Data / Investment advisers / Ohio / Ancora Advisors LLC
Ancora Advisors LLC, Mayfield Heights, OH: $4.6 billion AUM, SEC registered investment adviser
Ancora Advisors LLC is an SEC registered investment adviser with its main office in Mayfield Heights, Ohio and reports $4.6 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include corporations and other businesses, investment companies and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 124674
- SEC file number
- 801-61770
- SEC status
- Approved, effective January 30, 2003
- Main office
- 6060 Parkland Boulevard Suite 200, Mayfield Heights, OH 44124
- Phone
- (216) 825-4000
- Regulatory AUM
- $4,614,815,571 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $2,662,561,093
- Non discretionary AUM
- $1,952,254,478
- Accounts
- 307
- Employees
- 46, of which 27 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 52 | $2.37 billion |
| Investment companies | 13 | $659.1 million |
| High net worth individuals | 148 | $401.4 million |
| Pooled investment vehicles | 4 | $330.3 million |
| Charitable organizations | 37 | $318.6 million |
| State or municipal government entities | 23 | $318.2 million |
| Pension and profit sharing plans | 27 | $157.2 million |
| Insurance companies | 3 | $58.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.61 billion | March 31, 2026 |
| December 1, 2025 | $4.48 billion | March 21, 2025 |
Other advisers in Ohio
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Venture Visionary Partners LLC | Sylvania | $5.24 billion | Not listed | adviserinfo.sec.gov |
| Wellspring Family Office | Cleveland | $5.06 billion | Not listed | adviserinfo.sec.gov |
| Daymark Wealth Partners, LLC | Cincinnati | $5.04 billion | Not listed | adviserinfo.sec.gov |
| Rockbridge Capital, LLC | Columbus | $5.01 billion | 23 | adviserinfo.sec.gov |
| Hamilton Capital | Columbus | $4.94 billion | 2 | adviserinfo.sec.gov |
| Prosperity Capital Advisors | Westlake | $4.39 billion | Not listed | adviserinfo.sec.gov |
| Drive Capital LLC | Columbus | $4.38 billion | 21 | adviserinfo.sec.gov |
| Pca Investment Advisory Services, Inc. | Cincinnati | $4.31 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Ohio
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving corporations and other businesses
- Advisers serving investment companies
- Ancora Advisors LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.