Data / Investment advisers / California / Capital Research & Consulting LLC
Capital Research & Consulting LLC, Pasadena, CA: $6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capital Research & Consulting LLC is an SEC registered investment adviser with its main office in Pasadena, California and reports $6 billion in regulatory assets under management in its Form ADV filed June 22, 2026. Its clients include pension and profit sharing plans and state and municipal governments. It is paid through fixed fees and other fees.
The request: Watch Capital Research & Consulting LLC (CRD number 109868): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 109868
- SEC file number
- 801-56356
- SEC status
- Approved, effective March 23, 1999
- Main office
- 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
- Phone
- (626) 844-1440
- Website
- capitalresearchandconsulting.com
- Regulatory AUM
- $5,985,401,577 in the Form ADV filed June 22, 2026
- Discretionary AUM
- $603,021,851
- Non discretionary AUM
- $5,382,379,726
- Accounts
- 51
- Employees
- 8, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 15 | $4.97 billion |
| State or municipal government entities | 5 | $1.02 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.99 billion | March 25, 2026 |
| December 1, 2025 | $6.07 billion | March 17, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Western Asset Management Company | Pasadena | $184.99 billion | 33 | adviserinfo.sec.gov |
| Primecap Management Co | Pasadena | $139.34 billion | Not listed | adviserinfo.sec.gov |
| Shuster Advisory Group, LLC | Pasadena | $10.32 billion | Not listed | adviserinfo.sec.gov |
| Wedbush Securities Inc. | Pasadena | $6.75 billion | Not listed | adviserinfo.sec.gov |
| Clifford Swan Investment Counselors | Pasadena | $4.48 billion | Not listed | adviserinfo.sec.gov |
| Flaherty & Crumrine Incorporated | Pasadena | $4.15 billion | Not listed | adviserinfo.sec.gov |
| Pasadena Private Wealth, LLC | Pasadena | $1.62 billion | 6 | adviserinfo.sec.gov |
| Wedbush Fund Advisers, LLC | Pasadena | $1.07 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving state and municipal governments
- Capital Research & Consulting LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.