Data / Investment advisers / California / Wedbush Securities Inc.
Wedbush Securities Inc., Pasadena, CA: $6.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wedbush Securities Inc. is an SEC registered investment adviser with its main office in Pasadena, California and reports $6.7 billion in regulatory assets under management in its Form ADV filed October 26, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and commissions.
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- Registration
- SEC registered investment adviser
- CRD number
- 877
- SEC file number
- 801-6358
- SEC status
- Approved, effective February 27, 1970
- Main office
- Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101
- Phone
- (213) 688-8000
- Website
- wedbush.com
- Regulatory AUM
- $6,748,146,144 in the Form ADV filed October 26, 2026
- Discretionary AUM
- $5,251,067,567
- Non discretionary AUM
- $1,497,078,577
- Accounts
- 10,833
- Employees
- 288, of which 288 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Other offices
- 58
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, civil court actions
- Latest Form ADV filing
- October 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 3,138 | $3.49 billion |
| Individuals (other than high net worth individuals) | 7,515 | $2.95 billion |
| Corporations or other businesses | 101 | $190.1 million |
| Charitable organizations | 26 | $59.8 million |
| Pooled investment vehicles | 6 | $11 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $6.75 billion | September 29, 2026 |
| December 1, 2025 | $5.68 billion | October 13, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Western Asset Management Company | Pasadena | $184.99 billion | 33 | adviserinfo.sec.gov |
| Primecap Management Co | Pasadena | $139.34 billion | Not listed | adviserinfo.sec.gov |
| Shuster Advisory Group, LLC | Pasadena | $10.32 billion | Not listed | adviserinfo.sec.gov |
| Capital Research & Consulting LLC | Pasadena | $5.99 billion | Not listed | adviserinfo.sec.gov |
| Clifford Swan Investment Counselors | Pasadena | $4.48 billion | Not listed | adviserinfo.sec.gov |
| Flaherty & Crumrine Incorporated | Pasadena | $4.15 billion | Not listed | adviserinfo.sec.gov |
| Pasadena Private Wealth, LLC | Pasadena | $1.62 billion | 6 | adviserinfo.sec.gov |
| Wedbush Fund Advisers, LLC | Pasadena | $1.07 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Wedbush Securities Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.