Data / Investment advisers / Minnesota / RBC Global Asset Management (U.S.) Inc.
RBC Global Asset Management (U.S.) Inc., Minneapolis, MN: $104 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
RBC Global Asset Management (U.S.) Inc. is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $104 billion in regulatory assets under management in its Form ADV filed May 21, 2026. Its clients include pooled investment vehicles, investment companies and state and municipal governments. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 14 private funds.
The request: Watch RBC Global Asset Management (U.S.) Inc. (CRD number 107173): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 107173
- SEC file number
- 801-20303
- SEC status
- Approved, effective December 27, 1983
- Main office
- 250 Nicollet Mall Suite 1550, Minneapolis, MN 55401
- Phone
- (612) 376-7000
- Regulatory AUM
- $104,487,615,868 in the Form ADV filed May 21, 2026
- Discretionary AUM
- $104,487,615,868
- Accounts
- 245
- Employees
- 212, of which 37 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 14: 5 hedge funds, 5 securitized asset funds, 4 other private funds
- Gross assets of private funds
- $7,509,682,229
- Other offices
- 3
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- May 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 74 | $41.96 billion |
| Investment companies | 13 | $29.42 billion |
| State or municipal government entities | 31 | $12.92 billion |
| Corporations or other businesses | 29 | $12.36 billion |
| Pension and profit sharing plans | 18 | $4.67 billion |
| Insurance companies | 3 | $1.41 billion |
| Sovereign wealth funds and foreign official institutions | 1 | $903 million |
| Other investment advisers | 2 | $593.2 million |
| Charitable organizations | 2 | $170.6 million |
| Individuals (other than high net worth individuals) | 69 | $62.9 million |
| High net worth individuals | 3 | $21.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $104.49 billion | January 30, 2026 |
| December 1, 2025 | $76.50 billion | October 14, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ameriprise Financial Services, LLC | Minneapolis | $660.47 billion | Not listed | adviserinfo.sec.gov |
| U.S. Bancorp Asset Management, Inc. | Minneapolis | $427.48 billion | 1 | adviserinfo.sec.gov |
| Thrivent Financial for Lutherans | Minneapolis | $128.73 billion | 1 | adviserinfo.sec.gov |
| Galliard Capital Management | Minneapolis | $80.27 billion | 3 | adviserinfo.sec.gov |
| Thrivent Asset Management, LLC | Minneapolis | $47.99 billion | Not listed | adviserinfo.sec.gov |
| Castlelake, L.P. | Minneapolis | $35.29 billion | 46 | adviserinfo.sec.gov |
| Advanced Capital Group | Minneapolis | $29.99 billion | Not listed | adviserinfo.sec.gov |
| Winslow Capital Management LLC | Minneapolis | $28.66 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- Advisers that manage private funds
- RBC Global Asset Management (U.S.) Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.