Data / Investment advisers / New York / RBC Rochdale, LLC
RBC Rochdale, LLC, New York, NY: $73 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
RBC Rochdale, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $73 billion in regulatory assets under management in its Form ADV filed September 10, 2026. Its clients include high net worth individuals, investment companies and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees. It advises 1 private fund.
The request: Watch RBC Rochdale, LLC (CRD number 117198): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 117198
- SEC file number
- 801-27265
- SEC status
- Approved, effective June 20, 1986
- Main office
- 400 Park Avenue 10th Floor, New York, NY 10022
- Phone
- (212) 702-3500
- Regulatory AUM
- $72,960,498,578 in the Form ADV filed September 10, 2026
- Discretionary AUM
- $72,843,280,822
- Non discretionary AUM
- $117,217,756
- Accounts
- 42,770
- Employees
- 269, of which 138 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 1: 1 hedge fund
- Other offices
- 10
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 15,779 | $49.90 billion |
| Investment companies | 6 | $11.43 billion |
| Corporations or other businesses | 575 | $7.89 billion |
| Charitable organizations | 122 | $2.06 billion |
| Pension and profit sharing plans | 180 | $956.6 million |
| State or municipal government entities | 1 | $573.3 million |
| Individuals (other than high net worth individuals) | 391 | $153 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $72.96 billion | January 29, 2026 |
| December 1, 2025 | $68.18 billion | October 28, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| AXA Investment Managers US Inc | New York | $79.24 billion | 21 | adviserinfo.sec.gov |
| Tiger Global Management, LLC | New York | $77.99 billion | 38 | adviserinfo.sec.gov |
| Blackstone Property Advisors L.P. | New York | $77.40 billion | 78 | adviserinfo.sec.gov |
| Pinebridge Investments LLC | New York | $76.73 billion | 48 | adviserinfo.sec.gov |
| Clarion Partners | New York | $73.68 billion | 22 | adviserinfo.sec.gov |
| Tiaa-Cref Tuition Financing, Inc. | New York | $70.51 billion | Not listed | adviserinfo.sec.gov |
| Blackstone Asset Based Finance Advisors LP | New York | $70.45 billion | 37 | adviserinfo.sec.gov |
| Goldentree Asset Management LP | New York | $70.14 billion | 73 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving investment companies
- Advisers that manage private funds
- RBC Rochdale, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.