Data / Investment advisers / Texas / United Capital Financial Advisors
United Capital Financial Advisors, Irving, TX: $24.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
United Capital Financial Advisors is an SEC registered investment adviser with its main office in Irving, Texas and reports $24.6 billion in regulatory assets under management in its Form ADV filed June 15, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 134600
- SEC file number
- 801-64376
- SEC status
- Approved, effective June 9, 2005
- Legal name
- United Capital Financial Advisors, LLC
- Main office
- 125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
- Phone
- (972) 822-2055
- Regulatory AUM
- $24,646,765,344 in the Form ADV filed June 15, 2026
- Discretionary AUM
- $22,498,754,245
- Non discretionary AUM
- $2,148,011,099
- Accounts
- 45,106
- Employees
- 289, of which 162 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 46
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- June 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,937 | $11.02 billion |
| Individuals (other than high net worth individuals) | 22,900 | $9.59 billion |
| Corporations or other businesses | 331 | $1.80 billion |
| Pension and profit sharing plans | 223 | $1.16 billion |
| Other investment advisers | 5 | $668.9 million |
| Charitable organizations | 114 | $407.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $24.65 billion | March 31, 2026 |
| December 1, 2025 | $17.21 billion | October 2, 2025 |
Other advisers in Texas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Houston | $29.22 billion | Not listed | adviserinfo.sec.gov |
| Quantum Capital Group | Houston | $28.77 billion | 71 | adviserinfo.sec.gov |
| Sage Advisory Services LTD Co | Austin | $28.43 billion | Not listed | adviserinfo.sec.gov |
| The Palisades Group, LLC | Austin | $27.78 billion | 4 | adviserinfo.sec.gov |
| Garcia Hamilton & Associates LP | Houston | $24.86 billion | 1 | adviserinfo.sec.gov |
| First Command Advisory Services | Fort Worth | $24.43 billion | Not listed | adviserinfo.sec.gov |
| Precision Fiduciary Partners, LLC | Austin | $24.08 billion | Not listed | adviserinfo.sec.gov |
| Crestline Management, L.P. | Fort Worth | $22.51 billion | 37 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Texas
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- United Capital Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.