Data / Investment advisers / New York / J.P. Morgan Investment Management Inc.
J.P. Morgan Investment Management Inc., New York, NY: $3.5 trillion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
J.P. Morgan Investment Management Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $3.5 trillion in regulatory assets under management in its Form ADV filed August 26, 2026. Its clients include investment companies, pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 239 private funds.
The request: Watch J.P. Morgan Investment Management Inc. (CRD number 107038): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 107038
- SEC file number
- 801-21011
- SEC status
- Approved, effective April 4, 1984
- Main office
- 270 Park Avenue, New York, NY 10017
- Phone
- (800) 343-1113
- Regulatory AUM
- $3,519,414,511,755 in the Form ADV filed August 26, 2026
- Discretionary AUM
- $3,494,370,004,659
- Non discretionary AUM
- $25,044,507,096
- Accounts
- 132,150
- Employees
- 3,194, of which 2,260 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 239: 169 other private funds, 27 private equity funds, 26 real estate funds, 16 hedge funds, 1 liquidity fund
- Gross assets of private funds
- $165,832,277,427
- Other offices
- 266
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- August 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 373 | $1.82 trillion |
| Pooled investment vehicles | 305 | $882.98 billion |
| Corporations or other businesses | 461 | $226.82 billion |
| Pension and profit sharing plans | 892 | $198.04 billion |
| Insurance companies | 154 | $131.29 billion |
| Sovereign wealth funds and foreign official institutions | 41 | $69.28 billion |
| State or municipal government entities | 155 | $63.67 billion |
| Charitable organizations | 200 | $24.34 billion |
| High net worth individuals | 15 | $12.82 billion |
| Other investment advisers | 97 | $6.54 billion |
| Banking or thrift institutions | 16 | $1.35 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.52 trillion | March 31, 2026 |
| December 1, 2025 | $2.99 trillion | November 26, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Goldman Sachs Asset Management, L.P. | New York | $2.65 trillion | 1,286 | adviserinfo.sec.gov |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | $1.78 trillion | Not listed | adviserinfo.sec.gov |
| Blackrock Financial Management, Inc | New York | $1.60 trillion | 352 | adviserinfo.sec.gov |
| Blackrock Advisors, LLC | New York | $1.10 trillion | Not listed | adviserinfo.sec.gov |
| Millennium Management LLC | New York | $720.85 billion | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- J.P. Morgan Investment Management Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.