	CO	15	$3.02 billion	$5.19 billion	adviserinfo.sec.gov
Guggenheim Corporate Funding, LLC	New York	NY	12	$3.02 billion	$11.29 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	NY	374	$2.99 billion	$36.76 billion	adviserinfo.sec.gov
Newedge Advisors	New Orleans	LA	663	$2.98 billion	$43.21 billion	adviserinfo.sec.gov
Brown Brothers Harriman Credit Partners, LLC	New York	NY	Fewer than 5	$2.97 billion	$57.43 billion	adviserinfo.sec.gov
First Sentier Investors (Hong Kong) Limited	Hong Kong	Hong Kong	6	$2.92 billion	$32.87 billion	adviserinfo.sec.gov
Nutter Investment Advisors	Boston	MA	1	$2.89 billion	$2.96 billion	adviserinfo.sec.gov
Octopus Energy Generation	London	United Kingdom	9	$2.86 billion	$11.80 billion	adviserinfo.sec.gov
Mason Investment Advisory Services Inc	Reston	VA	8	$2.84 billion	$15.67 billion	adviserinfo.sec.gov
Kaufman Hall Investment Management	Brentwood	TN	28	$2.82 billion	$2.82 billion	adviserinfo.sec.gov
Schroders Capital Management (US) LLC	New York	NY	14	$2.81 billion	$34.59 billion	adviserinfo.sec.gov
Janney Montgomery Scott LLC	Philadelphia	PA	1,425	$2.70 billion	$110.11 billion	adviserinfo.sec.gov
Wells Fargo Investment Institute, Inc.	Charlotte	NC	127	$2.67 billion	$43.00 billion	adviserinfo.sec.gov
Heck Capital Advisors, LLC	Rhinelander	WI	10	$2.64 billion	$11.31 billion	adviserinfo.sec.gov
Fort Washington Investment Advisors Inc	Cincinnati	OH	28	$2.64 billion	$93.47 billion	adviserinfo.sec.gov
Dimensional Fund Advisors LP	Austin	TX	7	$2.63 billion	$1.02 trillion	adviserinfo.sec.gov
Insigneo Advisory Services, LLC	Miami	FL	1,025	$2.61 billion	$5.16 billion	adviserinfo.sec.gov
Ruffer LLP	London	United Kingdom	196	$2.60 billion	$24.87 billion	adviserinfo.sec.gov
Lido	Los Angeles	CA	415	$2.57 billion	$42.50 billion	adviserinfo.sec.gov
Ramirez Asset Management, Inc.	New York	NY	48	$2.52 billion	$12.27 billion	adviserinfo.sec.gov
CWM, LLC	Omaha	NE	339	$2.52 billion	$50.58 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	NY	659	$2.50 billion	$184.81 billion	adviserinfo.sec.gov
Summit Trail Advisors, LLC	New York	NY	56	$2.47 billion	$19.94 billion	adviserinfo.sec.gov
Edgepoint Investment Group	Toronto, Ontario	Canada	6	$2.46 billion	$33.80 billion	adviserinfo.sec.gov
Andersen	McLean	VA	40	$2.44 billion	$6.35 billion	adviserinfo.sec.gov
Sofinnova Investments, Inc.	Menlo Park	CA	11	$2.43 billion	$5.37 billion	adviserinfo.sec.gov
Symetra Investment Management Company	Farmington	CT	2	$2.42 billion	$88.78 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	NY	12	$2.41 billion	$159.52 billion	adviserinfo.sec.gov
Neuberger Berman Canada Ulc	Toronto, Ontario	Canada	392	$2.41 billion	$12.39 billion	adviserinfo.sec.gov
Harris \| Oakmark	Chicago	IL	203	$2.41 billion	$109.48 billion	adviserinfo.sec.gov
Atlanta Consulting Group Advisors, LLC	Atlanta	GA	14	$2.40 billion	$14.70 billion	adviserinfo.sec.gov
Ancora Advisors LLC	Mayfield Heights	OH	52	$2.37 billion	$4.61 billion	adviserinfo.sec.gov
Aquamarine Financial (Cayman) LTD	Grand Cayman	Cayman Islands	4	$2.37 billion	$5.76 billion	adviserinfo.sec.gov
Imperial Fund Asset Management LLC	Fort Lauderdale	FL	20	$2.32 billion	$6.84 billion	adviserinfo.sec.gov
Clearwater Advisors, LLC	Boise	ID	17	$2.30 billion	$4.65 billion	adviserinfo.sec.gov
Vaughan Nelson Investment Management, L.P.	Houston	TX	63	$2.30 billion	$12.24 billion	adviserinfo.sec.gov
Bridges Investment Management Inc	Omaha	NE	88	$2.28 billion	$11.31 billion	adviserinfo.sec.gov
&Partners	Nashville	TN	735	$2.27 billion	$30.27 billion	adviserinfo.sec.gov
Aristotle Capital Management, LLC	Los Angeles	CA	420	$2.25 billion	$43.54 billion	adviserinfo.sec.gov
Bienville Capital Management, LLC	New York	NY	14	$2.24 billion	$4.45 billion	adviserinfo.sec.gov
Camden Asset Management	Los Angeles	CA	1	$2.21 billion	$11.17 billion	adviserinfo.sec.gov
Two Sigma Investments, LP	New York	NY	1	$2.20 billion	$232.82 billion	adviserinfo.sec.gov
Fifth Third Wealth Advisors LLC	Cincinnati	OH	41	$2.20 billion	$7.80 billion	adviserinfo.sec.gov
Ipg Investment Advisors, LLC	San Diego	CA	503	$2.20 billion	$4.14 billion	adviserinfo.sec.gov
Cain International Advisers Limited	London	United Kingdom	6	$2.20 billion	$2.77 billion	adviserinfo.sec.gov
Prairie Capital Management Group, LLC	Kansas City	MO	50	$2.19 billion	$7.13 billion	adviserinfo.sec.gov
Corient	Miami	FL	164	$2.19 billion	$165.25 billion	adviserinfo.sec.gov
Brandywine Global Investment Management, LLC	Philadelphia	PA	6	$2.17 billion	$65.44 billion	adviserinfo.sec.gov
Meag New York Corporation	New York	NY	4	$2.16 billion	$44.87 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	NY	10	$2.09 billion	$150.40 billion	adviserinfo.sec.gov
Cfi Partners	Chicago	IL	Fewer than 5	$2.07 billion	$26.31 billion	adviserinfo.sec.gov
Brandes Investment Partners, LP	LA Jolla	CA	1,951	$2.07 billion	$40.65 billion	adviserinfo.sec.gov
Canso Investment Counsel LTD.	Richmond Hill, Ontario	Canada	7	$2.06 billion	$46.65 billion	adviserinfo.sec.gov
Vontobel Swiss Financial Advisers	Zurich	Switzerland	238	$2.06 billion	$11.94 billion	adviserinfo.sec.gov
Doubleline Capital LP	Tampa	FL	3	$2.03 billion	$93.32 billion	adviserinfo.sec.gov
Ep Wealth Advisors	Torrance	CA	466	$2.01 billion	$45.15 billion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	NY	304	$2.00 billion	$36.71 billion	adviserinfo.sec.gov
Blackstone Alternative Asset Management L.P.	New York	NY	1	$2.00 billion	$92.04 billion	adviserinfo.sec.gov
Cidel Asset Management Inc	Toronto, Ontario	Canada	204	$1.99 billion	$4.80 billion	adviserinfo.sec.gov
Ethic	New York	NY	23	$1.98 billion	$10.12 billion	adviserinfo.sec.gov
Chilton Investment Services, LLC	Stamford	CT	139	$1.97 billion	$8.15 billion	adviserinfo.sec.gov
Assetmark, Inc.	Concord	CA	1,985	$1.96 billion	$91.76 billion	adviserinfo.sec.gov
Aperio Group, LLC	Sausalito	CA	151	$1.95 billion	$152.13 billion	adviserinfo.sec.gov
Gilder Gagnon Howe & Co. LLC	New York	NY	309	$1.94 billion	$12.12 billion	adviserinfo.sec.gov
Barings LLC	Charlotte	NC	9	$1.94 billion	$392.75 billion	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	NY	20	$1.93 billion	$240.66 billion	adviserinfo.sec.gov
Boston Partners	Boston	MA	27	$1.91 billion	$116.17 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Limited	London	United Kingdom	16	$1.91 billion	$174.54 billion	adviserinfo.sec.gov
Pathstone	Englewood	NJ	23	$1.91 billion	$110.30 billion	adviserinfo.sec.gov
East End Advisors, LLC	New York	NY	Fewer than 5	$1.89 billion	$6.06 billion	adviserinfo.sec.gov
Cambridge Associates, LLC	Boston	MA	3	$1.89 billion	$326.70 billion	adviserinfo.sec.gov
Rho Treasury	New York	NY	1,071	$1.89 billion	$1.89 billion	adviserinfo.sec.gov
MML Investors Services, LLC	Springfield	MA	1,873	$1.87 billion	$115.64 billion	adviserinfo.sec.gov
Metropolitan West Asset Management LLC	Los Angeles	CA	4	$1.87 billion	$78.52 billion	adviserinfo.sec.gov
Milliman Advisors, LLC	Seattle	WA	26	$1.86 billion	$2.32 billion	adviserinfo.sec.gov
Blackrock Capital Management, Inc.	Wilmington	DE	Fewer than 5	$1.84 billion	$172.62 billion	adviserinfo.sec.gov
Hirtle & Co., LLC	West Conshohocken	PA	132	$1.84 billion	$25.41 billion	adviserinfo.sec.gov
Independence Asset Advisors, LLC	Wynnewood	PA	5	$1.83 billion	$2.19 billion	adviserinfo.sec.gov
Asset Preservation Advisors, LLC	Atlanta	GA	272	$1.83 billion	$11.05 billion	adviserinfo.sec.gov
Garcia Hamilton & Associates LP	Houston	TX	23	$1.82 billion	$24.86 billion	adviserinfo.sec.gov
Willis Investment Counsel Inc	Gainesville	GA	23	$1.81 billion	$4.23 billion	adviserinfo.sec.gov
Obra Capital Management, LLC.	New York	NY	27	$1.81 billion	$5.75 billion	adviserinfo.sec.gov
O'shaughnessy Asset Management, LLC	Stamford	CT	344	$1.81 billion	$19.78 billion	adviserinfo.sec.gov
General Atlantic Service Company, L.P.	New York	NY	16	$1.81 billion	$125.26 billion	adviserinfo.sec.gov
United Capital Financial Advisors	Irving	TX	331	$1.80 billion	$24.65 billion	adviserinfo.sec.gov
Wealth Enhancement Advisory Services, LLC	Plymouth	MN	1,201	$1.80 billion	$122.19 billion	adviserinfo.sec.gov
Edgewood Management LLC	Greenwich	CT	131	$1.77 billion	$21.52 billion	adviserinfo.sec.gov
Chartwell Investment Partners, LLC	Berwyn	PA	23	$1.76 billion	$12.97 billion	adviserinfo.sec.gov
1919 Investment Counsel, LLC	Baltimore	MD	102	$1.76 billion	$26.04 billion	adviserinfo.sec.gov
Kestra Advisory Services, LLC	Austin	TX	1,062	$1.75 billion	$79.80 billion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	NY	624	$1.71 billion	$24.74 billion	adviserinfo.sec.gov
Broad Bay Capital Management LP	New York	NY	1	$1.70 billion	$1.89 billion	adviserinfo.sec.gov
Northcape Capital	Sydney, New South Wales	Australia	Fewer than 5	$1.68 billion	$12.29 billion	adviserinfo.sec.gov
BTG Pactual Asset Management US , LLC	New York	NY	343	$1.67 billion	$30.11 billion	adviserinfo.sec.gov
Menlo Equities	Menlo Park	CA	3	$1.67 billion	$4.69 billion	adviserinfo.sec.gov
BMO Asset Management Corp.	Chicago	IL	Fewer than 5	$1.66 billion	$6.18 billion	adviserinfo.sec.gov
Macquarie Infrastructure Partners	New York	NY	2	$1.63 billion	$48.84 billion	adviserinfo.sec.gov
RBC Global Asset Management (UK) Limited	London	United Kingdom	8	$1.62 billion	$178.01 billion	adviserinfo.sec.gov
Asb Capital Management LLC	Bethesda	MD	19	$1.62 billion	$36.68 billion	adviserinfo.sec.gov
Resolution Capital Limited	Sydney, NSW	Australia	8	$1.61 billion	$8.40 billion	adviserinfo.sec.gov
Oaktree Capital Management, L.P.	Los Angeles	CA	12	$1.60 billion	$183.29 billion	adviserinfo.sec.gov
Oppenheimer Asset Management	New York	NY	765	$1.60 billion	$21.33 billion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	CA	823	$1.60 billion	$509.45 billion	adviserinfo.sec.gov
Sanctuary Advisors, LLC	Miami	FL	365	$1.56 billion	$34.88 billion	adviserinfo.sec.gov
Earnest Partners, LLC	Atlanta	GA	51	$1.55 billion	$42.61 billion	adviserinfo.sec.gov
Segall Bryant & Hamill	Chicago	IL	67	$1.53 billion	$22.64 billion	adviserinfo.sec.gov
Frost Investment Services	San Antonio	TX	633	$1.53 billion	$3.67 billion	adviserinfo.sec.gov
Blue Owl Credit Private Fund Advisors LLC	New York	NY	4	$1.51 billion	$46.06 billion	adviserinfo.sec.gov
Addenda Capital	Montreal, Quebec	Canada	17	$1.50 billion	$29.02 billion	adviserinfo.sec.gov
Popular Securities, LLC	Hato Rey	PR	538	$1.50 billion	$2.62 billion	adviserinfo.sec.gov
Ancora Retirement Plan Advisors, LLC	Cleveland	OH	150	$1.49 billion	$1.53 billion	adviserinfo.sec.gov
Aristotle Pacific Capital, LLC	Newport Beach	CA	Fewer than 5	$1.49 billion	$26.76 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management (Hong Kong) Limited	Central, Hong Kong	China	5	$1.48 billion	$21.19 billion	adviserinfo.sec.gov
James Hambro & Partners LLP	London	United Kingdom	213	$1.48 billion	$13.01 billion	adviserinfo.sec.gov
Sarofim International Management Co	Houston	TX	11	$1.47 billion	$2.41 billion	adviserinfo.sec.gov
True Link Financial Advisors	San Francisco	CA	219	$1.47 billion	$1.89 billion	adviserinfo.sec.gov
Stifel Capital Management, LLC	New York	NY	93	$1.47 billion	$4.20 billion	adviserinfo.sec.gov
D.A. Davidson & Co.	Great Falls	MT	616	$1.46 billion	$41.84 billion	adviserinfo.sec.gov
Nomura Asset Management Co., LTD.	Tokyo	Japan	19	$1.45 billion	$601.79 billion	adviserinfo.sec.gov
3650 REIT Investment Management LLC	Miami	FL	3	$1.45 billion	$2.43 billion	adviserinfo.sec.gov
Sentry, LLC	Memphis	TN	5	$1.44 billion	$2.33 billion	adviserinfo.sec.gov
CIBC Global Asset Management	Toronto, on	Canada	1,958	$1.44 billion	$162.84 billion	adviserinfo.sec.gov
Boyd Watterson Asset Management, LLC	Cleveland	OH	116	$1.43 billion	$18.81 billion	adviserinfo.sec.gov
Johnson Investment Counsel, Inc.	Cincinnati	OH	55	$1.43 billion	$22.98 billion	adviserinfo.sec.gov
Buckhead Capital Management, LLC	Atlanta	GA	17	$1.42 billion	$5.76 billion	adviserinfo.sec.gov
NB Alternatives Advisers LLC	Dallas	TX	6	$1.42 billion	$160.24 billion	adviserinfo.sec.gov

By state

State	Advisers
California	600
New York	575
Florida	381
Texas	351
Pennsylvania	260
Illinois	215
Massachusetts	207
Ohio	187
New Jersey	162
Georgia	151
Connecticut	133
Michigan	131
North Carolina	131
Colorado	120
Virginia	117
Minnesota	104
Washington	101
Wisconsin	93
Tennessee	90
Maryland	90
Missouri	89
Oregon	80
Indiana	74
Arizona	70
Kansas	70
Utah	61
South Carolina	55
Alabama	54
Iowa	51
Louisiana	47
Nebraska	43
Oklahoma	40
Kentucky	33
Arkansas	30
New Hampshire	25
Idaho	24
Nevada	23
Mississippi	22
Rhode Island	21
Montana	17
Vermont	16
Maine	14
Wyoming	14
Puerto Rico	13
Delaware	12
South Dakota	10
West Virginia	9
New Mexico	9
District of Columbia	9
Hawaii	6
Alaska	4
North Dakota	4
U.S. Virgin Islands	1

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.