Data / Investment advisers / California / Western Asset Management Company
Western Asset Management Company, Pasadena, CA: $185 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Western Asset Management Company is an SEC registered investment adviser with its main office in Pasadena, California and reports $185 billion in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include investment companies, pooled investment vehicles and insurance companies. It is paid through a percentage of assets under management and performance based fees. It advises 33 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 110441
- SEC file number
- 801-8162
- SEC status
- Approved, effective December 17, 1971
- Legal name
- Western Asset Management Company, LLC
- Main office
- 385 E. Colorado Blvd., Pasadena, CA 91101
- Phone
- (626) 844-9400
- Regulatory AUM
- $184,988,342,421 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $181,382,183,532
- Non discretionary AUM
- $3,606,158,889
- Accounts
- 31,897
- Employees
- 137, of which 82 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 33: 18 hedge funds, 12 securitized asset funds, 2 other private funds, 1 liquidity fund
- Gross assets of private funds
- $10,349,827,383
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 57 | $82.05 billion |
| Pooled investment vehicles | 48 | $27.64 billion |
| Insurance companies | 20 | $25.49 billion |
| State or municipal government entities | 21 | $11.64 billion |
| Pension and profit sharing plans | 451 | $9.86 billion |
| Individuals (other than high net worth individuals) | 30,187 | $7.34 billion |
| Sovereign wealth funds and foreign official institutions | 3 | $6.89 billion |
| Corporations or other businesses | 583 | $5.65 billion |
| Charitable organizations | 292 | $5.26 billion |
| Other investment advisers | 2 | $2.42 billion |
| High net worth individuals | 231 | $749.6 million |
| Banking or thrift institutions | 2 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $184.99 billion | December 12, 2025 |
| December 1, 2025 | $298.75 billion | May 1, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Primecap Management Co | Pasadena | $139.34 billion | Not listed | adviserinfo.sec.gov |
| Shuster Advisory Group, LLC | Pasadena | $10.32 billion | Not listed | adviserinfo.sec.gov |
| Wedbush Securities Inc. | Pasadena | $6.75 billion | Not listed | adviserinfo.sec.gov |
| Capital Research & Consulting LLC | Pasadena | $5.99 billion | Not listed | adviserinfo.sec.gov |
| Clifford Swan Investment Counselors | Pasadena | $4.48 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Western Asset Management Company on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.