Data / Investment advisers / Northcape Capital
Northcape Capital, Sydney, New South Wales, Australia: $12.3 billion AUM, SEC registered investment adviser
Northcape Capital is an SEC registered investment adviser with its main office in Sydney, New South Wales, Australia and reports $12.3 billion in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include pension and profit sharing plans, state and municipal governments and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 332305
- SEC file number
- 801-131942
- SEC status
- Approved, effective February 28, 2025
- Legal name
- Northcape Capital Pty LTD
- Main office
- 45-53 Clarence Street Level 24, Sydney, New South Wales, Australia 2000
- Phone
- (028) 234-3623
- Regulatory AUM
- $12,294,171,602 in the Form ADV filed August 24, 2026
- Discretionary AUM
- $12,207,928,720
- Non discretionary AUM
- $86,242,882
- Accounts
- 26
- Employees
- 33, of which 14 give investment advice
- Form of organization
- Proprietary Company Incorporated in Australia
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 6 | $4.20 billion |
| State or municipal government entities | Fewer than 5 | $2.46 billion |
| Corporations or other businesses | Fewer than 5 | $1.68 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $1.68 billion |
| Other investment advisers | Fewer than 5 | $1.34 billion |
| Pooled investment vehicles | 3 | $851.2 million |
| Banking or thrift institutions | Fewer than 5 | $86.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $12.29 billion | August 24, 2026 |
| December 1, 2025 | $9.96 billion | September 3, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving state and municipal governments
- Northcape Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.